Hong Kong SFC licence institution AES612, First Shanghai Capital Limited 第一上海融資有限公司

These are the licence-holders that were found for SFC licence institution AES612 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACB655 LEE Hon Man, Eric 李翰文 RE Advising on Corporate Finance 2003-04-01 2006-01-20
ACB655 LEE Hon Man, Eric 李翰文 RO Advising on Corporate Finance 2006-01-20 2014-11-28
ACU461 ZEE Helen 徐閔 RO Advising on Corporate Finance 2003-04-01 2011-05-31
ADA695 WANG Junyan 王俊彥 RO Advising on Corporate Finance 2003-04-01 2006-12-31
AED306 LEE Tseng Wing 李崢嶸 RE Advising on Corporate Finance 2003-04-01 2006-04-03
AED306 LEE Tseng Wing 李崢嶸 RO Advising on Corporate Finance 2006-04-03 2017-11-30
AEE670 NG Sui Wa, Alyssa 伍瑞華 RE Advising on Corporate Finance 2003-04-01 2006-07-07
AEG457 TAI Lai Yee 戴麗兒 RE Advising on Corporate Finance 2009-02-23
AEO767 CHAU Shamrock Roy 周尚立 RE Advising on Corporate Finance 2011-03-18 2013-06-19
AEP447 TAN Ye Kai, Byron 陳毅凱 RO Advising on Corporate Finance 2003-04-01 2007-01-31
AES775 LIU Ji'Ou 劉及歐 RO Advising on Corporate Finance 2003-04-01 2005-09-23
AFC591 YEW Yat On 姚逸安 RE Advising on Corporate Finance 2003-04-01 2003-05-16
AGL436 LUI Siu Keung 呂小強 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AGM562 CHAN Yee Wah, Eva 陳綺華 RE Advising on Corporate Finance 2003-04-01 2007-11-30
AGN592 CHENG Chi Kwong 鄭志光 RE Advising on Corporate Finance 2003-04-01 2014-11-21
AGN592 CHENG Chi Kwong 鄭志光 RO Advising on Corporate Finance 2014-11-21
AGT651 CHENG Kit Sum Clara 鄭潔心 RE Advising on Corporate Finance 2008-03-06 2008-06-06
AHM208 CHENG Kin Man 鄭健民 RE Advising on Corporate Finance 2003-04-01 2005-02-02
AHY120 WONG Yat Lam 王逸林 RE Advising on Corporate Finance 2003-04-01 2005-08-26
AHY120 WONG Yat Lam 王逸林 RE Advising on Corporate Finance 2006-04-18 2007-05-10
AIL378 YUEN Lok Hang, Brian 袁樂恒 RE Advising on Corporate Finance 2006-09-12 2007-04-04
AIU419 YAU Wai 邱惠 RE Advising on Corporate Finance 2004-05-19 2005-02-23
AIY638 LAI Zi Yin, Wendy 黎枳言 RE Advising on Corporate Finance 2004-04-27 2005-04-15
AJH758 SONG Yi 宋漪 RE Advising on Corporate Finance 2005-04-22 2006-01-31
AJM676 HO Shuk Yi, Susanna 何淑儀 RE Advising on Corporate Finance 2007-09-07 2010-12-28
AMK168 LAI Keefe Chiu Fan 黎昭帆 RE Advising on Corporate Finance 2005-09-24 2006-06-16
AOD812 CHAN Lai Yin 陳麗賢 RE Advising on Corporate Finance 2007-10-31 2008-11-21
AOG059 CHU Pui Fan 朱佩芬 RE Advising on Corporate Finance 2011-03-07 2011-04-26
AOQ601 CHAN Chiu Wai 陳超偉 RE Advising on Corporate Finance 2008-01-28 2010-04-09
APC376 TANG Yat Fai, Roger 鄧逸暉 RE Advising on Corporate Finance 2010-07-16
APG438 TAM Ka Hei, Raymond 譚家熙 RE Advising on Corporate Finance 2007-07-16 2008-01-31
APL885 SUN Lilei 孫立蕾 RE Advising on Corporate Finance 2007-09-25 2012-02-29
APN587 WANG Yimin 王逸旻 RE Advising on Corporate Finance 2012-10-10 2014-11-12
APN587 WANG Yimin 王逸旻 RO Advising on Corporate Finance 2014-11-12
AQG730 MAO Li 毛力 RE Advising on Corporate Finance 2013-01-16 2016-06-30
AQN907 CHENG Yu Man 鄭宇汶 RE Advising on Corporate Finance 2010-08-11 2011-05-15
AQQ196 NG Chun Man, Michael 吳俊文 RE Advising on Corporate Finance 2008-05-07 2008-08-16
AUM188 CHEUNG Yan To 張甄陶 RE Advising on Corporate Finance 2011-07-21 2014-11-23
AVD957 WANG Kenan 王克楠 RE Advising on Corporate Finance 2014-05-19 2014-07-31
AVR191 LIN Huayong 林華勇 RE Advising on Corporate Finance 2017-11-29
AWO231 CHAN Ching Sum Sam 陳錚森 RE Advising on Corporate Finance 2018-01-17 2018-02-28
AWO231 CHAN Ching Sum Sam 陳錚森 RO Advising on Corporate Finance 2018-02-28
AXC570 ZHOU Li 周禮 RE Advising on Corporate Finance 2011-04-04 2011-08-31
AYY394 LIAN Wei 連威 RE Advising on Corporate Finance 2015-07-30 2017-02-15
BCE499 HUO Xintong 霍薪同 RE Advising on Corporate Finance 2018-10-25
BDM363 XIAO Shuyue 肖舒月 RE Advising on Corporate Finance 2014-06-03 2015-04-17
BEO884 WANG Daiwei 王黛瑋 RE Advising on Corporate Finance 2016-10-05 2018-08-31
BES727 CHEUNG Ching Fung 張澄楓 RE Advising on Corporate Finance 2017-05-02
BEV354 TING Ka Man 丁嘉雯 RE Advising on Corporate Finance 2015-02-13
BGE058 NG Yee Ling 吳綺玲 RE Advising on Corporate Finance 2018-06-21
BHC989 LAM Ka Lok, Paul 林家樂 RE Advising on Corporate Finance 2016-04-07 2018-10-02
BNJ391 GUO Mengxi 郭梦茜 RE Advising on Corporate Finance 2018-09-27

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