Hong Kong SFC licence institution AER871, Roofer Securities Limited 路華證券有限公司

These are the licence-holders that were found for SFC licence institution AER871 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA111 CHAN Vai Ha, Janet 陳惠霞 RE Dealing in Securities 2008-06-02 2008-08-28
AAA566 TSANG Chiu Wah, Samuel 曾超華 RE Dealing in Securities 2005-09-01 2005-10-10
AAA566 TSANG Chiu Wah, Samuel 曾超華 RO Dealing in Securities 2005-10-10 2006-08-31
AAA875 CHIU Chung Lun, Alan 趙仲麟 RE Dealing in Securities 2003-04-01 2013-04-15
AAA875 CHIU Chung Lun, Alan 趙仲麟 RE Advising on Securities 2003-04-01 2004-11-30
AAA875 CHIU Chung Lun, Alan 趙仲麟 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AAA875 CHIU Chung Lun, Alan 趙仲麟 RE Asset Management 2003-04-01 2004-11-30
AAB550 LUI To Ming 呂道明 RE Dealing in Securities 2003-04-01
AAB550 LUI To Ming 呂道明 RE Advising on Securities 2003-04-01 2003-10-22
AAB550 LUI To Ming 呂道明 RE Advising on Corporate Finance 2003-04-01 2003-10-22
AAB550 LUI To Ming 呂道明 RE Asset Management 2003-04-01 2003-10-22
AAB704 CHOI Lai Sheung 蔡麗霜 RE Dealing in Securities 2003-04-01 2006-04-29
AAB704 CHOI Lai Sheung 蔡麗霜 RE Advising on Securities 2003-04-01 2003-07-03
AAB704 CHOI Lai Sheung 蔡麗霜 RE Advising on Securities 2003-10-27 2004-08-04
AAB704 CHOI Lai Sheung 蔡麗霜 RE Advising on Corporate Finance 2003-04-01 2003-07-03
AAB704 CHOI Lai Sheung 蔡麗霜 RE Asset Management 2003-04-01 2003-07-03
AAB946 TANG Chin Ping 鄧展平 RE Dealing in Securities 2003-10-15 2004-03-04
AAC291 TANG Sau King 鄧秀琼 RE Dealing in Securities 2003-04-01
AAC291 TANG Sau King 鄧秀琼 RE Advising on Securities 2003-04-01 2004-11-30
AAC291 TANG Sau King 鄧秀琼 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AAC291 TANG Sau King 鄧秀琼 RE Asset Management 2003-04-01 2004-11-30
AAE362 NG Wai 吳偉 RO Dealing in Securities 2004-10-20
AAH245 CHU Andrew 朱立年 RE Dealing in Securities 2014-05-05
AAI367 KWOK Tack Yan 郭德恩 RE Dealing in Securities 2003-04-01
AAI367 KWOK Tack Yan 郭德恩 RE Advising on Securities 2003-04-01 2004-11-30
AAI367 KWOK Tack Yan 郭德恩 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AAI367 KWOK Tack Yan 郭德恩 RE Asset Management 2003-04-01 2004-11-30
ABM097 SEE Ting Hing, Mary 施庭卿 RE Dealing in Securities 2003-04-01
ABM097 SEE Ting Hing, Mary 施庭卿 RE Advising on Securities 2003-04-01 2004-11-30
ABM097 SEE Ting Hing, Mary 施庭卿 RE Advising on Corporate Finance 2003-04-01 2004-11-30
ABM097 SEE Ting Hing, Mary 施庭卿 RE Asset Management 2003-04-01 2004-11-30
ADH876 TSE Tak Keung 謝德強 RE Dealing in Securities 2012-03-12 2015-09-02
ADH876 TSE Tak Keung 謝德強 RO Dealing in Securities 2015-09-02
ADL604 CHAN Tat May, Betty 陳達美 RE Dealing in Securities 2011-07-26 2012-09-13
ADW518 LAW Tak Chi 羅德智 RE Dealing in Securities 2005-06-16 2005-10-23
ADX486 FUNG Chi Kin 馮智堅 RE Dealing in Securities 2003-04-01
ADX486 FUNG Chi Kin 馮智堅 RE Advising on Securities 2003-04-01 2004-11-30
ADX486 FUNG Chi Kin 馮智堅 RE Advising on Corporate Finance 2003-04-01 2004-11-30
ADX486 FUNG Chi Kin 馮智堅 RE Asset Management 2003-04-01 2004-11-30
AEK269 CHIU Se Chung, Samuel 趙士聰 RE Dealing in Securities 2003-04-01
AEK269 CHIU Se Chung, Samuel 趙士聰 RE Advising on Securities 2003-04-01 2004-11-30
AEK269 CHIU Se Chung, Samuel 趙士聰 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AEK269 CHIU Se Chung, Samuel 趙士聰 RE Asset Management 2003-04-01 2004-11-30
AFB067 NGAN On Nang, Sabrina 顏安娜 RO Dealing in Securities 2003-04-01
AFB067 NGAN On Nang, Sabrina 顏安娜 RO Advising on Securities 2003-04-01 2003-07-03
AFB067 NGAN On Nang, Sabrina 顏安娜 RO Advising on Corporate Finance 2003-04-01 2003-07-03
AFB067 NGAN On Nang, Sabrina 顏安娜 RO Asset Management 2003-04-01 2003-07-03
AFQ291 LIU Chui Koon 廖翠觀 RE Dealing in Securities 2003-04-01 2008-07-01
AFQ291 LIU Chui Koon 廖翠觀 RE Advising on Securities 2003-04-01 2004-11-30
AFQ291 LIU Chui Koon 廖翠觀 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AFQ291 LIU Chui Koon 廖翠觀 RE Asset Management 2003-04-01 2004-11-30
AMK002 WANG Guangwei 王光偉 RE Dealing in Securities 2006-07-01 2007-02-01
AMK002 WANG Guangwei 王光偉 RO Dealing in Securities 2007-02-01 2012-06-01
AOD823 WONG Chung Kwan 黃頌君 RE Dealing in Securities 2009-01-23 2009-05-29
APC265 LIU Ning 劉宁 RE Dealing in Securities 2007-07-10 2018-07-19
AVI420 SIU Wing Kam 蕭永鑫 RE Dealing in Securities 2010-07-16 2011-07-09

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