Hong Kong SFC licence institution AEQ982, CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司

These are the licence-holders that were found for SFC licence institution AEQ982 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA823 HUI Yee Kwong 許沂光 RO Advising on Securities 2003-04-01 2011-01-14
AAA823 HUI Yee Kwong 許沂光 RO Advising on Securities 2011-12-29 2012-12-19
AAA823 HUI Yee Kwong 許沂光 RO Advising on Futures Contracts 2003-04-01 2011-01-14
AAA823 HUI Yee Kwong 許沂光 RO Advising on Futures Contracts 2011-12-29 2012-12-19
AAA823 HUI Yee Kwong 許沂光 RO Asset Management 2003-04-01 2011-01-14
AAA823 HUI Yee Kwong 許沂光 RO Asset Management 2011-12-29 2012-12-19
ABE784 TAM Ping Chung 譚炳松 RE Dealing in Securities 2017-03-16 2017-04-21
ABE784 TAM Ping Chung 譚炳松 RO Dealing in Securities 2017-04-21
ABE784 TAM Ping Chung 譚炳松 RE Advising on Corporate Finance 2017-03-16 2017-04-21
ABE784 TAM Ping Chung 譚炳松 RO Advising on Corporate Finance 2017-04-21
ACA948 LIM Chi Yeung, Richard 林志揚 RO Advising on Securities 2003-04-01 2005-01-19
ACA948 LIM Chi Yeung, Richard 林志揚 RO Advising on Futures Contracts 2003-04-01 2005-01-19
ACA948 LIM Chi Yeung, Richard 林志揚 RO Asset Management 2003-04-01 2005-01-19
ACD153 HO Kam Por, Simon 何鑑波 RO Advising on Securities 2003-04-01 2003-09-22
ACD153 HO Kam Por, Simon 何鑑波 RO Advising on Futures Contracts 2003-04-01 2003-09-22
ACD153 HO Kam Por, Simon 何鑑波 RO Asset Management 2003-04-01 2004-07-02
ACE585 CHAU Yueh Jen 周日仁 RE Advising on Securities 2011-08-30 2012-02-29
ACE585 CHAU Yueh Jen 周日仁 RE Asset Management 2012-02-10 2012-02-29
ACG379 SZE-TO May Ying, Gilda 司徒美英 RE Advising on Securities 2011-09-08 2011-10-10
ACG379 SZE-TO May Ying, Gilda 司徒美英 RO Advising on Securities 2011-10-10 2012-05-04
ACG379 SZE-TO May Ying, Gilda 司徒美英 RO Advising on Futures Contracts 2011-10-10 2012-05-04
ACG379 SZE-TO May Ying, Gilda 司徒美英 RE Asset Management 2011-09-08 2011-10-10
ACG379 SZE-TO May Ying, Gilda 司徒美英 RO Asset Management 2011-10-10 2012-05-04
ACJ702 TSE Wing Fai 謝榮輝 RO Advising on Securities 2005-01-18 2011-01-14
ACJ702 TSE Wing Fai 謝榮輝 RO Advising on Futures Contracts 2005-01-18 2011-01-14
ACJ702 TSE Wing Fai 謝榮輝 RO Asset Management 2005-01-18 2011-01-14
ACV410 CHAN Shun Kuen, Eric 陳舜權 RO Dealing in Securities 2016-10-05
ACV410 CHAN Shun Kuen, Eric 陳舜權 RO Advising on Securities 2013-04-11
ACV410 CHAN Shun Kuen, Eric 陳舜權 RO Advising on Futures Contracts 2013-04-11 2015-07-24
ACV410 CHAN Shun Kuen, Eric 陳舜權 RO Advising on Corporate Finance 2012-10-25
ACV410 CHAN Shun Kuen, Eric 陳舜權 RO Asset Management 2012-03-29
ADR152 BHATT Jay Hemant RO Advising on Securities 2013-11-26 2015-05-04
ADR152 BHATT Jay Hemant RO Asset Management 2013-09-23 2015-05-04
AEN773 FUNG Siu Hung 馮兆鴻 RO Dealing in Securities 2016-06-07 2017-07-10
AEN773 FUNG Siu Hung 馮兆鴻 RO Advising on Securities 2016-07-12 2017-07-10
AEN773 FUNG Siu Hung 馮兆鴻 RO Asset Management 2016-07-12 2017-07-10
AFI668 SEN Tung Ning 神東寧 RE Dealing in Securities 2017-12-01 2018-02-27
AFI668 SEN Tung Ning 神東寧 RO Dealing in Securities 2018-02-27 2018-08-27
AFI668 SEN Tung Ning 神東寧 RE Advising on Securities 2017-12-01 2018-02-27
AFI668 SEN Tung Ning 神東寧 RO Advising on Securities 2018-02-27 2018-08-27
AFI668 SEN Tung Ning 神東寧 RE Asset Management 2017-12-01 2018-02-27
AFI668 SEN Tung Ning 神東寧 RO Asset Management 2018-02-27 2018-08-27
AGG286 LEE Shun Hing, Jimmy 利順興 RE Advising on Securities 2012-09-10 2012-11-16
AGG286 LEE Shun Hing, Jimmy 利順興 RO Advising on Securities 2012-11-16 2013-11-11
AGG286 LEE Shun Hing, Jimmy 利順興 RE Asset Management 2012-09-10 2012-11-16
AGG286 LEE Shun Hing, Jimmy 利順興 RO Asset Management 2012-11-16 2013-11-11
AGP929 YANG YUE Nin Yen, Gigi 楊俞年茵 RE Asset Management 2016-01-28 2016-03-02
AGP929 YANG YUE Nin Yen, Gigi 楊俞年茵 RO Asset Management 2015-06-23 2016-01-28
AGQ352 HUI Hon Yuen, Benedict 許瀚源 RE Asset Management 2006-09-01 2010-06-14
AGT998 FAN Kei Shun, Lester 范基信 RO Asset Management 2006-09-06 2007-09-22
AGW616 LAU Hing Bun 劉慶斌 RO Advising on Corporate Finance 2010-10-27 2011-12-20
AHF688 WONG Hon Kit 黃漢傑 RE Dealing in Securities 2016-10-26 2017-01-15
AHF688 WONG Hon Kit 黃漢傑 RE Advising on Securities 2016-10-26 2017-01-15
AHF688 WONG Hon Kit 黃漢傑 RO Advising on Corporate Finance 2015-07-06 2017-01-15
AIL023 LAM Chin Ming 林展明 RE Advising on Securities 2012-08-20 2012-08-31
AIL023 LAM Chin Ming 林展明 RE Asset Management 2012-08-20 2012-08-31
AKO253 CHAN Kan Sun, Peter 陳更申 RO Advising on Securities 2011-05-11 2011-10-24
AKO253 CHAN Kan Sun, Peter 陳更申 RO Advising on Futures Contracts 2011-05-11 2011-10-24
AKP392 FANG Cheng 方征 RO Advising on Corporate Finance 2010-10-27 2012-02-29
ALB158 LAI Koon Ho 黎冠豪 RE Asset Management 2015-01-12 2015-03-05
ALB158 LAI Koon Ho 黎冠豪 RO Asset Management 2015-03-05 2015-07-27
ALB323 CHAN Hing Sang, Alexander 陳慶生 RE Advising on Securities 2013-03-01 2015-06-01
ALB323 CHAN Hing Sang, Alexander 陳慶生 RE Advising on Futures Contracts 2013-03-01 2015-06-01
ALB323 CHAN Hing Sang, Alexander 陳慶生 RE Advising on Corporate Finance 2013-03-01 2015-06-01
ALB323 CHAN Hing Sang, Alexander 陳慶生 RE Asset Management 2013-03-01 2015-06-01
ALL251 LIU Ta-Pei 劉大貝 RO Advising on Securities 2011-08-30 2012-05-31
ALL251 LIU Ta-Pei 劉大貝 RO Advising on Futures Contracts 2011-08-30 2012-05-31
ALL251 LIU Ta-Pei 劉大貝 RO Advising on Corporate Finance 2010-10-27 2012-05-31
ALL251 LIU Ta-Pei 劉大貝 RO Asset Management 2011-01-12 2012-05-31
AML390 WONG Siu Kin 黃紹乾 RE Advising on Securities 2015-07-03 2016-10-15
AML390 WONG Siu Kin 黃紹乾 RE Advising on Futures Contracts 2015-07-03 2015-07-20
AML390 WONG Siu Kin 黃紹乾 RO Advising on Corporate Finance 2012-03-22 2013-04-03
AML390 WONG Siu Kin 黃紹乾 RO Advising on Corporate Finance 2013-08-27 2016-10-15
AML390 WONG Siu Kin 黃紹乾 RE Asset Management 2015-07-03 2016-10-15
ANK382 TSUI Pak Fai 徐碧輝 RO Dealing in Securities 2016-06-07 2016-11-01
ANK382 TSUI Pak Fai 徐碧輝 RO Advising on Securities 2013-10-03 2016-11-01
ANK382 TSUI Pak Fai 徐碧輝 RE Asset Management 2013-08-23 2016-11-01
ANO987 SUM Chui Po, Sandy Kale 沈聚寶 RE Advising on Securities 2011-07-13 2012-09-19
ANO987 SUM Chui Po, Sandy Kale 沈聚寶 RE Advising on Futures Contracts 2011-07-13 2012-09-19
ANO987 SUM Chui Po, Sandy Kale 沈聚寶 RE Asset Management 2011-08-17 2012-09-19
ANP305 YU Xiaoling 余曉玲 RO Advising on Securities 2012-01-10 2013-05-31
ANP305 YU Xiaoling 余曉玲 RE Advising on Futures Contracts 2012-05-18 2013-05-31
ANP305 YU Xiaoling 余曉玲 RE Advising on Corporate Finance 2012-05-18 2013-05-31
ANP305 YU Xiaoling 余曉玲 RE Asset Management 2012-05-18 2013-05-31
ANW377 SO Chi Kin 蘇智健 RE Dealing in Securities 2018-02-05 2018-02-21
ANW377 SO Chi Kin 蘇智健 RO Dealing in Securities 2018-02-21
ANW377 SO Chi Kin 蘇智健 RO Advising on Securities 2018-04-17
ANW377 SO Chi Kin 蘇智健 RE Advising on Corporate Finance 2018-04-17
ANW377 SO Chi Kin 蘇智健 RE Asset Management 2018-04-17
AOD136 LEUNG Tsun Ip 梁俊業 RO Advising on Securities 2012-12-12 2013-07-05
AOD136 LEUNG Tsun Ip 梁俊業 RO Advising on Futures Contracts 2012-12-12 2013-07-05
AOD136 LEUNG Tsun Ip 梁俊業 RE Asset Management 2012-08-13 2012-12-12
AOD136 LEUNG Tsun Ip 梁俊業 RO Asset Management 2012-12-12 2013-07-05
AOJ791 XIANG Pinggui 向平貴 RO Advising on Securities 2011-12-23 2012-01-04
AOJ791 XIANG Pinggui 向平貴 RO Asset Management 2011-08-25 2012-01-04
AON779 TING Kam Sing 丁淦星 RE Asset Management 2011-07-14 2011-12-31
AON779 TING Kam Sing 丁淦星 RO Asset Management 2013-08-07 2014-07-31
AOV587 CHAN Ling 陳靈 RE Advising on Securities 2015-01-26 2017-01-09
AOV587 CHAN Ling 陳靈 RE Advising on Futures Contracts 2015-01-26 2015-07-20
AOV587 CHAN Ling 陳靈 RE Advising on Corporate Finance 2015-01-26 2017-01-09
AOV587 CHAN Ling 陳靈 RE Asset Management 2015-01-26 2017-01-09
AOY089 CHAN Kwok Chiu 陳國超 RE Asset Management 2010-12-01 2011-01-18
AOY089 CHAN Kwok Chiu 陳國超 RO Asset Management 2011-01-18 2011-05-16
AQQ196 NG Chun Man, Michael 吳俊文 RO Advising on Corporate Finance 2012-08-22 2012-08-31
ARN600 CHEUNG Tsun Hin, Samson 張俊軒 RE Advising on Corporate Finance 2012-01-09 2015-09-15
ARN600 CHEUNG Tsun Hin, Samson 張俊軒 RE Asset Management 2012-01-09 2015-09-15
ATB617 WONG Tsun Ho, Filip 王俊皓 RE Advising on Futures Contracts 2012-09-25 2013-03-25
ATB617 WONG Tsun Ho, Filip 王俊皓 RE Asset Management 2012-09-25 2013-03-25
ATS379 ZHANG Dijiang 張締江 RE Dealing in Securities 2016-10-14
ATS379 ZHANG Dijiang 張締江 RE Advising on Securities 2016-10-14
ATS379 ZHANG Dijiang 張締江 RE Advising on Corporate Finance 2016-10-14 2017-01-10
ATS379 ZHANG Dijiang 張締江 RO Advising on Corporate Finance 2017-01-10
AWO622 SHING Yin Man 忻賢雯 RE Advising on Corporate Finance 2011-01-26 2011-07-31
AWO622 SHING Yin Man 忻賢雯 RE Advising on Corporate Finance 2012-10-22 2014-11-05
AWO622 SHING Yin Man 忻賢雯 RE Asset Management 2011-01-26 2011-07-31
AWO622 SHING Yin Man 忻賢雯 RE Asset Management 2012-10-22 2015-11-06
AWU174 LO Wai Ching Louisa 羅慧清 RO Advising on Securities 2011-05-24 2011-11-24
AXK358 KWOK Shiu Man 郭兆文 RO Asset Management 2011-08-15 2012-05-08
AXZ838 YUEN Chi Kwok 阮志國 RO Dealing in Securities 2016-06-07 2016-12-01
AXZ838 YUEN Chi Kwok 阮志國 RE Asset Management 2011-09-30 2012-07-31
AYS118 ZHANG Dingfang 張定昉 RO Dealing in Securities 2016-07-12
AYS118 ZHANG Dingfang 張定昉 RE Advising on Securities 2016-11-02
AYS118 ZHANG Dingfang 張定昉 RE Advising on Corporate Finance 2016-11-02 2018-11-01
AYS118 ZHANG Dingfang 張定昉 RO Advising on Corporate Finance 2018-11-01
AYZ253 CHEUNG Yin Ling 張賢寧 RO Advising on Corporate Finance 2012-03-23 2013-04-03
AZC479 SIU Natalie Hoi Ling 蕭凱翎 RE Advising on Securities 2012-03-26 2017-02-03
AZC479 SIU Natalie Hoi Ling 蕭凱翎 RE Advising on Futures Contracts 2012-03-26 2015-07-20
AZC479 SIU Natalie Hoi Ling 蕭凱翎 RE Advising on Corporate Finance 2012-03-26 2017-02-03
AZC479 SIU Natalie Hoi Ling 蕭凱翎 RE Asset Management 2012-03-26 2017-02-03
AZL144 HO Man Chun 何文俊 RE Dealing in Securities 2018-03-12
AZL144 HO Man Chun 何文俊 RE Advising on Securities 2018-03-12
AZL144 HO Man Chun 何文俊 RE Asset Management 2018-03-12
AZR405 FENG Yingsi 馮穎思 RE Advising on Securities 2013-05-21 2016-07-29
AZR405 FENG Yingsi 馮穎思 RE Advising on Futures Contracts 2013-05-24 2015-07-20
AZR405 FENG Yingsi 馮穎思 RE Advising on Corporate Finance 2013-05-24 2016-07-29
AZR405 FENG Yingsi 馮穎思 RE Asset Management 2013-05-21 2016-07-29
AZR491 PANG Wing Kuen 彭永權 RE Advising on Corporate Finance 2012-07-16 2017-01-09
BAA226 CHENG Nan Ying 鄭嵐英 RE Advising on Securities 2012-09-03 2015-12-02
BAA226 CHENG Nan Ying 鄭嵐英 RE Advising on Futures Contracts 2012-09-03 2015-07-20
BAA226 CHENG Nan Ying 鄭嵐英 RE Advising on Corporate Finance 2012-09-03 2015-12-02
BAA226 CHENG Nan Ying 鄭嵐英 RE Asset Management 2012-09-03 2015-12-02
BBG847 LI Chun Mei 黎春梅 RE Advising on Securities 2013-09-16 2015-04-16
BBJ048 LI Haihu 李海虎 RE Dealing in Securities 2018-03-05
BBJ048 LI Haihu 李海虎 RE Advising on Securities 2018-03-05
BBJ048 LI Haihu 李海虎 RE Advising on Corporate Finance 2018-03-05
BCJ580 HSU Shih-min 許詩敏 RO Advising on Securities 2014-01-29 2016-06-15
BCJ580 HSU Shih-min 許詩敏 RO Asset Management 2014-01-29 2016-06-15
BEO313 IP Kwai Chun 葉桂珍 RE Advising on Securities 2015-01-06 2017-01-09
BEO313 IP Kwai Chun 葉桂珍 RE Advising on Futures Contracts 2015-01-06 2015-07-20
BEO313 IP Kwai Chun 葉桂珍 RE Advising on Corporate Finance 2015-01-06 2017-01-09
BEO313 IP Kwai Chun 葉桂珍 RE Asset Management 2015-01-06 2017-01-09
BEQ332 YAO Huiyang 姚繪陽 RE Dealing in Securities 2016-09-09
BEQ332 YAO Huiyang 姚繪陽 RE Advising on Securities 2016-09-09
BEQ332 YAO Huiyang 姚繪陽 RE Advising on Corporate Finance 2016-09-09
BEQ928 GENG Geng 耿賡 RE Dealing in Securities 2017-02-13
BEQ928 GENG Geng 耿賡 RE Advising on Securities 2017-02-13
BEQ928 GENG Geng 耿賡 RE Asset Management 2017-02-13
BET155 TANG Siu Leung, Michael 鄧兆良 RE Advising on Securities 2015-01-26 2015-10-26
BET155 TANG Siu Leung, Michael 鄧兆良 RE Advising on Futures Contracts 2015-01-26 2015-07-20
BET155 TANG Siu Leung, Michael 鄧兆良 RE Advising on Corporate Finance 2015-01-26 2015-10-26
BET155 TANG Siu Leung, Michael 鄧兆良 RE Asset Management 2015-01-26 2015-10-26
BFD305 CHU Edmund Kinwin 朱建榮 RE Dealing in Securities 2017-01-18 2017-03-08
BFD305 CHU Edmund Kinwin 朱建榮 RE Advising on Securities 2017-01-18 2017-03-08
BFU581 KE Ting 柯艇 RE Dealing in Securities 2017-05-24
BFU581 KE Ting 柯艇 RE Advising on Securities 2017-05-24
BFU581 KE Ting 柯艇 RE Asset Management 2017-05-24
BGF957 YAO Hongyu 姚虹宇 RE Dealing in Securities 2018-03-06
BGF957 YAO Hongyu 姚虹宇 RE Advising on Securities 2018-03-06
BGF957 YAO Hongyu 姚虹宇 RE Advising on Corporate Finance 2018-03-06
BGG144 SHAN Jialin 單佳林 RE Dealing in Securities 2016-06-14
BGG144 SHAN Jialin 單佳林 RE Advising on Securities 2016-06-14
BGG144 SHAN Jialin 單佳林 RE Advising on Corporate Finance 2016-06-14
BGG144 SHAN Jialin 單佳林 RE Asset Management 2018-01-16
BHB300 LIN Jianyong 林劍勇 RE Dealing in Securities 2016-08-15
BHB300 LIN Jianyong 林劍勇 RE Advising on Securities 2016-08-15
BHB300 LIN Jianyong 林劍勇 RE Advising on Corporate Finance 2016-08-15
BHP116 ZHANG Cuiyun 張翠云 RE Dealing in Securities 2018-09-20
BHP116 ZHANG Cuiyun 張翠云 RE Advising on Securities 2018-09-20
BHP116 ZHANG Cuiyun 張翠云 RE Asset Management 2018-08-21
BHR576 YE Qing 叶青 RO Dealing in Securities 2017-03-17
BHR576 YE Qing 叶青 RO Advising on Securities 2017-03-17
BHR576 YE Qing 叶青 RO Advising on Corporate Finance 2017-03-17
BHR576 YE Qing 叶青 RO Asset Management 2017-03-17
BHW770 HOU Haibo 侯海波 RE Dealing in Securities 2016-08-31 2017-05-07
BHW770 HOU Haibo 侯海波 RE Advising on Securities 2016-08-31 2017-05-07
BHW770 HOU Haibo 侯海波 RE Advising on Corporate Finance 2016-08-31 2017-05-07
BIZ381 LUO Xuan 羅旋 RO Dealing in Securities 2017-04-03
BIZ381 LUO Xuan 羅旋 RO Advising on Securities 2017-04-03
BIZ381 LUO Xuan 羅旋 RO Asset Management 2017-04-03
BJI017 CHEN Xiao 陳曉 RE Dealing in Securities 2017-05-16
BJI017 CHEN Xiao 陳曉 RE Advising on Securities 2017-05-16
BJI017 CHEN Xiao 陳曉 RE Advising on Corporate Finance 2017-05-16
BJI017 CHEN Xiao 陳曉 RE Asset Management 2017-05-16
BJK923 LI Lixian 黎立嫻 RE Dealing in Securities 2017-05-24
BJK923 LI Lixian 黎立嫻 RE Advising on Securities 2017-05-24
BJK923 LI Lixian 黎立嫻 RE Advising on Corporate Finance 2017-05-24
BJM238 LIU Weiwei 劉為煒 RE Dealing in Securities 2017-05-25 2018-06-13
BJM238 LIU Weiwei 劉為煒 RE Advising on Securities 2017-05-25 2018-06-13
BJM238 LIU Weiwei 劉為煒 RE Asset Management 2017-05-25 2018-06-13
BJP309 HU Qing 胡慶 RE Dealing in Securities 2017-10-24
BJP309 HU Qing 胡慶 RE Advising on Securities 2017-10-24
BJP309 HU Qing 胡慶 RE Advising on Corporate Finance 2017-10-24
BJQ336 WANG Xin 王鑫 RE Dealing in Securities 2017-08-07
BJQ336 WANG Xin 王鑫 RE Advising on Securities 2017-08-07
BJQ336 WANG Xin 王鑫 RE Asset Management 2017-08-07
BJV725 WONG Kin Cheung, Matthew 黃乾彰 RE Dealing in Securities 2017-08-25 2017-12-14
BJV725 WONG Kin Cheung, Matthew 黃乾彰 RE Advising on Securities 2017-08-25 2017-12-14
BJV725 WONG Kin Cheung, Matthew 黃乾彰 RE Advising on Corporate Finance 2017-08-25 2017-12-14
BLC448 WANG Youyu 王酉雨 RE Dealing in Securities 2017-10-17
BLC448 WANG Youyu 王酉雨 RE Advising on Securities 2017-10-17
BLC448 WANG Youyu 王酉雨 RE Advising on Corporate Finance 2017-10-17
BLG133 GUO Yifei 郭逸飛 RE Dealing in Securities 2017-10-17
BLG133 GUO Yifei 郭逸飛 RE Advising on Securities 2017-10-17
BLG133 GUO Yifei 郭逸飛 RE Asset Management 2017-10-17
BLN402 XIE Wenqiao 謝文喬 RE Dealing in Securities 2017-11-16
BLN402 XIE Wenqiao 謝文喬 RE Advising on Securities 2017-11-16
BLN402 XIE Wenqiao 謝文喬 RE Advising on Corporate Finance 2017-11-16
BMD830 QIAN Chenhan 錢辰翰 RE Dealing in Securities 2018-01-26
BMD830 QIAN Chenhan 錢辰翰 RE Advising on Securities 2018-01-26
BMD830 QIAN Chenhan 錢辰翰 RE Advising on Corporate Finance 2018-01-26
BMR624 WU Xiaofan 吳小凡 RE Dealing in Securities 2018-05-02
BMR624 WU Xiaofan 吳小凡 RE Advising on Securities 2018-05-02
BMR624 WU Xiaofan 吳小凡 RE Advising on Corporate Finance 2018-05-02
BMZ444 YE Nan 叶楠 RE Dealing in Securities 2018-05-30
BMZ444 YE Nan 叶楠 RE Advising on Securities 2018-05-30
BMZ444 YE Nan 叶楠 RE Asset Management 2018-05-30
BNN587 CHEN Ke 陳珂 RE Advising on Securities 2018-11-27

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