Hong Kong SFC licence institution AEU219, Hermes Securities Limited 凱敏證券有限公司

These are the licence-holders that were found for SFC licence institution AEU219 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA133 CHAN Hin Wing 陳顯榮 RE Dealing in Securities 2003-04-01
AAA133 CHAN Hin Wing 陳顯榮 RE Advising on Securities 2003-04-01 2005-01-20
AAA133 CHAN Hin Wing 陳顯榮 RE Advising on Corporate Finance 2003-04-01 2005-01-20
AAA133 CHAN Hin Wing 陳顯榮 RE Asset Management 2003-04-01 2005-01-20
AAA183 LI Kai Yin 李啟賢 RE Dealing in Securities 2003-04-01 2007-01-19
AAA183 LI Kai Yin 李啟賢 RE Advising on Securities 2003-04-01 2005-01-20
AAA183 LI Kai Yin 李啟賢 RE Advising on Corporate Finance 2003-04-01 2005-01-20
AAA183 LI Kai Yin 李啟賢 RE Asset Management 2003-04-01 2005-01-20
AAA328 HUNG Lai Hing 孔麗卿 RE Dealing in Securities 2003-04-01 2006-04-30
AAA328 HUNG Lai Hing 孔麗卿 RE Advising on Securities 2003-04-01 2005-01-20
AAA328 HUNG Lai Hing 孔麗卿 RE Advising on Corporate Finance 2003-04-01 2005-01-20
AAA328 HUNG Lai Hing 孔麗卿 RE Asset Management 2003-04-01 2005-01-20
AAD143 WAN Yuk Wah 溫玉華 RE Dealing in Securities 2003-04-01
AAD143 WAN Yuk Wah 溫玉華 RE Advising on Securities 2003-04-01 2005-01-20
AAD143 WAN Yuk Wah 溫玉華 RE Advising on Corporate Finance 2003-04-01 2005-01-20
AAD143 WAN Yuk Wah 溫玉華 RE Asset Management 2003-04-01 2005-01-20
AAD924 LEE Yuet Ying 李月英 RE Dealing in Securities 2008-12-01 2010-06-30
AAD924 LEE Yuet Ying 李月英 RE Dealing in Securities 2016-07-04
AAE816 LEE Ah Sang 李亞生 RO Dealing in Securities 2003-04-01
AAE816 LEE Ah Sang 李亞生 RO Advising on Securities 2003-04-01 2004-11-08
AAE816 LEE Ah Sang 李亞生 RO Advising on Corporate Finance 2003-04-01 2004-11-08
AAE816 LEE Ah Sang 李亞生 RO Asset Management 2003-04-01 2004-11-08
AAK833 NG Si Fung 吳時鋒 RE Dealing in Securities 2009-03-03
AAV462 TO Kin Keung 杜堅強 RE Dealing in Securities 2003-04-01
AAV462 TO Kin Keung 杜堅強 RE Advising on Securities 2003-04-01 2005-01-20
AAV462 TO Kin Keung 杜堅強 RE Advising on Corporate Finance 2003-04-01 2005-01-20
AAV462 TO Kin Keung 杜堅強 RE Asset Management 2003-04-01 2005-01-20
AAV463 CHIANG Ho San 蔣浩燊 RE Dealing in Securities 2013-06-20
AAZ140 CHAN Hoi Tim 陳海添 RE Dealing in Securities 2003-04-01 2004-01-12
AAZ140 CHAN Hoi Tim 陳海添 RE Advising on Securities 2003-04-01 2004-01-12
AAZ140 CHAN Hoi Tim 陳海添 RE Advising on Corporate Finance 2003-04-01 2004-01-12
AAZ140 CHAN Hoi Tim 陳海添 RE Asset Management 2003-04-01 2004-01-12
ABS636 WAI Yuk Lee 衛玉莉 RE Dealing in Securities 2003-04-01 2003-04-30
ABS636 WAI Yuk Lee 衛玉莉 RE Advising on Securities 2003-04-01 2003-04-30
ABS636 WAI Yuk Lee 衛玉莉 RE Advising on Corporate Finance 2003-04-01 2003-04-30
ABS636 WAI Yuk Lee 衛玉莉 RE Asset Management 2003-04-01 2003-04-30
ADX384 KWONG Yuk Yu, Emily 鄺玉茹 RO Dealing in Securities 2003-04-01
ADX384 KWONG Yuk Yu, Emily 鄺玉茹 RO Advising on Securities 2003-04-01 2005-01-20
ADX384 KWONG Yuk Yu, Emily 鄺玉茹 RO Advising on Corporate Finance 2003-04-01 2005-01-20
ADX384 KWONG Yuk Yu, Emily 鄺玉茹 RO Asset Management 2003-04-01 2005-01-20
AEJ405 LAM Sze Yiu, Wallace 林思耀 RE Dealing in Securities 2004-07-16 2005-11-07
AFA840 WONG Hou Nung, Lawrence 黃效能 RE Dealing in Securities 2003-04-01 2010-06-30
AFA840 WONG Hou Nung, Lawrence 黃效能 RE Dealing in Securities 2011-02-23
AFA840 WONG Hou Nung, Lawrence 黃效能 RE Advising on Securities 2003-04-01 2005-01-20
AFA840 WONG Hou Nung, Lawrence 黃效能 RE Advising on Corporate Finance 2003-04-01 2005-01-20
AFA840 WONG Hou Nung, Lawrence 黃效能 RE Asset Management 2003-04-01 2005-01-20
AFF096 FONG Ka Shing, Benny 方嘉聲 RE Dealing in Securities 2006-03-20
AFK559 NG Kim Fung 吳劍峰 RE Dealing in Securities 2003-04-01
AFK559 NG Kim Fung 吳劍峰 RE Advising on Securities 2003-04-01 2005-01-04
AFK559 NG Kim Fung 吳劍峰 RE Advising on Corporate Finance 2003-04-01 2005-01-04
AFK559 NG Kim Fung 吳劍峰 RE Asset Management 2003-04-01 2005-01-04
AHX164 LAM Wai Shing 林偉成 RE Dealing in Securities 2005-10-21 2010-04-20

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