Hong Kong SFC licence institution AET910, Haitong International Asset Management Limited 海通國際資產管理有限公司

These are the licence-holders that were found for SFC licence institution AET910 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA034 YU Wah Foo, Kevin 余華富 RE Advising on Securities 2003-12-01 2008-10-18
AAA034 YU Wah Foo, Kevin 余華富 RO Advising on Futures Contracts 2004-07-20 2008-10-18
AAA034 YU Wah Foo, Kevin 余華富 RE Asset Management 2003-12-01 2008-10-18
AAD599 TO Koon Hung, Andrew 杜冠雄 RE Asset Management 2004-08-06 2011-03-01
AAI586 LEE Shuk Ying, Nancy 李淑英 RE Advising on Securities 2005-04-07 2009-01-10
AAI586 LEE Shuk Ying, Nancy 李淑英 RE Advising on Futures Contracts 2008-12-02 2009-01-10
AAI586 LEE Shuk Ying, Nancy 李淑英 RE Asset Management 2005-04-07 2009-01-10
AAW459 WONG Him Chi, Angela Natasha 黃謙智 RE Advising on Securities 2003-09-02 2007-10-09
AAW459 WONG Him Chi, Angela Natasha 黃謙智 RE Asset Management 2003-09-02 2007-10-09
AAY400 CHONG Chin Huei, Violet 常勤慧 RO Advising on Securities 2004-12-08 2005-12-01
AAY400 CHONG Chin Huei, Violet 常勤慧 RE Asset Management 2004-11-10 2004-12-08
AAY400 CHONG Chin Huei, Violet 常勤慧 RO Asset Management 2004-12-08 2005-12-01
ABF476 WONG Chi Wai, Francis 王志偉 RE Advising on Securities 2003-04-01 2004-03-31
ABF476 WONG Chi Wai, Francis 王志偉 RO Advising on Securities 2004-03-31 2004-10-07
ABF476 WONG Chi Wai, Francis 王志偉 RE Asset Management 2003-04-01 2004-03-31
ABF476 WONG Chi Wai, Francis 王志偉 RO Asset Management 2004-03-31 2004-10-07
ABR234 PUN Tit Shan 潘鐵珊 RO Advising on Futures Contracts 2008-10-16 2014-03-24
ABR234 PUN Tit Shan 潘鐵珊 RE Asset Management 2012-05-21 2015-09-15
ACA168 LAU Man Kit 劉文傑 RE Advising on Securities 2006-04-12 2006-12-08
ACA168 LAU Man Kit 劉文傑 RE Advising on Futures Contracts 2006-04-12 2006-12-08
ACA168 LAU Man Kit 劉文傑 RE Asset Management 2006-04-12 2006-12-08
ACC519 CHU Kwok Leung, Barry 朱國良 RE Asset Management 2012-06-29 2014-12-12
ACI099 LAU Yiu Wai 劉耀威 RO Advising on Securities 2003-04-01 2012-03-01
ACI099 LAU Yiu Wai 劉耀威 RO Advising on Futures Contracts 2003-04-01 2012-03-01
ACI099 LAU Yiu Wai 劉耀威 RO Asset Management 2003-04-01 2012-03-01
ACY383 WOO Peter 吳培魏 RE Asset Management 2008-05-26 2008-05-26
ACZ125 YIP Ching Shan 葉青山 RE Advising on Securities 2006-10-17 2008-01-01
ACZ125 YIP Ching Shan 葉青山 RE Asset Management 2006-10-17 2008-01-01
ADI031 LO Kung Hang 羅功恆 RE Asset Management 2007-07-10 2009-04-25
ADU361 CHAN Siu Kei, Edmund 陳兆璣 RE Asset Management 2007-09-19 2007-11-03
ADX923 LEUNG Chi Chung 梁志忠 RE Advising on Securities 2008-09-29 2009-04-21
ADX923 LEUNG Chi Chung 梁志忠 RO Advising on Securities 2009-04-21 2011-09-13
ADX923 LEUNG Chi Chung 梁志忠 RE Advising on Futures Contracts 2009-02-17 2009-05-12
ADX923 LEUNG Chi Chung 梁志忠 RE Asset Management 2008-09-29 2009-04-21
ADX923 LEUNG Chi Chung 梁志忠 RO Asset Management 2009-04-21 2011-09-13
AEJ093 CHAN Tak Shing, Ivan 陳得誠 RO Asset Management 2007-10-29 2009-02-28
AEL746 YAN Kai Chi, Danny 甄啟智 RE Advising on Securities 2008-08-19 2009-03-26
AEL746 YAN Kai Chi, Danny 甄啟智 RO Advising on Securities 2009-03-26 2011-10-08
AEL746 YAN Kai Chi, Danny 甄啟智 RE Advising on Futures Contracts 2009-02-25 2009-05-12
AEL746 YAN Kai Chi, Danny 甄啟智 RE Asset Management 2008-08-19 2009-03-26
AEL746 YAN Kai Chi, Danny 甄啟智 RO Asset Management 2009-03-26 2011-10-08
AEM921 TANG Siu Tong 鄧兆堂 RE Asset Management 2004-01-29 2009-08-03
AFG950 KWOK Ka Yiu 郭家耀 RE Asset Management 2012-05-18 2012-12-15
AFH098 CHAN Ching Wan 陳青雲 RE Advising on Securities 2003-04-01 2007-11-19
AFH098 CHAN Ching Wan 陳青雲 RO Advising on Securities 2007-11-19 2008-05-21
AFH098 CHAN Ching Wan 陳青雲 RE Advising on Futures Contracts 2003-04-01 2007-11-19
AFH098 CHAN Ching Wan 陳青雲 RO Advising on Futures Contracts 2007-11-19 2008-05-21
AFH098 CHAN Ching Wan 陳青雲 RE Asset Management 2003-04-01 2007-11-19
AFH098 CHAN Ching Wan 陳青雲 RO Asset Management 2007-11-19 2008-05-21
AFI668 SEN Tung Ning 神東寧 RE Advising on Securities 2007-12-05 2008-05-21
AFI668 SEN Tung Ning 神東寧 RO Advising on Securities 2008-05-21 2009-11-14
AFI668 SEN Tung Ning 神東寧 RE Advising on Futures Contracts 2008-10-29 2009-11-14
AFI668 SEN Tung Ning 神東寧 RE Asset Management 2007-12-05 2008-03-31
AFI668 SEN Tung Ning 神東寧 RO Asset Management 2008-03-31 2009-11-14
AFW108 RATTIWAT Samson 范頌才 RO Advising on Securities 2004-11-17 2007-11-21
AFW108 RATTIWAT Samson 范頌才 RO Asset Management 2004-11-17 2007-11-21
AGA695 LEE Kwok Cheong 李國昌 RE Asset Management 2007-10-25 2008-08-30
AGC912 CHOI Wing Kam 蔡詠琴 RE Advising on Securities 2009-06-22 2011-08-20
AGC912 CHOI Wing Kam 蔡詠琴 RE Advising on Futures Contracts 2009-06-22 2011-08-20
AGC912 CHOI Wing Kam 蔡詠琴 RE Asset Management 2009-06-22 2011-08-20
AGC926 WATANABE Hidetoshi 渡部英俊 RE Advising on Securities 2011-04-07 2012-08-02
AGL771 WAT Ka Fai, Joshua 屈家輝 RE Advising on Securities 2007-05-23 2011-12-06
AGL771 WAT Ka Fai, Joshua 屈家輝 RE Advising on Futures Contracts 2007-08-28 2011-12-06
AGL771 WAT Ka Fai, Joshua 屈家輝 RE Asset Management 2007-04-04 2011-12-06
AGM472 CHAN Wai Sum, Henry 陳偉森 RE Advising on Securities 2006-12-20 2007-02-01
AGM491 CHAN Tsz Yuk 陳慈堉 RE Asset Management 2007-12-07 2009-05-01
AGP590 LAM Kin 林建 RE Advising on Securities 2003-04-01 2004-01-13
AGP590 LAM Kin 林建 RE Advising on Futures Contracts 2003-04-01 2004-01-13
AGP590 LAM Kin 林建 RE Asset Management 2003-04-01 2004-01-13
AGW724 TSAI Ching Long 蔡青龍 RE Advising on Securities 2010-09-09 2011-03-01
AGW724 TSAI Ching Long 蔡青龍 RE Asset Management 2010-09-09 2011-03-01
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Advising on Securities 2010-09-21 2010-11-08
AHF667 CHAN Choi Wah, Kanise 陳再華 RE Asset Management 2010-06-30 2010-11-08
AHN865 POON Sunny Pak Hin 潘柏軒 RE Advising on Securities 2006-12-20 2010-12-29
AHN865 POON Sunny Pak Hin 潘柏軒 RE Advising on Futures Contracts 2006-12-20 2010-12-29
AHN865 POON Sunny Pak Hin 潘柏軒 RE Asset Management 2006-12-20 2009-12-30
AHN865 POON Sunny Pak Hin 潘柏軒 RO Asset Management 2009-12-30 2010-12-29
AHS857 HOU Ching Chen 侯敬真 RE Advising on Securities 2008-09-04 2010-08-07
AHS857 HOU Ching Chen 侯敬真 RE Advising on Futures Contracts 2008-09-04 2010-08-07
AHS857 HOU Ching Chen 侯敬真 RE Asset Management 2008-09-04 2010-08-07
AIH773 IP Fung Shan 葉鳳珊 RE Advising on Securities 2003-04-01 2004-01-13
AIH773 IP Fung Shan 葉鳳珊 RE Asset Management 2003-04-01 2004-01-13
AIJ676 CHOW Sze Wan 周詩韻 RE Advising on Securities 2017-10-03 2017-12-21
AIJ676 CHOW Sze Wan 周詩韻 RE Advising on Futures Contracts 2017-10-03 2017-12-21
AIJ676 CHOW Sze Wan 周詩韻 RE Asset Management 2017-10-03 2017-12-21
AJC736 ZHANG Wenxian 張文先 RE Advising on Securities 2013-12-13
AJC736 ZHANG Wenxian 張文先 RE Advising on Futures Contracts 2013-12-13
AJC736 ZHANG Wenxian 張文先 RE Asset Management 2013-12-13
AJD685 LU Shengxi 盧聖喜 RE Asset Management 2007-08-08 2007-12-29
AJJ462 XIANG Xinrong 向新榮 RE Advising on Securities 2005-01-18 2006-02-18
AJJ462 XIANG Xinrong 向新榮 RE Asset Management 2005-01-18 2006-02-18
ALB323 CHAN Hing Sang, Alexander 陳慶生 RE Asset Management 2009-10-16 2010-02-11
ALH855 LUK Wai Kei, Vicky 陸衛琦 RE Asset Management 2007-12-19 2010-10-03
AMA243 LAI Ka Yan, Andrea 黎嘉欣 RE Advising on Securities 2008-06-27 2011-10-14
AMA243 LAI Ka Yan, Andrea 黎嘉欣 RE Asset Management 2007-09-25 2011-10-14
AMB387 CHEUNG Ka Mei 張家美 RE Advising on Securities 2016-11-14 2017-06-02
AMB387 CHEUNG Ka Mei 張家美 RE Advising on Futures Contracts 2016-11-14 2017-06-02
AMB387 CHEUNG Ka Mei 張家美 RE Asset Management 2016-11-14 2017-06-02
AMC666 MOK Wai Man, Derek 莫偉民 RE Advising on Securities 2011-01-05 2014-03-20
AMC666 MOK Wai Man, Derek 莫偉民 RE Advising on Futures Contracts 2012-10-31 2014-03-20
AMC666 MOK Wai Man, Derek 莫偉民 RE Asset Management 2011-01-05 2014-03-20
AMV359 YUEN Pui Sze 袁佩詩 RE Asset Management 2006-02-02 2006-03-04
AMX138 HE Jing 何婧 RE Advising on Securities 2008-06-19 2008-08-18
AMX138 HE Jing 何婧 RE Asset Management 2006-02-02 2008-08-18
ANG415 YANG Yingying 楊莹莹 RE Advising on Securities 2008-06-20 2009-03-14
ANG415 YANG Yingying 楊莹莹 RE Asset Management 2007-09-25 2009-03-14
ANQ012 POON Tin Che 潘天賜 RE Asset Management 2007-12-19 2008-10-28
AOD111 HO Long Shan, Leonard 何朗山 RE Advising on Securities 2017-09-27
AOD111 HO Long Shan, Leonard 何朗山 RE Advising on Futures Contracts 2017-09-27
AOD111 HO Long Shan, Leonard 何朗山 RE Asset Management 2017-09-27
AOU629 CHAN Kai Ming, Ricky 陳啟明 RE Advising on Securities 2007-04-13 2008-04-04
AOU629 CHAN Kai Ming, Ricky 陳啟明 RE Advising on Securities 2008-11-24 2011-10-01
AOU629 CHAN Kai Ming, Ricky 陳啟明 RE Advising on Futures Contracts 2007-04-13 2008-04-04
AOU629 CHAN Kai Ming, Ricky 陳啟明 RE Advising on Futures Contracts 2008-11-24 2011-10-01
AOU629 CHAN Kai Ming, Ricky 陳啟明 RE Asset Management 2007-04-13 2008-04-04
AOU629 CHAN Kai Ming, Ricky 陳啟明 RE Asset Management 2008-11-24 2011-10-01
APH784 MO Chun Wan 武震寰 RE Advising on Securities 2015-04-08
APH784 MO Chun Wan 武震寰 RE Advising on Futures Contracts 2015-04-08
APH784 MO Chun Wan 武震寰 RE Asset Management 2015-04-08
API186 LEE Yat Chun 李逸俊 RE Advising on Securities 2009-04-14 2010-07-10
API186 LEE Yat Chun 李逸俊 RE Advising on Securities 2010-11-24 2012-03-13
API186 LEE Yat Chun 李逸俊 RE Advising on Futures Contracts 2011-04-07 2012-03-13
API186 LEE Yat Chun 李逸俊 RE Asset Management 2008-05-03 2010-07-10
API186 LEE Yat Chun 李逸俊 RE Asset Management 2010-11-24 2012-03-13
APL398 CHUNG Hiu Ying 鍾曉瑩 RE Asset Management 2012-05-18 2015-11-06
APW942 LI Pak Wang, Daniel 李柏宏 RO Advising on Securities 2010-05-20 2010-10-05
APW942 LI Pak Wang, Daniel 李柏宏 RO Advising on Futures Contracts 2010-05-20 2010-10-05
APW942 LI Pak Wang, Daniel 李柏宏 RO Asset Management 2010-05-20 2010-10-05
AQI137 LOU Ying Ying 婁瑩瑩 RE Asset Management 2008-08-14 2010-05-30
AQJ125 TAI Wing Lok 戴永樂 RE Advising on Securities 2008-03-10 2011-02-10
AQJ125 TAI Wing Lok 戴永樂 RE Advising on Futures Contracts 2008-03-10 2011-02-10
AQJ125 TAI Wing Lok 戴永樂 RE Asset Management 2008-03-10 2011-02-10
AQJ528 PANG Chun Fai 彭振輝 RE Advising on Securities 2010-08-23 2012-08-01
AQJ528 PANG Chun Fai 彭振輝 RE Asset Management 2011-08-05 2012-08-01
AQJ843 HO Ho Cheong 何浩昌 RE Asset Management 2008-03-11 2009-08-03
AQP580 ZHOU Heng 周珩 RE Advising on Securities 2011-11-01 2012-05-19
AQP580 ZHOU Heng 周珩 RE Advising on Futures Contracts 2011-11-01 2012-05-19
AQP580 ZHOU Heng 周珩 RE Asset Management 2011-11-01 2012-05-19
AQR189 YU Ka Ho, Bernard 余家豪 RE Advising on Securities 2012-02-09 2013-11-15
AQR189 YU Ka Ho, Bernard 余家豪 RE Advising on Futures Contracts 2012-02-09 2013-11-15
AQR189 YU Ka Ho, Bernard 余家豪 RE Asset Management 2012-02-09 2013-11-15
AQZ529 LI Monica Fan Lan 李芬蘭 RE Asset Management 2011-01-31 2013-02-16
AQZ664 CHOW Wing Yan, Joseph 周永忻 RE Asset Management 2008-06-05 2012-03-13
ARB442 LIN Yong 林涌 RO Advising on Securities 2010-06-22 2014-03-24
ARB442 LIN Yong 林涌 RO Advising on Futures Contracts 2010-06-22 2014-03-24
ARB442 LIN Yong 林涌 RO Asset Management 2010-06-22 2014-03-24
ARF125 LEUNG Chun Lee 梁俊莉 RE Asset Management 2008-07-31 2009-11-19
ARF358 KWAN Yee Mei 關綺媚 RE Asset Management 2008-09-23 2008-10-28
ARG777 CHEN Xuan 陳煊 RE Advising on Securities 2010-04-13 2012-06-12
ARG777 CHEN Xuan 陳煊 RO Advising on Securities 2016-09-28 2018-07-03
ARG777 CHEN Xuan 陳煊 RE Advising on Futures Contracts 2010-04-13 2012-06-12
ARG777 CHEN Xuan 陳煊 RO Advising on Futures Contracts 2016-09-28 2018-07-03
ARG777 CHEN Xuan 陳煊 RE Asset Management 2010-04-13 2012-06-12
ARG777 CHEN Xuan 陳煊 RE Asset Management 2015-12-23 2016-09-28
ARG777 CHEN Xuan 陳煊 RO Asset Management 2016-09-28 2018-07-03
ARH183 KOH Sia Lin, Shirlly 許夏琳 RE Asset Management 2008-08-19 2009-06-13
ARH481 YANG Yang 楊阳 RE Asset Management 2008-08-19 2009-10-14
ARS552 ZHAO Yang 趙陽 RE Advising on Securities 2012-08-21 2013-08-28
ARS552 ZHAO Yang 趙陽 RO Advising on Securities 2013-08-28 2017-08-09
ARS552 ZHAO Yang 趙陽 RE Asset Management 2012-08-21 2017-08-09
ASC682 YANG Jianxin 楊建新 RE Advising on Securities 2014-01-20 2014-03-31
ASC682 YANG Jianxin 楊建新 RO Advising on Securities 2010-05-20 2010-12-16
ASC682 YANG Jianxin 楊建新 RO Advising on Securities 2014-03-31
ASC682 YANG Jianxin 楊建新 RE Advising on Futures Contracts 2014-01-20 2014-03-31
ASC682 YANG Jianxin 楊建新 RO Advising on Futures Contracts 2010-05-20 2010-12-16
ASC682 YANG Jianxin 楊建新 RO Advising on Futures Contracts 2014-03-31
ASC682 YANG Jianxin 楊建新 RE Asset Management 2014-01-20 2014-03-31
ASC682 YANG Jianxin 楊建新 RO Asset Management 2010-05-20 2010-12-16
ASC682 YANG Jianxin 楊建新 RO Asset Management 2014-03-31
ASF050 KIN Shunei 金春瑛 RE Advising on Securities 2012-08-30 2013-08-02
ASF050 KIN Shunei 金春瑛 RE Advising on Securities 2014-01-29 2016-10-01
ASF050 KIN Shunei 金春瑛 RE Asset Management 2012-08-30 2013-08-02
ASF050 KIN Shunei 金春瑛 RE Asset Management 2015-06-05 2016-10-01
ASX101 CHU Wai Lun 朱偉倫 RE Advising on Securities 2016-05-20
ASX101 CHU Wai Lun 朱偉倫 RE Advising on Futures Contracts 2016-05-20
ASX101 CHU Wai Lun 朱偉倫 RE Asset Management 2016-05-20
ATO219 AN Keqiang 安克強 RE Advising on Securities 2010-05-07 2011-04-01
ATO423 LEE Yuen See Tracy 李婉詩 RE Advising on Securities 2009-08-20 2010-12-18
ATO423 LEE Yuen See Tracy 李婉詩 RE Advising on Futures Contracts 2009-08-20 2010-12-18
ATO423 LEE Yuen See Tracy 李婉詩 RE Asset Management 2009-08-20 2010-12-18
ATO438 LIOU Wei Jei 劉緯婕 RE Advising on Securities 2010-04-13 2010-06-01
ATO438 LIOU Wei Jei 劉緯婕 RE Advising on Futures Contracts 2010-04-13 2010-06-01
ATO438 LIOU Wei Jei 劉緯婕 RE Asset Management 2010-04-13 2010-06-01
ATO642 SUN Di 孫迪 RE Asset Management 2009-09-21 2011-02-15
ATO776 YIP Tsun Wah Alvan 葉俊華 RE Advising on Securities 2009-08-24 2010-10-04
ATS611 YANG Ledong 楊樂東 RE Advising on Securities 2015-06-22
ATS611 YANG Ledong 楊樂東 RE Advising on Futures Contracts 2016-06-07
ATS611 YANG Ledong 楊樂東 RE Asset Management 2015-06-22 2016-11-02
ATS611 YANG Ledong 楊樂東 RO Asset Management 2016-11-02
ATV457 TANG Yun Kwong 鄧潤光 RE Advising on Securities 2009-09-22 2011-04-01
ATV457 TANG Yun Kwong 鄧潤光 RE Advising on Futures Contracts 2009-09-22 2011-04-01
ATV457 TANG Yun Kwong 鄧潤光 RE Asset Management 2009-09-22 2011-04-01
AUA962 XU Lingfei 徐凌飛 RE Advising on Securities 2011-04-07 2012-09-21
AUA962 XU Lingfei 徐凌飛 RE Advising on Futures Contracts 2011-04-07 2012-09-21
AUA962 XU Lingfei 徐凌飛 RE Asset Management 2009-12-17 2012-09-21
AUD695 HUNG Cheung Wai 孔祥偉 RE Asset Management 2009-12-22 2010-06-16
AUQ156 KOU Chin Pang 高展鵬 RE Asset Management 2012-05-16 2013-07-24
AVC343 KWOK Wai Wa 郭偉華 RE Advising on Securities 2010-05-27 2011-05-28
AVC343 KWOK Wai Wa 郭偉華 RE Asset Management 2010-05-27 2011-05-28
AVD832 WU Jiang 吳疆 RE Advising on Securities 2010-09-15 2013-11-21
AVD832 WU Jiang 吳疆 RE Advising on Futures Contracts 2010-09-15 2013-06-10
AVD832 WU Jiang 吳疆 RO Advising on Futures Contracts 2013-06-10 2013-11-21
AVD832 WU Jiang 吳疆 RE Asset Management 2010-09-15 2013-11-21
AVH968 WANG Jingwen 王婧雯 RE Advising on Securities 2015-06-01 2017-07-07
AVH968 WANG Jingwen 王婧雯 RE Advising on Futures Contracts 2015-06-01 2017-07-07
AVH968 WANG Jingwen 王婧雯 RE Asset Management 2015-06-01 2017-07-07
AVL289 HUANG Dongli 黃東籬 RE Advising on Securities 2011-06-30 2013-07-13
AVL289 HUANG Dongli 黃東籬 RE Asset Management 2011-06-30 2013-07-13
AVQ815 KONG Weipeng 孔維鵬 RE Advising on Securities 2010-08-11 2010-12-01
AVQ815 KONG Weipeng 孔維鵬 RO Advising on Securities 2010-12-01 2013-05-15
AVQ815 KONG Weipeng 孔維鵬 RE Advising on Futures Contracts 2010-08-11 2010-12-01
AVQ815 KONG Weipeng 孔維鵬 RO Advising on Futures Contracts 2010-12-01 2013-06-11
AVQ815 KONG Weipeng 孔維鵬 RE Asset Management 2010-08-11 2010-12-01
AVQ815 KONG Weipeng 孔維鵬 RO Asset Management 2010-12-01 2013-05-15
AWJ604 LI Xing 李星 RE Advising on Securities 2014-06-04 2015-07-04
AWT304 JIN Lu 金路 RE Advising on Securities 2011-03-04 2015-02-18
AWT304 JIN Lu 金路 RE Advising on Futures Contracts 2011-03-04 2015-02-18
AWT304 JIN Lu 金路 RE Asset Management 2011-03-04 2015-02-18
AWT305 POON Ka Ho 潘家豪 RE Advising on Securities 2011-03-03 2014-03-21
AWT305 POON Ka Ho 潘家豪 RE Advising on Futures Contracts 2011-03-03 2014-03-21
AWT305 POON Ka Ho 潘家豪 RE Asset Management 2011-03-03 2014-03-21
AWT373 YEUNG Yat Lun, Ronald 楊溢麟 RE Advising on Securities 2012-11-14 2015-10-28
AWT443 ZHANG Yibin 章宜斌 RO Advising on Securities 2011-03-23 2015-07-20
AWT443 ZHANG Yibin 章宜斌 RO Advising on Futures Contracts 2014-01-20 2015-07-20
AWT443 ZHANG Yibin 章宜斌 RO Asset Management 2011-03-23 2015-07-20
AWU880 TAI Ho Ying 戴可迎 RE Advising on Securities 2011-03-16 2013-06-29
AWU880 TAI Ho Ying 戴可迎 RE Asset Management 2011-11-15 2013-06-29
AWY508 CHUN Sau Yee 秦壽頤 RE Advising on Securities 2015-04-29 2015-09-16
AWY508 CHUN Sau Yee 秦壽頤 RE Asset Management 2015-08-24 2015-09-16
AWZ174 CHEUNG Yik Man 張益民 RE Advising on Securities 2011-03-23 2011-06-24
AWZ174 CHEUNG Yik Man 張益民 RE Advising on Futures Contracts 2011-03-23 2011-06-24
AWZ174 CHEUNG Yik Man 張益民 RE Asset Management 2011-03-23 2011-06-24
AXK364 PANG Hoi Ki 彭凱琪 RE Advising on Securities 2011-06-09 2014-03-21
AXK364 PANG Hoi Ki 彭凱琪 RE Advising on Futures Contracts 2011-06-09 2014-03-21
AXK364 PANG Hoi Ki 彭凱琪 RE Asset Management 2011-06-09 2014-03-21
AXK462 JIANG Hao 姜昊 RE Advising on Securities 2015-07-24
AXK462 JIANG Hao 姜昊 RE Advising on Futures Contracts 2015-07-24
AXK462 JIANG Hao 姜昊 RE Asset Management 2015-07-24
AXL459 CHAN Suk Man 陳淑雯 RE Advising on Securities 2011-08-25 2016-06-19
AXL459 CHAN Suk Man 陳淑雯 RE Asset Management 2011-11-29 2016-06-19
AXL476 LI Haiwei 黎海威 RE Advising on Securities 2011-07-20 2012-08-07
AXL476 LI Haiwei 黎海威 RE Advising on Futures Contracts 2011-07-20 2012-08-07
AXL476 LI Haiwei 黎海威 RE Asset Management 2011-07-20 2012-08-07
AXN055 CHEN Yibiao 陳宜飆 RE Advising on Securities 2017-09-21 2018-10-10
AXN055 CHEN Yibiao 陳宜飆 RE Advising on Futures Contracts 2017-09-21 2018-10-10
AXN055 CHEN Yibiao 陳宜飆 RE Asset Management 2015-12-03 2018-10-10
AXO388 TANG Wing Hang 鄧穎行 RE Advising on Securities 2013-07-05 2015-03-10
AXO388 TANG Wing Hang 鄧穎行 RE Advising on Futures Contracts 2013-07-05 2015-03-10
AXO388 TANG Wing Hang 鄧穎行 RE Asset Management 2013-07-05 2015-03-10
AXW931 XIE Zhengyang 解正阳 RE Advising on Securities 2011-08-19 2012-02-27
AXW931 XIE Zhengyang 解正阳 RO Advising on Securities 2012-02-27 2013-06-10
AXW931 XIE Zhengyang 解正阳 RE Asset Management 2011-08-19 2012-02-27
AXW931 XIE Zhengyang 解正阳 RO Asset Management 2012-02-27 2013-06-10
AXZ867 YIP Wai Yan 葉渭茵 RE Advising on Securities 2012-10-19 2017-11-07
AXZ867 YIP Wai Yan 葉渭茵 RE Advising on Futures Contracts 2016-06-07 2017-11-07
AXZ867 YIP Wai Yan 葉渭茵 RE Asset Management 2012-10-19 2017-11-07
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BFE791 FANG Shuyu 方書予 RE Advising on Securities 2018-11-13
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BFN654 LAW I Lung 羅錡龍 RE Advising on Securities 2018-08-16
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BFT022 KUNG Andre Hoi Hang 龔凱亨 RE Asset Management 2015-12-03 2017-07-12
BFT906 HU Xin 胡昕 RE Advising on Securities 2017-11-03
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BGG009 XIANG Zhao 項釗 RE Advising on Securities 2015-09-21
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BGG010 YEUNG Yim Lan 楊艷蘭 RE Advising on Securities 2015-09-21 2018-05-31
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BGG010 YEUNG Yim Lan 楊艷蘭 RE Asset Management 2015-09-21 2018-05-31
BGH337 JU Shunzhou 琚順舟 RE Advising on Securities 2015-10-22 2018-05-31
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BGH337 JU Shunzhou 琚順舟 RE Asset Management 2015-10-22 2018-05-31
BGW440 XIE Di 謝笛 RE Advising on Securities 2018-10-24
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BGY654 HE Feng 何峰 RE Advising on Securities 2016-04-08 2017-05-22
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BHF064 GUO Shuang 郭瀧 RE Advising on Securities 2017-09-25 2018-03-01
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BHH381 LIN Yongqin 林咏琴 RE Advising on Securities 2017-10-12
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BIM865 ZHANG Shaobo 張少博 RE Advising on Securities 2017-09-25 2018-03-01
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BIM865 ZHANG Shaobo 張少博 RE Asset Management 2016-11-09 2018-03-01
BIN776 HO Ka Lun 何嘉倫 RE Advising on Securities 2016-11-14 2017-07-21
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BIQ231 MAK Siu Chung 麥兆聰 RE Advising on Securities 2016-11-25 2018-02-20
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BIR851 FOK Kwan Yu 霍君儒 RE Advising on Securities 2016-12-09 2018-04-20
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BIR851 FOK Kwan Yu 霍君儒 RE Asset Management 2016-12-09 2018-04-20
BIX234 ZHANG Mengqi 張梦麒 RE Advising on Securities 2017-02-16
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BJU358 YANG Yanping 楊延平 RE Advising on Securities 2017-07-31
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BJU358 YANG Yanping 楊延平 RE Asset Management 2017-07-31
BJW905 CHEN Yiran 陳依然 RE Advising on Securities 2017-07-07 2017-08-03
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BJW905 CHEN Yiran 陳依然 RE Asset Management 2017-07-07 2017-08-03
BJZ135 LIU Xinxing 劉昕星 RE Advising on Securities 2017-08-28
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BJZ135 LIU Xinxing 劉昕星 RE Asset Management 2017-08-28
BKK572 SHI Ziyuan 史梓渊 RE Advising on Securities 2017-08-15
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BME755 CHOW Long Ning 鄒朗寧 RE Advising on Securities 2018-01-31 2018-05-15
BME755 CHOW Long Ning 鄒朗寧 RE Advising on Futures Contracts 2018-01-31 2018-05-15
BME755 CHOW Long Ning 鄒朗寧 RE Asset Management 2018-01-31 2018-05-15
BMU935 XIONG Baiyang 熊白楊 RE Advising on Securities 2018-04-19 2018-07-25
BMU935 XIONG Baiyang 熊白楊 RE Advising on Futures Contracts 2018-04-19 2018-07-25
BMU935 XIONG Baiyang 熊白楊 RE Asset Management 2018-04-19 2018-07-25
BMW835 LIU Shen 劉深 RE Advising on Securities 2018-05-16
BMW835 LIU Shen 劉深 RE Advising on Futures Contracts 2018-05-16
BMW835 LIU Shen 劉深 RE Asset Management 2018-05-16
BMZ640 HUNG Wing Yin 孔永賢 RE Advising on Securities 2018-06-05
BND851 LEUNG Chui Lin 梁翠蓮 RE Advising on Securities 2018-08-29
BND851 LEUNG Chui Lin 梁翠蓮 RE Advising on Futures Contracts 2018-08-29
BND851 LEUNG Chui Lin 梁翠蓮 RE Asset Management 2018-08-29
BNG639 CHEUNG Chin To Gary 張展途 RE Advising on Securities 2018-07-24
BNG639 CHEUNG Chin To Gary 張展途 RE Advising on Futures Contracts 2018-07-24
BNG639 CHEUNG Chin To Gary 張展途 RE Asset Management 2018-07-24
BNI018 LIU Mengxiao 劉梦晓 RE Advising on Securities 2018-08-21
BNI018 LIU Mengxiao 劉梦晓 RE Advising on Futures Contracts 2018-08-21
BNI018 LIU Mengxiao 劉梦晓 RE Asset Management 2018-08-21
BNJ577 CHAN Hon Hoi 陳瀚凱 RE Advising on Securities 2018-08-22
BNJ577 CHAN Hon Hoi 陳瀚凱 RE Advising on Futures Contracts 2018-08-22
BNJ577 CHAN Hon Hoi 陳瀚凱 RE Asset Management 2018-08-22
BNN694 KAO Wan Ling Eileen 高允苓 RE Advising on Securities 2018-09-21
BNN694 KAO Wan Ling Eileen 高允苓 RE Advising on Futures Contracts 2018-09-21
BNN694 KAO Wan Ling Eileen 高允苓 RE Asset Management 2018-09-21

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