Hong Kong SFC licence institution AER434, Gransing Securities Co., Limited 鼎成證券有限公司

These are the licence-holders that were found for SFC licence institution AER434 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA272 OEI Teng Siong 黃鼎頌 RE Dealing in Securities 2003-04-01 2005-01-27
AAA272 OEI Teng Siong 黃鼎頌 RE Advising on Securities 2003-04-01 2005-01-27
AAA272 OEI Teng Siong 黃鼎頌 RE Advising on Corporate Finance 2003-04-01 2003-07-14
AAA272 OEI Teng Siong 黃鼎頌 RE Asset Management 2003-04-01 2003-07-14
AAB058 QUE Bon Tan, Gerald 郭文壇 RO Dealing in Securities 2003-04-01
AAB058 QUE Bon Tan, Gerald 郭文壇 RO Advising on Securities 2003-04-01
AAB058 QUE Bon Tan, Gerald 郭文壇 RO Advising on Corporate Finance 2003-04-01
AAB058 QUE Bon Tan, Gerald 郭文壇 RO Asset Management 2003-04-01
AAB064 OEI Hong Eng 黃鳳英 RO Dealing in Securities 2003-04-01
AAB064 OEI Hong Eng 黃鳳英 RO Advising on Securities 2003-04-01
AAB064 OEI Hong Eng 黃鳳英 RO Advising on Corporate Finance 2003-04-01
AAB064 OEI Hong Eng 黃鳳英 RO Asset Management 2003-04-01
AAD937 LAU Kwok Leung 劉國良 RE Dealing in Securities 2004-03-16 2015-12-31
AAH437 WONG Kai Leung, Tommy 王啟諒 RE Dealing in Securities 2008-05-30 2008-07-03
AAH437 WONG Kai Leung, Tommy 王啟諒 RO Dealing in Securities 2008-07-03 2017-10-06
AAK149 GO Mau Ngai 吳謀藝 RE Dealing in Securities 2003-04-01
AAK149 GO Mau Ngai 吳謀藝 RE Advising on Securities 2003-04-01 2005-12-30
AAK149 GO Mau Ngai 吳謀藝 RE Advising on Corporate Finance 2003-04-01 2005-12-30
AAK149 GO Mau Ngai 吳謀藝 RE Asset Management 2003-04-01 2005-12-30
AAY108 NG Lai Fong, Rebecca 吳麗芳 RE Dealing in Securities 2003-04-01 2011-04-06
AAY108 NG Lai Fong, Rebecca 吳麗芳 RE Advising on Securities 2003-04-01 2005-12-30
AAY108 NG Lai Fong, Rebecca 吳麗芳 RE Advising on Corporate Finance 2003-04-01 2005-12-30
AAY108 NG Lai Fong, Rebecca 吳麗芳 RE Asset Management 2003-04-01 2005-12-30
AAY999 YUNG So Kuen 翁素絹 RE Dealing in Securities 2003-04-01
AAY999 YUNG So Kuen 翁素絹 RE Advising on Securities 2003-04-01 2005-12-30
AAY999 YUNG So Kuen 翁素絹 RE Advising on Corporate Finance 2003-04-01 2005-12-30
AAY999 YUNG So Kuen 翁素絹 RE Asset Management 2003-04-01 2005-12-30
ABD497 WONG Sing Kee 黃成基 RE Dealing in Securities 2003-04-01
ABD497 WONG Sing Kee 黃成基 RE Advising on Securities 2003-04-01
ABD497 WONG Sing Kee 黃成基 RE Advising on Corporate Finance 2003-04-01
ABD497 WONG Sing Kee 黃成基 RE Asset Management 2003-04-01
ABF145 YAN Yin Ha, Winnie 甄燕霞 RE Dealing in Securities 2003-04-01 2017-04-21
ABF145 YAN Yin Ha, Winnie 甄燕霞 RE Advising on Securities 2003-04-01 2005-04-28
ABF145 YAN Yin Ha, Winnie 甄燕霞 RE Advising on Corporate Finance 2003-04-01 2005-04-28
ABF145 YAN Yin Ha, Winnie 甄燕霞 RE Asset Management 2003-04-01 2005-04-28
ADP430 YAN Po Kwan 甄寶群 RE Dealing in Securities 2016-04-28 2016-09-05
ADP430 YAN Po Kwan 甄寶群 RE Advising on Securities 2016-04-28 2016-09-05
ADP430 YAN Po Kwan 甄寶群 RE Asset Management 2016-04-28 2016-09-05
AED636 SO Sung Kit 蘇崇傑 RE Dealing in Securities 2003-04-01
AED636 SO Sung Kit 蘇崇傑 RE Advising on Securities 2003-04-01 2005-04-28
AED636 SO Sung Kit 蘇崇傑 RE Advising on Corporate Finance 2003-04-01 2005-04-28
AED636 SO Sung Kit 蘇崇傑 RE Asset Management 2003-04-01 2005-04-28
AEO599 CHAN Ming Chuen 陳銘存 RE Dealing in Securities 2003-04-01 2005-04-07
AEO599 CHAN Ming Chuen 陳銘存 RE Advising on Securities 2003-04-01 2005-04-07
AEO599 CHAN Ming Chuen 陳銘存 RE Advising on Corporate Finance 2003-04-01 2005-04-07
AEO599 CHAN Ming Chuen 陳銘存 RE Asset Management 2003-04-01 2005-04-07
AEW789 CHIA Kar Hin Eric John 謝嘉軒 RO Advising on Corporate Finance 2003-05-23 2007-12-29
AFH169 LEE Yick Ming 李易明 RE Dealing in Securities 2014-03-26
AFH169 LEE Yick Ming 李易明 RE Advising on Securities 2016-06-14
AFH169 LEE Yick Ming 李易明 RE Asset Management 2016-06-14
AFZ176 TSUI Ho, Horace 徐豪 RE Advising on Corporate Finance 2003-06-07 2005-12-30
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RE Dealing in Securities 2015-08-12 2015-10-09
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RO Dealing in Securities 2015-10-09 2017-01-28
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RO Advising on Securities 2016-02-17 2017-01-28
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RO Advising on Corporate Finance 2016-02-17 2017-01-28
AGB116 CHANG Cho Yam, Joseph 張祖蔭 RE Asset Management 2016-01-11 2017-01-28
AGC465 HUNG Lai Ping 熊麗萍 RO Advising on Securities 2017-07-31
AGC465 HUNG Lai Ping 熊麗萍 RO Asset Management 2017-07-31
AHL499 WAN Shing Lung 溫誠龍 RE Dealing in Securities 2016-04-26 2016-07-04
AHL499 WAN Shing Lung 溫誠龍 RO Dealing in Securities 2016-07-04
AHL499 WAN Shing Lung 溫誠龍 RE Advising on Securities 2016-07-04 2018-11-06
AHL499 WAN Shing Lung 溫誠龍 RO Advising on Securities 2018-11-06
AHL499 WAN Shing Lung 溫誠龍 RE Asset Management 2016-07-04 2018-11-06
AHL499 WAN Shing Lung 溫誠龍 RO Asset Management 2018-11-06
AIC209 WONG Shan Nei 黃珊妮 RE Dealing in Securities 2004-07-28 2017-09-08
AJG509 KWOK Shun Tim 郭純恬 RE Dealing in Securities 2004-12-17 2005-09-30
AJG509 KWOK Shun Tim 郭純恬 RE Dealing in Securities 2016-05-04
AJG509 KWOK Shun Tim 郭純恬 RE Advising on Securities 2016-06-22
AJG509 KWOK Shun Tim 郭純恬 RO Advising on Securities 2016-04-18 2016-06-22
AJG509 KWOK Shun Tim 郭純恬 RE Advising on Corporate Finance 2004-12-17 2005-09-30
AJG509 KWOK Shun Tim 郭純恬 RE Advising on Corporate Finance 2016-06-22
AJG509 KWOK Shun Tim 郭純恬 RE Asset Management 2016-06-22
AJG509 KWOK Shun Tim 郭純恬 RO Asset Management 2016-04-18 2016-06-22
AJK988 KUNG Chi Leung 龔志良 RE Dealing in Securities 2006-05-18 2006-07-31
AJK988 KUNG Chi Leung 龔志良 RE Advising on Corporate Finance 2006-05-18 2006-07-31
AJN272 Ng King Ching 吳景清 RE Dealing in Securities 2011-06-01 2011-09-01
ANR260 TAM Wai Yin 譚慧妍 RE Dealing in Securities 2015-07-20 2018-01-05
ANR260 TAM Wai Yin 譚慧妍 RE Advising on Securities 2015-12-29 2018-01-05
ANR260 TAM Wai Yin 譚慧妍 RE Asset Management 2015-12-29 2018-01-05
AQF223 CHENG Kwai Mui 鄭桂梅 RE Dealing in Securities 2008-03-17 2014-02-25
AQF223 CHENG Kwai Mui 鄭桂梅 RE Dealing in Securities 2014-08-25 2015-02-28
AQF223 CHENG Kwai Mui 鄭桂梅 RO Dealing in Securities 2014-02-25 2014-08-25
AQI848 YU Shun Yan, Verda 余舜茵 RE Dealing in Securities 2018-04-24
ASQ204 LEE Man Tai 李文泰 RE Dealing in Securities 2017-02-22
ASQ204 LEE Man Tai 李文泰 RE Advising on Corporate Finance 2017-02-22
ASW560 LEE Ming Gin 李明正 RE Dealing in Securities 2016-06-21
ASW560 LEE Ming Gin 李明正 RE Advising on Securities 2016-06-21
ASW560 LEE Ming Gin 李明正 RE Asset Management 2016-06-21
AUM819 CHOI Shing Yan 蔡承恩 RE Dealing in Securities 2014-03-05 2014-04-22
AWK629 LEUNG Kelvin Ming Yuen 梁明遠 RE Dealing in Securities 2014-06-16 2015-05-15
AWK629 LEUNG Kelvin Ming Yuen 梁明遠 RE Advising on Securities 2014-06-16 2015-05-15
AYF093 WONG Shiu Hung 黃小紅 RE Dealing in Securities 2013-01-29
AYL075 LUK Siu Fung 陸小鳳 RE Dealing in Securities 2013-01-29 2016-05-16
AYM415 WONG Chak Sang 王澤生 RE Dealing in Securities 2015-11-17 2015-12-31
AZW930 HUI Wai Yung 許偉容 RE Dealing in Securities 2017-04-24 2018-06-29
AZW930 HUI Wai Yung 許偉容 RE Advising on Securities 2017-04-24 2018-06-29
BAV451 CHAN Chiu Kwan 陳超群 RE Dealing in Securities 2017-05-24 2018-02-15
BBS919 WONG Ka Kit 王嘉傑 RE Dealing in Securities 2013-09-09 2014-03-31
BBS919 WONG Ka Kit 王嘉傑 RE Advising on Securities 2013-09-09 2014-03-31
BDI921 HUANG Sik Yuen, Andrew 黃錫源 RE Dealing in Securities 2016-06-10
BDI921 HUANG Sik Yuen, Andrew 黃錫源 RE Advising on Securities 2016-06-10
BDO994 LEUNG Sze Ki 梁詩琪 RE Dealing in Securities 2017-04-26 2017-06-26
BEJ358 YU Wan Fung 余雲峰 RE Dealing in Securities 2017-10-25
BFN564 LAM Si Nam 林詩嵐 RE Dealing in Securities 2015-06-22
BFN564 LAM Si Nam 林詩嵐 RE Advising on Securities 2015-12-29
BFN564 LAM Si Nam 林詩嵐 RE Advising on Corporate Finance 2015-12-29
BFN564 LAM Si Nam 林詩嵐 RE Asset Management 2015-12-29
BGI770 TSANG Chui Wa 曾翠華 RE Dealing in Securities 2015-11-05 2017-08-31
BGI770 TSANG Chui Wa 曾翠華 RE Dealing in Securities 2018-04-13
BGI770 TSANG Chui Wa 曾翠華 RE Advising on Securities 2015-12-29 2017-08-31
BGI770 TSANG Chui Wa 曾翠華 RE Advising on Securities 2018-04-13
BGI770 TSANG Chui Wa 曾翠華 RE Asset Management 2016-08-19 2017-08-31
BGI770 TSANG Chui Wa 曾翠華 RE Asset Management 2018-05-08
BIK629 LAW Tsz Ho 羅子浩 RE Advising on Securities 2016-11-08 2018-07-03
BIW482 MAK Kwok King Jacky 麥國勁 RE Dealing in Securities 2018-08-07
BIW482 MAK Kwok King Jacky 麥國勁 RE Advising on Securities 2018-08-07
BIW482 MAK Kwok King Jacky 麥國勁 RE Asset Management 2018-06-27
BJL244 IP Yin Mei 葉燕美 RE Dealing in Securities 2017-05-23
BJT118 LAI Man Chun 賴文俊 RE Dealing in Securities 2017-08-15 2017-12-23
BJU695 TSANG Yu Shing 曾裕城 RE Dealing in Securities 2017-08-24 2018-11-23
BLB525 CHEUNG Ka Ki 張嘉奇 RE Dealing in Securities 2017-11-10
BLB525 CHEUNG Ka Ki 張嘉奇 RE Advising on Securities 2017-11-10
BLC841 SO Ting Shan 蘇定山 RE Dealing in Securities 2017-10-30 2018-06-20
BNB926 CHAN Pui Yan 陳佩茵 RE Dealing in Securities 2018-08-15

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