Hong Kong SFC licence institution AEX264, Interactive Brokers LLC 盈透有限公司

These are the licence-holders that were found for SFC licence institution AEX264 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACP478 FRIEDLAND David Eric RO Dealing in Securities 2003-04-01 2016-12-31
ACP478 FRIEDLAND David Eric RO Dealing in Futures Contracts 2003-04-01 2016-12-31
ACP478 FRIEDLAND David Eric RO Leveraged Foreign Exchange Trading 2007-03-19 2016-12-31
ACP478 FRIEDLAND David Eric RO Advising on Corporate Finance 2003-04-01 2004-01-05
ACP478 FRIEDLAND David Eric RO Providing Automated Trading Services 2003-04-01 2004-01-05
ADH503 KELSEY Steve Morgan RO Dealing in Securities 2003-09-15 2010-09-30
ADH503 KELSEY Steve Morgan RE Dealing in Futures Contracts 2003-04-01 2003-09-15
ADH503 KELSEY Steve Morgan RO Dealing in Futures Contracts 2003-09-15 2010-09-30
ADH503 KELSEY Steve Morgan RO Leveraged Foreign Exchange Trading 2007-03-19 2010-09-30
ADH503 KELSEY Steve Morgan RE Advising on Futures Contracts 2003-04-01 2003-07-22
ADH503 KELSEY Steve Morgan RE Providing Automated Trading Services 2003-04-01 2003-07-22
ADH503 KELSEY Steve Morgan RE Asset Management 2003-04-01 2003-07-22
ADH984 LEE Fung Ching, Vivienne 李鳳貞 RE Dealing in Securities 2008-11-05 2016-12-31
ADH984 LEE Fung Ching, Vivienne 李鳳貞 RE Dealing in Futures Contracts 2008-11-05 2016-12-31
ADH984 LEE Fung Ching, Vivienne 李鳳貞 RE Leveraged Foreign Exchange Trading 2008-10-09 2016-12-31
AFE378 LO Edmond Mandy 羅文迪 RE Dealing in Futures Contracts 2003-04-01 2004-07-13
AFE378 LO Edmond Mandy 羅文迪 RE Advising on Futures Contracts 2003-04-01 2004-06-25
AFE378 LO Edmond Mandy 羅文迪 RE Providing Automated Trading Services 2003-04-01 2004-06-25
AFE378 LO Edmond Mandy 羅文迪 RE Asset Management 2003-04-01 2004-06-25
AFU877 CHAN Tsz Chun, Steve 陳梓駿 RE Dealing in Securities 2005-06-28 2005-11-23
AFU877 CHAN Tsz Chun, Steve 陳梓駿 RE Dealing in Futures Contracts 2005-06-28 2005-11-23
AGB133 POON Kwok Bun, Paul 潘國濱 RE Dealing in Securities 2007-06-08 2008-03-14
AGB133 POON Kwok Bun, Paul 潘國濱 RE Dealing in Futures Contracts 2007-06-08 2008-03-14
AGB133 POON Kwok Bun, Paul 潘國濱 RE Leveraged Foreign Exchange Trading 2007-07-26 2008-03-14
AHX657 TUNG Yin Ling, Eirena 董燕玲 RE Dealing in Securities 2003-11-24 2005-04-19
AHX657 TUNG Yin Ling, Eirena 董燕玲 RE Dealing in Futures Contracts 2003-11-24 2005-04-19
AIC115 LI Hiu Fai 李曉輝 RE Dealing in Securities 2008-02-22 2009-08-31
AIC115 LI Hiu Fai 李曉輝 RE Dealing in Futures Contracts 2008-02-22 2009-08-31
AIC115 LI Hiu Fai 李曉輝 RE Leveraged Foreign Exchange Trading 2008-02-22 2009-08-31
AIX151 CHEUNG Ka Ho, Louis 張嘉豪 RE Dealing in Securities 2006-05-12 2008-07-07
AIX151 CHEUNG Ka Ho, Louis 張嘉豪 RE Dealing in Futures Contracts 2006-05-12 2008-07-07
AIX151 CHEUNG Ka Ho, Louis 張嘉豪 RE Leveraged Foreign Exchange Trading 2007-05-04 2008-07-07
AJD565 NG Wai Sum 吳慧沁 RE Dealing in Securities 2010-04-09 2011-06-24
AJD565 NG Wai Sum 吳慧沁 RE Dealing in Futures Contracts 2003-08-28 2003-10-20
AJD565 NG Wai Sum 吳慧沁 RE Dealing in Futures Contracts 2010-03-02 2011-06-24
AJD587 CHEUNG Ka Tsz 張嘉慈 RE Dealing in Securities 2003-08-28 2008-08-22
AJD587 CHEUNG Ka Tsz 張嘉慈 RE Dealing in Securities 2008-09-24 2016-12-31
AJD587 CHEUNG Ka Tsz 張嘉慈 RE Dealing in Futures Contracts 2003-08-28 2008-08-22
AJD587 CHEUNG Ka Tsz 張嘉慈 RE Dealing in Futures Contracts 2008-09-24 2016-12-31
AJD587 CHEUNG Ka Tsz 張嘉慈 RE Leveraged Foreign Exchange Trading 2007-05-04 2008-08-22
AJD587 CHEUNG Ka Tsz 張嘉慈 RE Leveraged Foreign Exchange Trading 2008-09-24 2016-12-31
AJH103 MAN Lai Yee 文麗儀 RE Dealing in Securities 2004-04-16 2006-03-03
AJH103 MAN Lai Yee 文麗儀 RE Dealing in Futures Contracts 2003-11-26 2006-03-03
AKO842 CHAY Mei Yoke, Beverley RE Dealing in Securities 2004-05-07 2007-03-02
AKO842 CHAY Mei Yoke, Beverley RE Dealing in Futures Contracts 2004-05-07 2007-03-02
AMP600 NG Chi Ling 吳芷玲 RE Dealing in Securities 2005-10-28 2010-09-10
AMP600 NG Chi Ling 吳芷玲 RO Dealing in Securities 2010-09-10 2016-12-31
AMP600 NG Chi Ling 吳芷玲 RE Dealing in Futures Contracts 2005-10-28 2010-09-10
AMP600 NG Chi Ling 吳芷玲 RO Dealing in Futures Contracts 2010-09-10 2016-12-31
AMP600 NG Chi Ling 吳芷玲 RE Leveraged Foreign Exchange Trading 2007-05-04 2010-09-10
AMP600 NG Chi Ling 吳芷玲 RO Leveraged Foreign Exchange Trading 2010-09-10 2016-12-31
AND631 CHONG Chun Wa, Myron 莊春華 RE Dealing in Securities 2008-11-21 2016-12-31
AND631 CHONG Chun Wa, Myron 莊春華 RE Dealing in Futures Contracts 2008-11-21 2016-12-31
AND631 CHONG Chun Wa, Myron 莊春華 RE Leveraged Foreign Exchange Trading 2008-10-16 2016-12-31
ANG610 KIU Ah 喬婭 RE Dealing in Securities 2006-04-07 2007-03-15
ANG610 KIU Ah 喬婭 RE Dealing in Futures Contracts 2006-04-07 2007-03-15
ANW377 SO Chi Kin 蘇智健 RE Dealing in Securities 2008-09-18 2009-10-06
ANW377 SO Chi Kin 蘇智健 RE Dealing in Futures Contracts 2008-09-18 2009-10-06
ANW377 SO Chi Kin 蘇智健 RE Leveraged Foreign Exchange Trading 2008-09-18 2009-10-06
AOA394 OYAMA Aiko 大山亞衣子 RE Dealing in Securities 2006-10-05 2009-10-31
AOA394 OYAMA Aiko 大山亞衣子 RE Dealing in Futures Contracts 2006-10-05 2009-10-31
AOA394 OYAMA Aiko 大山亞衣子 RE Leveraged Foreign Exchange Trading 2007-05-23 2009-10-31
AOM577 CHAN Ka Yi, Iris 陳加宜 RE Dealing in Securities 2013-06-20 2016-12-31
AOM577 CHAN Ka Yi, Iris 陳加宜 RE Dealing in Futures Contracts 2013-08-16 2016-12-31
AOM577 CHAN Ka Yi, Iris 陳加宜 RE Leveraged Foreign Exchange Trading 2013-08-16 2016-12-31
AOX276 KONG Chi Ho 江志浩 RE Dealing in Securities 2007-05-09 2007-10-31
AOX276 KONG Chi Ho 江志浩 RE Dealing in Futures Contracts 2007-05-09 2007-10-31
AOX276 KONG Chi Ho 江志浩 RE Leveraged Foreign Exchange Trading 2007-05-09 2007-10-31
AOY504 CHAN Sui On 陳瑞安 RE Dealing in Securities 2012-11-27 2013-08-16
AOY504 CHAN Sui On 陳瑞安 RE Dealing in Futures Contracts 2012-11-27 2013-08-16
AOY504 CHAN Sui On 陳瑞安 RE Leveraged Foreign Exchange Trading 2013-01-22 2013-08-16
APE832 LAW Macy Pui Shan 羅佩珊 RE Dealing in Securities 2007-06-28 2008-06-02
APE832 LAW Macy Pui Shan 羅佩珊 RE Dealing in Futures Contracts 2007-06-28 2008-06-02
APE832 LAW Macy Pui Shan 羅佩珊 RE Leveraged Foreign Exchange Trading 2007-06-28 2008-06-02
APG573 WANG Weijian 王偉建 RE Dealing in Securities 2007-07-12 2016-12-31
APG573 WANG Weijian 王偉建 RE Dealing in Futures Contracts 2007-07-12 2016-12-31
APG573 WANG Weijian 王偉建 RE Leveraged Foreign Exchange Trading 2007-07-12 2016-12-31
AQB138 CAI Ming Xian, Alan 蔡明憲 RE Dealing in Securities 2007-11-26 2008-01-30
AQB138 CAI Ming Xian, Alan 蔡明憲 RE Dealing in Futures Contracts 2007-11-26 2008-01-30
AQB138 CAI Ming Xian, Alan 蔡明憲 RE Leveraged Foreign Exchange Trading 2007-11-26 2008-01-30
AQI408 CHEUNG Tsz Wei, Michele 張芷瑋 RE Dealing in Securities 2009-12-04 2011-07-08
AQI408 CHEUNG Tsz Wei, Michele 張芷瑋 RE Dealing in Futures Contracts 2009-12-04 2011-07-08
AQI408 CHEUNG Tsz Wei, Michele 張芷瑋 RE Leveraged Foreign Exchange Trading 2010-02-18 2011-07-08
AQO197 TANG Allan Doi Ki 鄧岱奇 RE Dealing in Securities 2008-03-07 2010-09-14
AQO197 TANG Allan Doi Ki 鄧岱奇 RO Dealing in Securities 2010-09-14 2016-12-31
AQO197 TANG Allan Doi Ki 鄧岱奇 RE Dealing in Futures Contracts 2008-03-07 2010-09-14
AQO197 TANG Allan Doi Ki 鄧岱奇 RO Dealing in Futures Contracts 2010-09-14 2016-12-31
AQO197 TANG Allan Doi Ki 鄧岱奇 RE Leveraged Foreign Exchange Trading 2008-05-30 2010-09-14
AQO197 TANG Allan Doi Ki 鄧岱奇 RO Leveraged Foreign Exchange Trading 2010-09-14 2016-12-31
AQQ047 WONG Sze Ki 黃思棋 RE Dealing in Securities 2011-05-03 2016-11-26
AQQ047 WONG Sze Ki 黃思棋 RE Dealing in Futures Contracts 2011-05-03 2016-11-26
AQQ047 WONG Sze Ki 黃思棋 RE Leveraged Foreign Exchange Trading 2011-05-09 2016-11-26
AQU393 LEE Francis Kam Pui 李淦培 RE Dealing in Securities 2008-04-10 2016-12-31
AQU393 LEE Francis Kam Pui 李淦培 RE Dealing in Futures Contracts 2008-04-10 2016-12-31
AQU393 LEE Francis Kam Pui 李淦培 RE Leveraged Foreign Exchange Trading 2008-04-10 2016-12-31
AQW401 CHEUNG Chun Hung 張鎮鴻 RE Dealing in Securities 2012-05-16 2013-04-01
AQW401 CHEUNG Chun Hung 張鎮鴻 RE Dealing in Futures Contracts 2012-05-16 2013-04-01
AQW401 CHEUNG Chun Hung 張鎮鴻 RE Leveraged Foreign Exchange Trading 2013-01-22 2013-04-01
ARO104 CHEUNG Nicole Yung 章雍 RE Dealing in Securities 2008-09-03 2010-04-23
ARO104 CHEUNG Nicole Yung 章雍 RE Dealing in Futures Contracts 2008-09-03 2010-04-23
ARO104 CHEUNG Nicole Yung 章雍 RE Leveraged Foreign Exchange Trading 2008-11-17 2010-04-23
ARO136 TANG Hoi Lam 鄧凱琳 RE Dealing in Securities 2008-09-01 2010-04-14
ARO136 TANG Hoi Lam 鄧凱琳 RE Dealing in Futures Contracts 2008-09-01 2010-04-14
ARO136 TANG Hoi Lam 鄧凱琳 RE Leveraged Foreign Exchange Trading 2008-11-17 2010-04-14
ASP228 SASAO Mari RE Dealing in Securities 2009-03-20 2009-04-24
ASP228 SASAO Mari RE Dealing in Futures Contracts 2009-03-20 2009-04-24
ATB506 SO Wai Nin, William 蘇偉年 RE Dealing in Securities 2013-02-08 2016-12-31
ATB506 SO Wai Nin, William 蘇偉年 RE Dealing in Futures Contracts 2013-02-18 2016-12-31
ATB506 SO Wai Nin, William 蘇偉年 RE Leveraged Foreign Exchange Trading 2013-02-08 2016-12-31
ATE080 TSE Perry 謝柏年 RE Dealing in Securities 2009-11-09 2016-12-31
ATE080 TSE Perry 謝柏年 RE Dealing in Futures Contracts 2009-12-17 2016-12-31
ATE080 TSE Perry 謝柏年 RE Leveraged Foreign Exchange Trading 2010-01-29 2016-12-31
ATS153 WONG Man Kay, Ignacio 黃文基 RE Dealing in Securities 2009-09-15 2016-12-31
ATS153 WONG Man Kay, Ignacio 黃文基 RE Dealing in Futures Contracts 2009-09-15 2016-12-31
ATS153 WONG Man Kay, Ignacio 黃文基 RE Leveraged Foreign Exchange Trading 2009-11-20 2016-12-31
ATX677 LEE Ka Ho, Ronald 李家豪 RE Dealing in Securities 2010-08-20 2012-05-15
ATX677 LEE Ka Ho, Ronald 李家豪 RE Dealing in Futures Contracts 2010-08-20 2012-05-15
ATX677 LEE Ka Ho, Ronald 李家豪 RE Leveraged Foreign Exchange Trading 2010-09-09 2012-05-15
AUA698 OYO Hiroshi 大用浩士 RE Dealing in Securities 2009-10-30 2010-05-25
AUA698 OYO Hiroshi 大用浩士 RE Dealing in Futures Contracts 2009-10-30 2010-05-25
AUA698 OYO Hiroshi 大用浩士 RE Leveraged Foreign Exchange Trading 2010-01-04 2010-05-25
AUD887 SCONYERS Melissa Beth 梅莎莎 RE Dealing in Securities 2009-11-25 2011-02-16
AUD887 SCONYERS Melissa Beth 梅莎莎 RE Dealing in Futures Contracts 2010-09-29 2011-02-16
AUG568 KEUNG Chin Kit 姜展傑 RE Dealing in Securities 2013-02-21 2016-12-31
AUG568 KEUNG Chin Kit 姜展傑 RE Dealing in Futures Contracts 2013-03-04 2016-12-31
AUG568 KEUNG Chin Kit 姜展傑 RE Leveraged Foreign Exchange Trading 2013-10-24 2016-12-31
AUV974 GAO Yang 高揚 RE Dealing in Securities 2010-03-05 2011-03-31
AUV974 GAO Yang 高揚 RE Dealing in Futures Contracts 2010-03-05 2011-03-31
AUV974 GAO Yang 高揚 RE Leveraged Foreign Exchange Trading 2010-04-19 2011-03-31
AVH604 HU Yunxiang 胡云翔 RE Dealing in Securities 2010-06-10 2016-12-31
AVH604 HU Yunxiang 胡云翔 RE Dealing in Futures Contracts 2010-06-10 2016-12-31
AVH604 HU Yunxiang 胡云翔 RE Leveraged Foreign Exchange Trading 2010-08-03 2016-12-31
AVI619 LAM Chung Ho 林仲豪 RE Dealing in Securities 2015-04-17 2016-01-08
AVI619 LAM Chung Ho 林仲豪 RE Dealing in Futures Contracts 2015-06-23 2016-01-08
AWC694 RECCO Salvatore Paul RE Dealing in Securities 2010-10-19 2013-05-23
AWC694 RECCO Salvatore Paul RE Dealing in Futures Contracts 2010-10-19 2013-05-23
AWC694 RECCO Salvatore Paul RE Leveraged Foreign Exchange Trading 2010-12-15 2011-06-15
AWC694 RECCO Salvatore Paul RE Leveraged Foreign Exchange Trading 2012-01-20 2013-05-23
AWP779 WONG Ka Ming 黃嘉明 RE Dealing in Securities 2011-01-11 2012-11-09
AWP779 WONG Ka Ming 黃嘉明 RE Dealing in Futures Contracts 2011-01-11 2012-11-09
AWP779 WONG Ka Ming 黃嘉明 RE Leveraged Foreign Exchange Trading 2011-02-24 2012-11-09
AWT308 FONG Wai Ki 方煒淇 RE Dealing in Securities 2014-01-15 2015-10-02
AWT308 FONG Wai Ki 方煒淇 RE Dealing in Futures Contracts 2014-01-15 2015-10-02
AWT308 FONG Wai Ki 方煒淇 RE Leveraged Foreign Exchange Trading 2013-12-20 2015-10-02
AWY989 LAU Wai Fung 劉緯鋒 RE Dealing in Securities 2011-03-14 2016-12-01
AWZ201 MOK Ching Yee 莫靜儀 RE Dealing in Securities 2011-03-15 2012-07-16
AWZ201 MOK Ching Yee 莫靜儀 RE Dealing in Futures Contracts 2011-03-15 2012-07-16
AWZ201 MOK Ching Yee 莫靜儀 RE Leveraged Foreign Exchange Trading 2011-04-26 2012-07-16
AXD552 HUI Wai Cheong Marco 許偉鏘 RE Dealing in Securities 2011-04-13 2011-06-16
AXD552 HUI Wai Cheong Marco 許偉鏘 RE Dealing in Futures Contracts 2011-04-13 2011-06-16
AXD552 HUI Wai Cheong Marco 許偉鏘 RE Leveraged Foreign Exchange Trading 2011-05-25 2011-06-16
AXF180 LEE Chung Ho, Thomas 李宗浩 RE Dealing in Securities 2011-04-21 2016-12-31
AXF180 LEE Chung Ho, Thomas 李宗浩 RE Dealing in Futures Contracts 2011-04-21 2016-12-31
AXF180 LEE Chung Ho, Thomas 李宗浩 RE Leveraged Foreign Exchange Trading 2011-05-25 2016-12-31
AXQ364 XU Jinchen 許勁塵 RE Dealing in Securities 2011-07-19 2016-06-25
AXQ364 XU Jinchen 許勁塵 RE Dealing in Futures Contracts 2011-07-19 2016-06-25
AXQ364 XU Jinchen 許勁塵 RE Leveraged Foreign Exchange Trading 2011-09-30 2016-06-25
AXS410 KWAN Chung Tsz 關頌慈 RE Dealing in Securities 2013-10-24 2014-08-09
AXS410 KWAN Chung Tsz 關頌慈 RE Dealing in Futures Contracts 2013-10-24 2014-08-09
AXS410 KWAN Chung Tsz 關頌慈 RE Leveraged Foreign Exchange Trading 2014-01-27 2014-08-09
AXS429 LAU Chun Kan, Kenneth 劉晉勤 RE Dealing in Securities 2012-11-01 2016-12-31
AXS429 LAU Chun Kan, Kenneth 劉晉勤 RE Dealing in Futures Contracts 2012-11-01 2016-12-31
AXS429 LAU Chun Kan, Kenneth 劉晉勤 RE Leveraged Foreign Exchange Trading 2012-11-01 2016-12-31
AXY062 LEUNG Siu Lun, Alan 梁肇倫 RE Dealing in Securities 2011-08-30 2016-12-31
AXY062 LEUNG Siu Lun, Alan 梁肇倫 RE Dealing in Futures Contracts 2011-08-30 2016-12-31
AXY062 LEUNG Siu Lun, Alan 梁肇倫 RE Leveraged Foreign Exchange Trading 2011-10-24 2016-12-31
AXY633 TSANG Ho Wing 曾浩榮 RE Dealing in Securities 2011-08-29 2016-12-31
AXY633 TSANG Ho Wing 曾浩榮 RE Dealing in Futures Contracts 2011-08-29 2016-12-31
AXY633 TSANG Ho Wing 曾浩榮 RE Leveraged Foreign Exchange Trading 2011-10-24 2016-12-31
AXZ107 LUK Ka Yin 陸嘉延 RE Dealing in Securities 2012-05-11 2013-04-23
AXZ107 LUK Ka Yin 陸嘉延 RE Dealing in Futures Contracts 2012-05-11 2013-04-23
AXZ107 LUK Ka Yin 陸嘉延 RE Leveraged Foreign Exchange Trading 2012-05-11 2013-04-23
AYA183 CHO Sung Boon 趙成粉 RE Dealing in Securities 2011-09-12 2012-10-05
AYA183 CHO Sung Boon 趙成粉 RE Dealing in Futures Contracts 2011-09-12 2012-10-05
AYA183 CHO Sung Boon 趙成粉 RE Leveraged Foreign Exchange Trading 2012-02-22 2012-10-05
AYC073 KWONG Nga Yee 鄺雅怡 RE Dealing in Securities 2011-09-20 2012-11-02
AYC073 KWONG Nga Yee 鄺雅怡 RE Dealing in Futures Contracts 2011-09-20 2012-11-02
AYC073 KWONG Nga Yee 鄺雅怡 RE Leveraged Foreign Exchange Trading 2011-11-25 2012-11-02
AYD418 WONG Hoi Lam, Ronald 黃凱霖 RE Dealing in Securities 2011-09-30 2016-12-31
AYD418 WONG Hoi Lam, Ronald 黃凱霖 RE Dealing in Futures Contracts 2011-09-30 2016-12-31
AYD418 WONG Hoi Lam, Ronald 黃凱霖 RE Leveraged Foreign Exchange Trading 2011-12-05 2016-12-31
AZL242 MA Gigi Wai Shan 馬煒珊 RE Dealing in Securities 2012-05-10 2016-12-31
AZL242 MA Gigi Wai Shan 馬煒珊 RE Dealing in Futures Contracts 2012-05-10 2016-12-31
AZL242 MA Gigi Wai Shan 馬煒珊 RE Leveraged Foreign Exchange Trading 2012-10-31 2016-12-31
BAB128 WU Haoyuan 伍浩元 RE Dealing in Securities 2012-08-13 2014-01-01
BAB128 WU Haoyuan 伍浩元 RE Dealing in Futures Contracts 2012-08-13 2014-01-01
BAB128 WU Haoyuan 伍浩元 RE Leveraged Foreign Exchange Trading 2013-01-22 2014-01-01
BAD684 DAI Aina 戴愛娜 RE Dealing in Securities 2012-09-06 2016-12-31
BAD684 DAI Aina 戴愛娜 RE Dealing in Futures Contracts 2012-09-06 2016-12-31
BAD684 DAI Aina 戴愛娜 RE Leveraged Foreign Exchange Trading 2013-04-19 2016-12-31
BAU597 ZHANG Ting 張婷 RE Dealing in Securities 2014-08-15 2016-12-31
BAU597 ZHANG Ting 張婷 RE Dealing in Futures Contracts 2014-09-19 2016-12-31
BAU597 ZHANG Ting 張婷 RE Leveraged Foreign Exchange Trading 2014-11-17 2016-12-31
BBM646 CHEN Anqi 陳安琪 RE Dealing in Securities 2013-07-02 2014-08-09
BBM646 CHEN Anqi 陳安琪 RE Dealing in Futures Contracts 2013-09-10 2014-08-09
BBM646 CHEN Anqi 陳安琪 RE Leveraged Foreign Exchange Trading 2013-10-24 2014-08-09
BBS502 QIAN Chen 錢晨 RE Dealing in Securities 2013-08-09 2014-01-22
BBS502 QIAN Chen 錢晨 RE Dealing in Futures Contracts 2013-08-09 2014-01-22
BBS502 QIAN Chen 錢晨 RE Leveraged Foreign Exchange Trading 2013-10-24 2014-01-22
BBT484 HSU Maxwell Douglas 徐瑋哲 RE Dealing in Securities 2013-08-23 2013-09-20
BBU272 WONG Wai Yin Alan 黃瑋然 RE Dealing in Securities 2014-12-29 2016-03-19
BBU272 WONG Wai Yin Alan 黃瑋然 RE Dealing in Futures Contracts 2015-02-05 2016-03-19
BBU272 WONG Wai Yin Alan 黃瑋然 RE Leveraged Foreign Exchange Trading 2014-11-24 2016-03-19
BBU539 WANG Guanyi 王冠軼 RE Dealing in Securities 2014-07-02 2014-08-16
BBU539 WANG Guanyi 王冠軼 RE Dealing in Futures Contracts 2014-08-12 2014-08-16
BCI444 BIAN Yinmei 邊音美 RE Dealing in Securities 2013-11-20 2016-12-31
BCI444 BIAN Yinmei 邊音美 RE Dealing in Futures Contracts 2014-03-19 2016-12-31
BCI444 BIAN Yinmei 邊音美 RE Leveraged Foreign Exchange Trading 2014-04-23 2016-12-31
BCT640 LIAN Sihua 連思華 RE Dealing in Securities 2014-01-20 2016-12-31
BCT640 LIAN Sihua 連思華 RE Dealing in Futures Contracts 2014-01-20 2016-12-31
BCT640 LIAN Sihua 連思華 RE Leveraged Foreign Exchange Trading 2014-08-15 2016-12-31
BDF858 TANG Wing Chung 鄧穎聰 RE Dealing in Securities 2014-04-07 2016-12-31
BDF858 TANG Wing Chung 鄧穎聰 RE Dealing in Futures Contracts 2014-04-07 2016-12-31
BDF858 TANG Wing Chung 鄧穎聰 RE Leveraged Foreign Exchange Trading 2015-05-15 2016-12-31
BDO840 CHOY Ka Chai 蔡嘉齊 RE Dealing in Securities 2014-06-12 2016-04-23
BDO840 CHOY Ka Chai 蔡嘉齊 RE Dealing in Futures Contracts 2014-09-26 2016-04-23
BDO840 CHOY Ka Chai 蔡嘉齊 RE Leveraged Foreign Exchange Trading 2014-11-13 2016-04-23
BEB659 SHU Xiaoling 舒小凌 RE Dealing in Securities 2014-08-28 2015-01-26
BEB659 SHU Xiaoling 舒小凌 RE Dealing in Futures Contracts 2014-10-23 2015-01-26
BEB659 SHU Xiaoling 舒小凌 RE Leveraged Foreign Exchange Trading 2014-11-13 2015-01-26
BEN686 LAU Hiu Kwan 劉曉鈞 RE Dealing in Securities 2014-11-24 2016-12-31
BEN686 LAU Hiu Kwan 劉曉鈞 RE Dealing in Futures Contracts 2015-01-26 2016-12-31
BEN686 LAU Hiu Kwan 劉曉鈞 RE Leveraged Foreign Exchange Trading 2015-05-15 2016-12-31
BFC247 WONG Kwan Lok 黃君樂 RE Dealing in Securities 2015-03-11 2016-12-31
BFC247 WONG Kwan Lok 黃君樂 RE Dealing in Futures Contracts 2015-05-14 2016-12-31
BFC247 WONG Kwan Lok 黃君樂 RE Leveraged Foreign Exchange Trading 2015-08-10 2016-12-31

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