Hong Kong SFC licence institution AEX751, Geminis Limited

These are the licence-holders that were found for SFC licence institution AEX751 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AEX749 BASS James Edward RO Advising on Securities 2003-04-01 2003-11-14
AEX749 BASS James Edward RO Advising on Corporate Finance 2003-04-01 2003-11-14
AEX752 YANG James Ting-Yeh 楊定曄 RO Advising on Securities 2003-04-01 2004-09-30
AEX752 YANG James Ting-Yeh 楊定曄 RO Advising on Corporate Finance 2003-04-01 2004-09-30
AFK384 LAM Yee Kwan Christine 林綺君 RE Advising on Securities 2003-05-19 2004-09-30
AFK384 LAM Yee Kwan Christine 林綺君 RE Advising on Corporate Finance 2003-05-19 2004-09-30

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