Hong Kong SFC licence institution AEX551, SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司

These are the licence-holders that were found for SFC licence institution AEX551 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABN739 CHOW Wing Kit, Dennis 周榮傑 RE Advising on Securities 2007-04-10 2007-04-23
ABN739 CHOW Wing Kit, Dennis 周榮傑 RO Advising on Securities 2007-04-23 2007-11-12
ABN801 LEE Sing Leung, Robin 李盛良 RO Advising on Securities 2003-04-01 2015-03-27
ABN801 LEE Sing Leung, Robin 李盛良 RO Advising on Corporate Finance 2004-02-05 2015-03-27
ABX544 MUI Chok Wah 梅作華 RE Advising on Securities 2009-12-07 2011-02-02
ABX544 MUI Chok Wah 梅作華 RE Advising on Securities 2011-05-24 2011-06-16
ABX544 MUI Chok Wah 梅作華 RO Advising on Securities 2011-06-16 2012-02-28
ABX544 MUI Chok Wah 梅作華 RE Advising on Corporate Finance 2009-12-07 2010-01-14
ABX544 MUI Chok Wah 梅作華 RE Advising on Corporate Finance 2011-05-24 2011-06-16
ABX544 MUI Chok Wah 梅作華 RO Advising on Corporate Finance 2010-01-14 2011-02-02
ABX544 MUI Chok Wah 梅作華 RO Advising on Corporate Finance 2011-06-16 2012-02-28
ABY116 LAM Wai Ngai 林偉毅 RE Advising on Securities 2003-10-13 2004-06-18
ADB712 HUI Chi Kit, Daniel 許志傑 RE Advising on Securities 2003-04-01 2004-06-01
ADP430 YAN Po Kwan 甄寶群 RO Advising on Securities 2003-04-01 2007-03-06
ADP430 YAN Po Kwan 甄寶群 RO Advising on Corporate Finance 2004-02-06 2007-03-06
AFB359 POON Yuen Ping 潘婉萍 RE Advising on Securities 2003-04-01 2005-01-11
AFD243 HE Martin 何志雄 RE Advising on Securities 2010-02-26 2012-08-29
AFD243 HE Martin 何志雄 RO Advising on Securities 2012-08-29 2013-07-03
AFD243 HE Martin 何志雄 RE Advising on Corporate Finance 2010-03-10 2012-08-29
AFD243 HE Martin 何志雄 RO Advising on Corporate Finance 2012-08-29 2013-07-03
AFN349 LI Kwok Suen 李國璇 RE Advising on Securities 2003-04-01 2003-07-03
AFN349 LI Kwok Suen 李國璇 RO Advising on Securities 2003-07-03 2004-12-10
AFN349 LI Kwok Suen 李國璇 RO Advising on Corporate Finance 2004-02-05 2004-12-10
AFT122 CHAN Sai Hei 陳世喜 RE Advising on Securities 2003-04-01 2008-01-18
AFT122 CHAN Sai Hei 陳世喜 RO Advising on Securities 2008-01-18 2009-08-27
AGI481 YU Chi Chiu, Andrew 余志超 RE Advising on Securities 2007-08-03 2007-09-03
AGI481 YU Chi Chiu, Andrew 余志超 RE Advising on Corporate Finance 2007-08-03 2007-09-03
AGN907 LUI Man Wai 雷文偉 RE Advising on Securities 2003-04-01 2005-03-31
AHX701 CHAN Yin Bing 陳彥冰 RE Advising on Securities 2003-04-01 2004-02-09
AJB416 CHENG Man Kit 鄭文傑 RE Advising on Securities 2003-08-25 2009-12-31
AKS961 HO Chun Tung, Ivan 何震東 RE Advising on Corporate Finance 2004-07-14 2004-10-07
APQ283 LEUNG Chui San, Anthea 梁翠珊 RE Advising on Corporate Finance 2008-04-15 2008-06-12
APQ283 LEUNG Chui San, Anthea 梁翠珊 RO Advising on Corporate Finance 2008-06-12 2008-07-31
APQ349 WONG Shek 黃碩 RE Advising on Securities 2007-10-17 2011-12-30
APQ349 WONG Shek 黃碩 RE Advising on Corporate Finance 2007-10-17 2011-12-30
ARI201 KO Ying, Christine 高英 RE Advising on Securities 2008-08-19 2010-10-30
ARI201 KO Ying, Christine 高英 RE Advising on Corporate Finance 2008-08-19 2010-10-30
ATX477 NG Siu Fai, Stephen 吳兆輝 RE Advising on Securities 2010-07-02 2010-07-02
ATX477 NG Siu Fai, Stephen 吳兆輝 RO Advising on Securities 2009-11-04 2010-07-02
AXH621 SIU Mei Kee Maggie 蕭美琪 RE Advising on Corporate Finance 2011-07-04 2012-06-30

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