Hong Kong SFC licence institution AEP878, Lombard/Apic (HK) Limited 隆博亞洲投資有限公司

These are the licence-holders that were found for SFC licence institution AEP878 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ADX387 LAI Pak Nin, Christopher 黎百年 RE Advising on Securities 2005-12-29 2007-08-22
ADX387 LAI Pak Nin, Christopher 黎百年 RE Asset Management 2005-12-29 2007-08-22
AGG683 CHAO Daniel Kai 趙乃凱 RO Advising on Securities 2003-04-01 2005-06-08
AGG683 CHAO Daniel Kai 趙乃凱 RO Advising on Securities 2005-11-21 2009-06-30
AGG683 CHAO Daniel Kai 趙乃凱 RO Asset Management 2003-04-01 2005-06-08
AGG683 CHAO Daniel Kai 趙乃凱 RO Asset Management 2005-11-21 2009-06-30
AGV233 YOON Benjamin Hyung RE Advising on Securities 2005-02-14 2005-03-10
AGV233 YOON Benjamin Hyung RE Asset Management 2005-02-14 2005-03-10
AJI695 KERINS William Francis RO Advising on Securities 2004-03-15 2005-12-01
AJI695 KERINS William Francis RO Asset Management 2004-03-15 2005-12-01
ALI574 LEE Lai Chu 李麗珠 RO Advising on Securities 2005-04-11 2009-06-30
ALI574 LEE Lai Chu 李麗珠 RO Asset Management 2005-04-11 2009-06-30
ALN484 LIM Wen-tzen 林紋正 RE Advising on Securities 2005-01-14 2007-06-30
ALN484 LIM Wen-tzen 林紋正 RE Asset Management 2005-01-14 2007-06-30

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