Hong Kong SFC licence institution AEO788, Drake & Morgan Limited

These are the licence-holders that were found for SFC licence institution AEO788 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB207 LEUNG Cho Tai, Victor 梁祖泰 RE Dealing in Securities 2003-04-01 2003-10-24
AAB207 LEUNG Cho Tai, Victor 梁祖泰 RE Advising on Securities 2003-04-01 2003-10-24
AAB207 LEUNG Cho Tai, Victor 梁祖泰 RE Advising on Corporate Finance 2003-04-01 2003-10-24
AAB207 LEUNG Cho Tai, Victor 梁祖泰 RE Asset Management 2003-04-01 2003-10-24
AAD841 CHAN Suet Ming, Ellis 陳雪明 RE Dealing in Securities 2003-04-01 2003-05-31
AAD841 CHAN Suet Ming, Ellis 陳雪明 RE Advising on Securities 2003-04-01 2003-05-31
AAD841 CHAN Suet Ming, Ellis 陳雪明 RE Advising on Corporate Finance 2003-04-01 2003-05-31
AAD841 CHAN Suet Ming, Ellis 陳雪明 RE Asset Management 2003-04-01 2003-05-31
AAJ532 NG Wing Chark 吳永澤 RE Dealing in Securities 2003-09-29 2004-03-04
AAJ775 TS'O Shun 曹信 RO Dealing in Securities 2003-04-01 2008-10-18
AAJ775 TS'O Shun 曹信 RO Advising on Securities 2003-04-01 2003-10-16
AAJ775 TS'O Shun 曹信 RO Advising on Corporate Finance 2003-04-01 2003-10-16
AAJ775 TS'O Shun 曹信 RO Asset Management 2003-04-01 2003-10-16
ABS091 WONG Cho Fai, Nicholas 黃祖輝 RE Dealing in Securities 2003-04-01 2004-04-06
ABS091 WONG Cho Fai, Nicholas 黃祖輝 RE Advising on Securities 2003-04-01 2004-04-06
ABS091 WONG Cho Fai, Nicholas 黃祖輝 RE Advising on Corporate Finance 2003-04-01 2004-04-06
ABS091 WONG Cho Fai, Nicholas 黃祖輝 RE Asset Management 2003-04-01 2004-04-06
ABT910 CHAU Christopher Chien Chung 周建忠 RO Dealing in Securities 2003-12-05 2004-03-04
ACA636 FOK Chi Hung, Benny 霍智鴻 RE Dealing in Securities 2003-04-01 2004-05-03
ACA636 FOK Chi Hung, Benny 霍智鴻 RE Advising on Securities 2003-04-01 2004-02-11
ACA636 FOK Chi Hung, Benny 霍智鴻 RE Advising on Corporate Finance 2003-04-01 2004-02-11
ACA636 FOK Chi Hung, Benny 霍智鴻 RE Asset Management 2003-04-01 2004-02-11
ACF948 LEUNG Heung Chuen 梁享全 RE Dealing in Securities 2003-04-01 2004-04-15
ACF948 LEUNG Heung Chuen 梁享全 RE Advising on Securities 2003-04-01 2003-12-29
ACF948 LEUNG Heung Chuen 梁享全 RE Advising on Corporate Finance 2003-04-01 2003-12-29
ACF948 LEUNG Heung Chuen 梁享全 RE Asset Management 2003-04-01 2003-12-29
ACN969 BO Shuk Chee 布淑芝 RE Dealing in Securities 2004-01-05 2004-03-04
ACP987 BABINGTON Brooke Marie RE Dealing in Securities 2004-01-13 2004-03-04
ACV231 LUM Pak Sum 林柏森 RO Dealing in Securities 2005-04-12 2008-10-18
ADV961 LAM Chung Leung, Frank 林忠良 RE Dealing in Securities 2003-04-01 2003-10-24
ADV961 LAM Chung Leung, Frank 林忠良 RE Advising on Securities 2003-04-01 2003-06-10
ADV961 LAM Chung Leung, Frank 林忠良 RE Advising on Corporate Finance 2003-04-01 2003-06-10
ADV961 LAM Chung Leung, Frank 林忠良 RE Asset Management 2003-04-01 2003-06-10
AFS459 CHAN Shun Wah 陳舜華 RE Dealing in Securities 2004-05-06 2004-06-02
AGC862 LO Yuen Yi, Candy 羅婉儀 RE Dealing in Securities 2003-09-23 2004-03-04
AGH229 WONG Wing Fai, Joseph 黃穎暉 RE Dealing in Securities 2003-04-01 2003-07-29
AGH229 WONG Wing Fai, Joseph 黃穎暉 RE Advising on Securities 2003-04-01 2003-07-29
AGH229 WONG Wing Fai, Joseph 黃穎暉 RE Advising on Corporate Finance 2003-04-01 2003-07-29
AGH229 WONG Wing Fai, Joseph 黃穎暉 RE Asset Management 2003-04-01 2003-07-29
AJI247 AL-KAZZI Samara RE Dealing in Securities 2003-12-23 2004-03-09

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