Below are the licence-holders that were found for SFC licence institution AEY255 on the SFC website.
Fubon Capital (HK) Limited
富邦融資(香港)有限公司
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAB278 | TSUI Kin Wing | 崔健榮 | RE | Dealing in Securities | 2007-03-26 | 2007-04-17 |
| AAB278 | TSUI Kin Wing | 崔健榮 | RO | Dealing in Securities | 2007-04-17 | 2008-07-19 |
| AAB278 | TSUI Kin Wing | 崔健榮 | RE | Advising on Securities | 2007-03-26 | 2007-04-17 |
| AAB278 | TSUI Kin Wing | 崔健榮 | RO | Advising on Securities | 2007-04-17 | 2008-07-19 |
| AAB278 | TSUI Kin Wing | 崔健榮 | RE | Advising on Corporate Finance | 2007-03-26 | 2007-04-17 |
| AAB278 | TSUI Kin Wing | 崔健榮 | RO | Advising on Corporate Finance | 2007-04-17 | 2008-07-19 |
| ABC089 | TSANG Hei Ho, Keith | 曾希豪 | RO | Advising on Corporate Finance | 2005-11-28 | 2006-12-31 |
| ABN501 | NG Kong Yong | 吳擴揚 | RE | Advising on Securities | 2005-08-15 | 2005-12-31 |
| ADH901 | TSOI Man Yu, Phyllis | 蔡敏如 | RE | Advising on Securities | 2007-06-29 | 2007-07-24 |
| ADH901 | TSOI Man Yu, Phyllis | 蔡敏如 | RE | Advising on Corporate Finance | 2007-06-29 | 2007-07-24 |
| ADI099 | DU Trinh C | 謝昭程 | RE | Dealing in Securities | 2006-07-26 | 2006-12-28 |
| ADI099 | DU Trinh C | 謝昭程 | RO | Dealing in Securities | 2006-12-28 | 2008-01-01 |
| AEX749 | BASS James Edward | RO | Advising on Securities | 2003-04-01 | 2003-11-14 | |
| AEX749 | BASS James Edward | RO | Advising on Corporate Finance | 2003-04-01 | 2003-11-14 | |
| AEX752 | YANG James Ting-Yeh | 楊定曄 | RO | Dealing in Securities | 2003-04-01 | 2007-04-30 |
| AEX752 | YANG James Ting-Yeh | 楊定曄 | RO | Advising on Securities | 2003-04-01 | 2007-04-30 |
| AEX752 | YANG James Ting-Yeh | 楊定曄 | RO | Advising on Corporate Finance | 2003-04-01 | 2007-04-30 |
| AEZ003 | CHAN Anson | 陳燿璋 | RO | Dealing in Securities | 2005-06-09 | 2007-04-30 |
| AEZ003 | CHAN Anson | 陳燿璋 | RO | Advising on Securities | 2005-06-09 | 2007-04-30 |
| AEZ003 | CHAN Anson | 陳燿璋 | RO | Advising on Corporate Finance | 2005-06-09 | 2007-04-30 |
| AFK384 | LAM Yee Kwan Christine | 林綺君 | RE | Advising on Securities | 2004-10-01 | 2007-04-30 |
| AFK384 | LAM Yee Kwan Christine | 林綺君 | RE | Advising on Corporate Finance | 2004-10-01 | 2007-04-30 |
| AFQ014 | CHANG Michael Ming-yuen | 張明遠 | RO | Dealing in Securities | 2009-03-20 | 2010-08-24 |
| AFQ014 | CHANG Michael Ming-yuen | 張明遠 | RO | Advising on Securities | 2009-03-20 | 2010-08-24 |
| AFQ014 | CHANG Michael Ming-yuen | 張明遠 | RO | Advising on Corporate Finance | 2009-03-20 | 2010-08-24 |
| AFT414 | TSANG Kin Hung | 曾建雄 | RE | Advising on Corporate Finance | 2005-07-27 | 2005-11-14 |
| AFT414 | TSANG Kin Hung | 曾建雄 | RO | Advising on Corporate Finance | 2005-11-14 | 2007-01-19 |
| AFU692 | NG Simon | 伍世榮 | RE | Dealing in Securities | 2006-04-07 | 2006-06-05 |
| AFU692 | NG Simon | 伍世榮 | RO | Dealing in Securities | 2006-06-05 | 2007-06-11 |
| AFU692 | NG Simon | 伍世榮 | RE | Advising on Corporate Finance | 2006-04-07 | 2006-06-05 |
| AFU692 | NG Simon | 伍世榮 | RO | Advising on Corporate Finance | 2006-06-05 | 2007-06-11 |
| AFU929 | LAM Frank Pun Yuen | 林本源 | RE | Dealing in Securities | 2007-03-26 | 2007-04-10 |
| AFU929 | LAM Frank Pun Yuen | 林本源 | RO | Dealing in Securities | 2007-04-10 | 2008-11-30 |
| AFU929 | LAM Frank Pun Yuen | 林本源 | RE | Advising on Securities | 2007-03-26 | 2007-04-10 |
| AFU929 | LAM Frank Pun Yuen | 林本源 | RO | Advising on Securities | 2007-04-10 | 2008-11-30 |
| AFU929 | LAM Frank Pun Yuen | 林本源 | RE | Advising on Corporate Finance | 2007-03-26 | 2007-04-10 |
| AFU929 | LAM Frank Pun Yuen | 林本源 | RO | Advising on Corporate Finance | 2007-04-10 | 2008-11-30 |
| AGH159 | CHEN Leh Chiarng, Alan | 陳樂強 | RE | Advising on Securities | 2003-04-01 | 2007-04-30 |
| AGH159 | CHEN Leh Chiarng, Alan | 陳樂強 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-01-28 |
| AGH159 | CHEN Leh Chiarng, Alan | 陳樂強 | RE | Advising on Corporate Finance | 2004-07-06 | 2007-04-30 |
| AGH562 | HO Ching Man, Rooppi | 何靜文 | RE | Dealing in Securities | 2007-03-05 | 2008-10-23 |
| AGH562 | HO Ching Man, Rooppi | 何靜文 | RO | Dealing in Securities | 2008-10-23 | 2011-03-01 |
| AGH562 | HO Ching Man, Rooppi | 何靜文 | RE | Advising on Securities | 2008-07-07 | 2008-10-23 |
| AGH562 | HO Ching Man, Rooppi | 何靜文 | RO | Advising on Securities | 2008-10-23 | 2011-03-01 |
| AGH562 | HO Ching Man, Rooppi | 何靜文 | RE | Advising on Corporate Finance | 2006-10-25 | 2008-10-23 |
| AGH562 | HO Ching Man, Rooppi | 何靜文 | RO | Advising on Corporate Finance | 2008-10-23 | 2011-03-01 |
| AGN063 | TSAI Chen Chang | 蔡辰昌 | RO | Dealing in Securities | 2010-05-07 | 2011-05-23 |
| AGN063 | TSAI Chen Chang | 蔡辰昌 | RO | Advising on Securities | 2010-05-07 | 2011-05-23 |
| AGN063 | TSAI Chen Chang | 蔡辰昌 | RO | Advising on Corporate Finance | 2010-05-07 | 2011-05-23 |
| AGN575 | CHAN Lap Man | 陳立民 | RE | Advising on Securities | 2003-04-01 | 2005-06-21 |
| AGN575 | CHAN Lap Man | 陳立民 | RE | Advising on Corporate Finance | 2003-04-01 | 2005-06-21 |
| AGP055 | HO King Hong, Adrian Pedro | 何敬康 | RE | Advising on Securities | 2004-03-15 | 2004-11-01 |
| AGP055 | HO King Hong, Adrian Pedro | 何敬康 | RE | Advising on Securities | 2005-04-28 | 2007-04-24 |
| AGP055 | HO King Hong, Adrian Pedro | 何敬康 | RE | Advising on Corporate Finance | 2004-03-15 | 2004-11-01 |
| AGP055 | HO King Hong, Adrian Pedro | 何敬康 | RE | Advising on Corporate Finance | 2005-04-28 | 2007-04-24 |
| AHA173 | LOK Sau Lan | 駱秀蘭 | RE | Advising on Securities | 2003-04-01 | 2005-04-13 |
| AHA173 | LOK Sau Lan | 駱秀蘭 | RE | Advising on Corporate Finance | 2003-04-01 | 2005-04-13 |
| AHE451 | SAM CHANG Segundo Willy | 沈維理 | RE | Dealing in Securities | 2006-10-12 | 2007-07-09 |
| AHE451 | SAM CHANG Segundo Willy | 沈維理 | RE | Advising on Corporate Finance | 2007-04-13 | 2007-07-09 |
| AMX795 | LESAFFRE Stephane Christophe | RE | Advising on Corporate Finance | 2006-02-14 | 2007-02-28 | |
| ANL016 | LI Yu | 黎禺 | RE | Advising on Corporate Finance | 2006-07-03 | 2006-11-15 |
| ANM031 | LEUNG Yiu Pan | 梁耀斌 | RE | Advising on Corporate Finance | 2006-07-03 | 2007-04-23 |
| APQ409 | HUANG Wen-Chien | 黃文傑 | RE | Dealing in Securities | 2007-10-22 | 2008-12-01 |
| APQ409 | HUANG Wen-Chien | 黃文傑 | RE | Advising on Securities | 2007-10-22 | 2008-12-01 |
| APU669 | CHEUNG Ka Ho | 張家豪 | RE | Dealing in Securities | 2007-11-20 | 2008-05-01 |
| APZ980 | HUANG Hsiu-Man | 黄秀滿 | RE | Dealing in Securities | 2008-01-10 | 2008-08-07 |
| APZ980 | HUANG Hsiu-Man | 黄秀滿 | RE | Advising on Securities | 2008-01-10 | 2008-08-07 |
| APZ980 | HUANG Hsiu-Man | 黄秀滿 | RE | Advising on Corporate Finance | 2008-01-30 | 2008-08-07 |
| AQG729 | LEUNG Wai Chung, Blanche | 梁慧中 | RE | Dealing in Securities | 2008-01-10 | 2011-05-23 |
| AQG729 | LEUNG Wai Chung, Blanche | 梁慧中 | RE | Advising on Securities | 2008-01-10 | 2011-05-23 |
| AQG729 | LEUNG Wai Chung, Blanche | 梁慧中 | RE | Advising on Corporate Finance | 2008-01-10 | 2011-05-23 |
| AQI645 | WONG Mei Ying, Jenny | 黃美盈 | RE | Dealing in Securities | 2008-02-25 | 2009-01-16 |
| AQI645 | WONG Mei Ying, Jenny | 黃美盈 | RE | Advising on Securities | 2008-02-25 | 2009-01-16 |
| AQI645 | WONG Mei Ying, Jenny | 黃美盈 | RE | Advising on Corporate Finance | 2008-02-25 | 2009-01-16 |
| AVA043 | GAO Guiwei | 高貴偉 | RE | Dealing in Securities | 2010-05-10 | 2010-06-30 |
| AVA043 | GAO Guiwei | 高貴偉 | RE | Advising on Securities | 2010-05-10 | 2010-06-30 |
| AVA043 | GAO Guiwei | 高貴偉 | RE | Advising on Corporate Finance | 2010-05-10 | 2010-06-30 |
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