Hong Kong SFC licence institution AEX212, Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司

These are the licence-holders that were found for SFC licence institution AEX212 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA566 TSANG Chiu Wah, Samuel 曾超華 RE Dealing in Securities 2003-04-01 2005-01-13
AAA566 TSANG Chiu Wah, Samuel 曾超華 RE Advising on Securities 2003-04-01 2005-01-13
AAA566 TSANG Chiu Wah, Samuel 曾超華 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AAA566 TSANG Chiu Wah, Samuel 曾超華 RE Asset Management 2003-04-01 2003-09-01
AAA663 CHU King Kau 朱景球 RE Dealing in Securities 2003-04-01 2018-08-04
AAA663 CHU King Kau 朱景球 RE Advising on Securities 2003-04-01 2018-08-04
AAA663 CHU King Kau 朱景球 RE Advising on Corporate Finance 2003-04-01 2005-01-14
AAA663 CHU King Kau 朱景球 RE Asset Management 2003-04-01 2005-04-08
AAA702 WONG Suk Kam, Katherine 王淑琴 RE Dealing in Securities 2003-04-01
AAA702 WONG Suk Kam, Katherine 王淑琴 RE Advising on Securities 2003-04-01 2005-04-08
AAA702 WONG Suk Kam, Katherine 王淑琴 RE Advising on Corporate Finance 2003-04-01 2003-08-02
AAA702 WONG Suk Kam, Katherine 王淑琴 RE Asset Management 2003-04-01 2003-08-02
AAG056 YUNG Shun Kit 容舜傑 RE Dealing in Securities 2003-04-01
AAG056 YUNG Shun Kit 容舜傑 RE Advising on Securities 2003-04-01 2005-04-08
AAG056 YUNG Shun Kit 容舜傑 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AAG056 YUNG Shun Kit 容舜傑 RE Asset Management 2003-04-01 2003-09-01
AAG337 KAO Wing Lun 高永倫 RE Dealing in Securities 2018-07-10
AAG360 NG Kei Choy, Stephen 吳其材 RE Dealing in Securities 2018-07-04
AAJ606 FUNG Choi Wan 馮彩雲 RE Dealing in Securities 2006-09-01 2007-02-09
ABH961 CHIN Sung Fat 錢崇發 RE Dealing in Securities 2003-04-01 2011-04-01
ABH961 CHIN Sung Fat 錢崇發 RE Advising on Securities 2003-04-01 2011-04-01
ABH961 CHIN Sung Fat 錢崇發 RE Advising on Corporate Finance 2003-04-01 2005-01-14
ABH961 CHIN Sung Fat 錢崇發 RE Asset Management 2003-04-01 2005-04-08
ABN578 CHAN Chun Ming 陳循明 RO Dealing in Securities 2003-04-01 2017-08-01
ABN578 CHAN Chun Ming 陳循明 RO Advising on Securities 2003-04-01 2017-08-01
ABN578 CHAN Chun Ming 陳循明 RO Asset Management 2003-04-01 2017-08-01
ABP637 TSE Siu Kam 謝小琴 RE Dealing in Securities 2003-04-01
ABP637 TSE Siu Kam 謝小琴 RE Advising on Securities 2003-04-01 2005-04-08
ABP637 TSE Siu Kam 謝小琴 RE Advising on Corporate Finance 2003-04-01 2003-12-29
ABP637 TSE Siu Kam 謝小琴 RE Asset Management 2003-04-01 2003-12-29
ABR914 TAM Miu Han, Cinderella 譚妙嫺 RO Dealing in Securities 2003-04-01 2011-04-01
ABR914 TAM Miu Han, Cinderella 譚妙嫺 RO Advising on Securities 2003-04-01 2011-04-01
ABR914 TAM Miu Han, Cinderella 譚妙嫺 RO Advising on Corporate Finance 2003-04-01 2005-01-14
ABR914 TAM Miu Han, Cinderella 譚妙嫺 RO Asset Management 2003-04-01 2011-04-01
ABS372 CHUNG So Mei 鍾素媚 RE Dealing in Securities 2003-04-01
ABS372 CHUNG So Mei 鍾素媚 RE Advising on Securities 2003-04-01 2005-04-08
ABS372 CHUNG So Mei 鍾素媚 RE Advising on Corporate Finance 2003-04-01 2003-09-01
ABS372 CHUNG So Mei 鍾素媚 RE Asset Management 2003-04-01 2003-09-01
ACO851 LEUNG Hon Hung 梁漢雄 RE Advising on Securities 2004-07-21 2005-03-17
ACO851 LEUNG Hon Hung 梁漢雄 RE Advising on Securities 2005-09-05 2009-10-20
ADQ158 TAM Suk Yan, Tammy 譚淑欣 RO Dealing in Securities 2003-04-01
ADQ158 TAM Suk Yan, Tammy 譚淑欣 RO Advising on Securities 2003-04-01
ADQ158 TAM Suk Yan, Tammy 譚淑欣 RO Advising on Corporate Finance 2003-04-01 2005-01-14
ADQ158 TAM Suk Yan, Tammy 譚淑欣 RO Asset Management 2003-04-01
ADW995 LAM Cheuk Fung 林卓峯 RE Dealing in Securities 2003-04-01 2003-09-22
ADW995 LAM Cheuk Fung 林卓峯 RO Dealing in Securities 2003-09-22 2005-04-04
ADW995 LAM Cheuk Fung 林卓峯 RE Advising on Securities 2003-04-01 2003-09-22
ADW995 LAM Cheuk Fung 林卓峯 RO Advising on Securities 2003-09-22 2005-04-04
ADW995 LAM Cheuk Fung 林卓峯 RE Advising on Corporate Finance 2003-04-01 2003-08-02
ADW995 LAM Cheuk Fung 林卓峯 RE Asset Management 2003-04-01 2003-08-02
AEB564 LI Kit Ling 李潔玲 RE Dealing in Securities 2003-04-01
AEB564 LI Kit Ling 李潔玲 RE Advising on Securities 2003-04-01 2005-04-08
AEB564 LI Kit Ling 李潔玲 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AEB564 LI Kit Ling 李潔玲 RE Asset Management 2003-04-01 2003-09-01
AEG192 YUNG Tai Kai 翁大溪 RE Dealing in Securities 2003-04-01 2008-02-01
AEG192 YUNG Tai Kai 翁大溪 RE Advising on Securities 2003-04-01 2005-04-08
AEG192 YUNG Tai Kai 翁大溪 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AEG192 YUNG Tai Kai 翁大溪 RE Asset Management 2003-04-01 2003-09-01
AEZ038 HUNG Shuk Chong 洪淑莊 RE Dealing in Securities 2003-04-01
AEZ038 HUNG Shuk Chong 洪淑莊 RE Advising on Securities 2003-04-01 2005-04-08
AEZ038 HUNG Shuk Chong 洪淑莊 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AEZ038 HUNG Shuk Chong 洪淑莊 RE Asset Management 2003-04-01 2003-09-01
AFF121 LEE Siu Yuen 李紹遠 RE Dealing in Securities 2003-04-01 2011-01-02
AFF121 LEE Siu Yuen 李紹遠 RE Advising on Securities 2003-04-01 2005-04-08
AFF121 LEE Siu Yuen 李紹遠 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AFF121 LEE Siu Yuen 李紹遠 RE Asset Management 2003-04-01 2003-09-01
AFL089 ISMAIL Michael Mohammed 馬文龍 RE Dealing in Securities 2010-09-21
AFV797 YU Wenze 余文澤 RE Dealing in Securities 2006-12-14
AGD088 MOK Hoi Yan 莫愷欣 RE Dealing in Securities 2003-04-01
AGD088 MOK Hoi Yan 莫愷欣 RE Advising on Securities 2003-04-01 2005-04-08
AGD088 MOK Hoi Yan 莫愷欣 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AGD088 MOK Hoi Yan 莫愷欣 RE Asset Management 2003-04-01 2003-09-01
AGK995 SHUM Ka Yee 岑嘉怡 RE Dealing in Securities 2003-04-01 2005-10-10
AGK995 SHUM Ka Yee 岑嘉怡 RE Advising on Securities 2003-04-01 2005-04-08
AGK995 SHUM Ka Yee 岑嘉怡 RE Advising on Corporate Finance 2003-04-01 2003-09-01
AGK995 SHUM Ka Yee 岑嘉怡 RE Asset Management 2003-04-01 2003-09-01
AGN788 LO Sin Ling, Maria 羅倩伶 RE Dealing in Securities 2003-04-01 2005-11-16
AGN788 LO Sin Ling, Maria 羅倩伶 RE Advising on Securities 2003-04-01 2005-04-08
AGN788 LO Sin Ling, Maria 羅倩伶 RE Advising on Corporate Finance 2003-04-01 2003-12-22
AGN788 LO Sin Ling, Maria 羅倩伶 RE Asset Management 2003-04-01 2003-12-22
AHG579 LEUNG King Chung 梁競聰 RE Dealing in Securities 2008-06-24 2009-09-25
AKV006 LAU Wing Tong 劉永棠 RE Dealing in Securities 2010-08-31 2010-12-28
ALO625 CHOI Tsz Lun 蔡子麟 RE Dealing in Securities 2005-02-17 2005-10-17
ALQ593 CHENG Hong Wa 鄭康華 RE Dealing in Securities 2005-02-17
ALQ593 CHENG Hong Wa 鄭康華 RE Advising on Securities 2005-04-08
ALU467 CHANG Man Lung, Sam 張敏龍 RE Dealing in Securities 2012-04-10 2012-05-18
ALU467 CHANG Man Lung, Sam 張敏龍 RE Advising on Securities 2009-04-06 2012-03-31
AMA951 YAU Ka Chi 邱家智 RE Dealing in Securities 2007-08-02 2008-07-02
AMI262 CHAN Oi Wa 陳愛華 RE Dealing in Securities 2005-09-26 2007-02-28
AMI263 WONG Ngai Shing 王毅承 RE Advising on Securities 2005-09-26 2006-04-21
AMY475 YIP Yam Yu, Alex 葉蔭裕 RE Advising on Securities 2009-04-06 2010-12-31
ANG232 Lui Chi Yuen 呂子元 RE Dealing in Securities 2008-10-13 2014-02-24
ANG232 Lui Chi Yuen 呂子元 RO Dealing in Securities 2014-02-24
ANG232 Lui Chi Yuen 呂子元 RE Advising on Securities 2008-10-13 2014-02-24
ANG232 Lui Chi Yuen 呂子元 RO Advising on Securities 2014-02-24
ANG232 Lui Chi Yuen 呂子元 RE Asset Management 2008-10-13
ANH719 HO Chi Chung 何智聰 RE Advising on Securities 2009-07-09 2010-08-12
AOA411 CHEUNG Chi Ying, Eman 張智瑩 RE Advising on Securities 2009-04-23 2010-03-04
AOV369 AU Man Kuen 區敏娟 RE Advising on Securities 2009-06-26 2010-02-03
AOV374 NG Tin Yau 吳天祐 RE Advising on Securities 2009-04-08 2010-04-27
AOX779 MAN Sing Wa 文星華 RE Dealing in Securities 2007-06-05 2008-05-05
APD082 KWAN Isabel Yuen Han 關宛嫻 RE Advising on Securities 2009-04-23 2010-02-24
APD094 POON Siu Fung, Dickson 潘少鋒 RE Dealing in Securities 2007-09-19 2008-04-23
APO661 KWOK Chun Kong 郭振江 RE Dealing in Securities 2007-09-05 2008-05-26
APR262 LEUNG On Ki, Angel 梁安琪 RE Dealing in Securities 2012-12-20
APW578 TSE Wing Kei 謝詠基 RE Dealing in Securities 2008-05-22 2010-03-26
AQA746 WONG Tsz Hing, Wallace 黃子卿 RE Advising on Securities 2009-06-01 2010-01-07
AQA895 YIP Ka Fai 葉嘉輝 RE Dealing in Securities 2007-11-26 2010-10-04
AQG722 WONG Chi Fai 黃志揮 RE Dealing in Securities 2008-02-25 2016-06-18
ARB850 CHU Yat Ming 朱日明 RE Dealing in Securities 2008-05-26 2010-08-30
ARK373 CHU Shan Shan 朱珊珊 RE Advising on Securities 2009-04-23 2010-01-08
ARL811 CHOW Ka Lai, Vivian 周珈儷 RE Advising on Securities 2009-04-23 2009-06-15
ARR412 MAN Ka Ki 文嘉麒 RE Advising on Securities 2010-05-17 2012-03-19
ASU500 SO Sheung Chi 蘇尚志 RE Advising on Securities 2009-06-15 2009-07-11
ATM793 WAN Yuk Chee 溫玉芝 RE Advising on Securities 2009-08-31 2011-04-01
ATT112 KWONG Wing Hong, Danny 鄺永康 RE Dealing in Securities 2009-09-18 2012-06-23
ATX511 WONG Lai Yin, Jack 黃禮賢 RE Advising on Securities 2009-10-28 2010-12-06
AUH399 KWOK Tsz Ching 郭子靜 RE Dealing in Securities 2009-12-03 2017-04-06
AUH399 KWOK Tsz Ching 郭子靜 RO Dealing in Securities 2017-04-06
AUH399 KWOK Tsz Ching 郭子靜 RE Advising on Securities 2015-12-16
AUH399 KWOK Tsz Ching 郭子靜 RE Asset Management 2015-12-16
AVE448 YU Nga Chi 余雅芝 RE Dealing in Securities 2010-05-14 2011-05-09
AVE565 CHAU Yin Ping Jacqueline 周燕萍 RE Dealing in Securities 2011-01-21 2014-04-16
AVH086 CHONG Chi Yan 莊至仁 RE Dealing in Securities 2010-05-31 2011-01-02
AVI639 TANG Chak Ming 鄧澤明 RE Dealing in Securities 2010-06-17 2011-01-02
AVQ955 LI Lam Wai 李林威 RE Dealing in Securities 2010-08-06 2010-11-01
AVQ955 LI Lam Wai 李林威 RE Dealing in Securities 2010-11-19 2011-12-01
AVV236 NG Kai Chong 吳佳創 RE Dealing in Securities 2011-01-31 2011-03-01
AWL989 YU Chun Wai 余俊緯 RE Dealing in Securities 2010-12-16 2012-06-23
AWR726 LEE Sin Yee 李倩儀 RE Dealing in Securities 2011-02-25 2013-07-05
AWW454 TAM Suk Chi Quinnie 譚淑孳 RE Dealing in Securities 2011-03-16 2017-05-22
AWW454 TAM Suk Chi Quinnie 譚淑孳 RO Dealing in Securities 2017-05-22
AWW454 TAM Suk Chi Quinnie 譚淑孳 RE Advising on Securities 2011-03-16 2017-05-22
AWW454 TAM Suk Chi Quinnie 譚淑孳 RO Advising on Securities 2017-05-22
AWW454 TAM Suk Chi Quinnie 譚淑孳 RE Asset Management 2011-03-16 2017-08-18
AWW454 TAM Suk Chi Quinnie 譚淑孳 RO Asset Management 2017-08-18
AXR833 MOK Wing Ki 莫詠琪 RE Dealing in Securities 2011-07-25 2012-07-25

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