Hong Kong SFC licence institution AEX188, UBS Capital Asia Pacific (HK) Limited

These are the licence-holders that were found for SFC licence institution AEX188 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAV339 TANG Kok Yew 鄧國耀 RO Advising on Securities 2003-04-01 2004-03-09
AAV339 TANG Kok Yew 鄧國耀 RO Advising on Corporate Finance 2003-04-01 2004-03-09
AAV339 TANG Kok Yew 鄧國耀 RO Asset Management 2003-04-01 2004-03-09
AEK506 KWAN Po Chiu 關寶照 RE Advising on Securities 2003-04-01 2004-03-11
AEK506 KWAN Po Chiu 關寶照 RE Advising on Corporate Finance 2003-04-01 2004-03-11
AEK506 KWAN Po Chiu 關寶照 RE Asset Management 2003-04-01 2004-03-11
AES123 JIM Sze Wai 詹思慧 RE Advising on Securities 2003-04-01 2004-03-09
AES123 JIM Sze Wai 詹思慧 RE Advising on Corporate Finance 2003-04-01 2004-03-09
AES123 JIM Sze Wai 詹思慧 RE Asset Management 2003-04-01 2004-03-09
AEV204 LAI Tak Seng RO Advising on Securities 2003-04-01 2004-03-09
AEV204 LAI Tak Seng RO Advising on Corporate Finance 2003-04-01 2004-03-09
AEV204 LAI Tak Seng RO Asset Management 2003-04-01 2004-03-09
AFZ485 NG Lak Chuan 黃立川 RO Advising on Securities 2003-04-01 2004-03-09
AFZ485 NG Lak Chuan 黃立川 RO Advising on Corporate Finance 2003-04-01 2004-03-09
AFZ485 NG Lak Chuan 黃立川 RO Asset Management 2003-04-01 2004-03-09
AGN598 GOH Eu Jim RE Advising on Securities 2003-04-01 2004-03-11
AGN598 GOH Eu Jim RE Advising on Corporate Finance 2003-04-01 2004-03-11
AGN598 GOH Eu Jim RE Asset Management 2003-04-01 2004-03-11
AHF856 LEE Belinda 李碧蘭 RE Advising on Securities 2003-04-01 2004-03-09
AHF856 LEE Belinda 李碧蘭 RE Advising on Corporate Finance 2003-04-01 2004-03-09
AHF856 LEE Belinda 李碧蘭 RE Asset Management 2003-04-01 2004-03-09

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