Hong Kong SFC licence institution AEY255, Fubon Capital (HK) Limited 富邦融資(香港)有限公司

These are the licence-holders that were found for SFC licence institution AEY255 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB278 TSUI Kin Wing 崔健榮 RE Dealing in Securities 2007-03-26 2007-04-17
AAB278 TSUI Kin Wing 崔健榮 RO Dealing in Securities 2007-04-17 2008-07-19
AAB278 TSUI Kin Wing 崔健榮 RE Advising on Securities 2007-03-26 2007-04-17
AAB278 TSUI Kin Wing 崔健榮 RO Advising on Securities 2007-04-17 2008-07-19
AAB278 TSUI Kin Wing 崔健榮 RE Advising on Corporate Finance 2007-03-26 2007-04-17
AAB278 TSUI Kin Wing 崔健榮 RO Advising on Corporate Finance 2007-04-17 2008-07-19
ABC089 TSANG Hei Ho, Keith 曾希豪 RO Advising on Corporate Finance 2005-11-28 2006-12-31
ABN501 NG Kong Yong 吳擴揚 RE Advising on Securities 2005-08-15 2005-12-31
ADH901 TSOI Man Yu, Phyllis 蔡敏如 RE Advising on Securities 2007-06-29 2007-07-24
ADH901 TSOI Man Yu, Phyllis 蔡敏如 RE Advising on Corporate Finance 2007-06-29 2007-07-24
ADI099 DU Trinh C 謝昭程 RE Dealing in Securities 2006-07-26 2006-12-28
ADI099 DU Trinh C 謝昭程 RO Dealing in Securities 2006-12-28 2008-01-01
AEX749 BASS James Edward RO Advising on Securities 2003-04-01 2003-11-14
AEX749 BASS James Edward RO Advising on Corporate Finance 2003-04-01 2003-11-14
AEX752 YANG James Ting-Yeh 楊定曄 RO Dealing in Securities 2003-04-01 2007-04-30
AEX752 YANG James Ting-Yeh 楊定曄 RO Advising on Securities 2003-04-01 2007-04-30
AEX752 YANG James Ting-Yeh 楊定曄 RO Advising on Corporate Finance 2003-04-01 2007-04-30
AEZ003 CHAN Anson 陳燿璋 RO Dealing in Securities 2005-06-09 2007-04-30
AEZ003 CHAN Anson 陳燿璋 RO Advising on Securities 2005-06-09 2007-04-30
AEZ003 CHAN Anson 陳燿璋 RO Advising on Corporate Finance 2005-06-09 2007-04-30
AFK384 LAM Yee Kwan Christine 林綺君 RE Advising on Securities 2004-10-01 2007-04-30
AFK384 LAM Yee Kwan Christine 林綺君 RE Advising on Corporate Finance 2004-10-01 2007-04-30
AFQ014 CHANG Michael Ming-yuen 張明遠 RO Dealing in Securities 2009-03-20 2010-08-24
AFQ014 CHANG Michael Ming-yuen 張明遠 RO Advising on Securities 2009-03-20 2010-08-24
AFQ014 CHANG Michael Ming-yuen 張明遠 RO Advising on Corporate Finance 2009-03-20 2010-08-24
AFT414 TSANG Kin Hung 曾建雄 RE Advising on Corporate Finance 2005-07-27 2005-11-14
AFT414 TSANG Kin Hung 曾建雄 RO Advising on Corporate Finance 2005-11-14 2007-01-19
AFU692 NG Simon 伍世榮 RE Dealing in Securities 2006-04-07 2006-06-05
AFU692 NG Simon 伍世榮 RO Dealing in Securities 2006-06-05 2007-06-11
AFU692 NG Simon 伍世榮 RE Advising on Corporate Finance 2006-04-07 2006-06-05
AFU692 NG Simon 伍世榮 RO Advising on Corporate Finance 2006-06-05 2007-06-11
AFU929 LAM Frank Pun Yuen 林本源 RE Dealing in Securities 2007-03-26 2007-04-10
AFU929 LAM Frank Pun Yuen 林本源 RO Dealing in Securities 2007-04-10 2008-11-30
AFU929 LAM Frank Pun Yuen 林本源 RE Advising on Securities 2007-03-26 2007-04-10
AFU929 LAM Frank Pun Yuen 林本源 RO Advising on Securities 2007-04-10 2008-11-30
AFU929 LAM Frank Pun Yuen 林本源 RE Advising on Corporate Finance 2007-03-26 2007-04-10
AFU929 LAM Frank Pun Yuen 林本源 RO Advising on Corporate Finance 2007-04-10 2008-11-30
AGH159 CHEN Leh Chiarng, Alan 陳樂強 RE Advising on Securities 2003-04-01 2007-04-30
AGH159 CHEN Leh Chiarng, Alan 陳樂強 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AGH159 CHEN Leh Chiarng, Alan 陳樂強 RE Advising on Corporate Finance 2004-07-06 2007-04-30
AGH562 HO Ching Man, Rooppi 何靜文 RE Dealing in Securities 2007-03-05 2008-10-23
AGH562 HO Ching Man, Rooppi 何靜文 RO Dealing in Securities 2008-10-23 2011-03-01
AGH562 HO Ching Man, Rooppi 何靜文 RE Advising on Securities 2008-07-07 2008-10-23
AGH562 HO Ching Man, Rooppi 何靜文 RO Advising on Securities 2008-10-23 2011-03-01
AGH562 HO Ching Man, Rooppi 何靜文 RE Advising on Corporate Finance 2006-10-25 2008-10-23
AGH562 HO Ching Man, Rooppi 何靜文 RO Advising on Corporate Finance 2008-10-23 2011-03-01
AGN063 TSAI Chen Chang 蔡辰昌 RO Dealing in Securities 2010-05-07 2011-05-23
AGN063 TSAI Chen Chang 蔡辰昌 RO Advising on Securities 2010-05-07 2011-05-23
AGN063 TSAI Chen Chang 蔡辰昌 RO Advising on Corporate Finance 2010-05-07 2011-05-23
AGN575 CHAN Lap Man 陳立民 RE Advising on Securities 2003-04-01 2005-06-21
AGN575 CHAN Lap Man 陳立民 RE Advising on Corporate Finance 2003-04-01 2005-06-21
AGP055 HO King Hong, Adrian Pedro 何敬康 RE Advising on Securities 2004-03-15 2004-11-01
AGP055 HO King Hong, Adrian Pedro 何敬康 RE Advising on Securities 2005-04-28 2007-04-24
AGP055 HO King Hong, Adrian Pedro 何敬康 RE Advising on Corporate Finance 2004-03-15 2004-11-01
AGP055 HO King Hong, Adrian Pedro 何敬康 RE Advising on Corporate Finance 2005-04-28 2007-04-24
AHA173 LOK Sau Lan 駱秀蘭 RE Advising on Securities 2003-04-01 2005-04-13
AHA173 LOK Sau Lan 駱秀蘭 RE Advising on Corporate Finance 2003-04-01 2005-04-13
AHE451 SAM CHANG Segundo Willy 沈維理 RE Dealing in Securities 2006-10-12 2007-07-09
AHE451 SAM CHANG Segundo Willy 沈維理 RE Advising on Corporate Finance 2007-04-13 2007-07-09
AMX795 LESAFFRE Stephane Christophe RE Advising on Corporate Finance 2006-02-14 2007-02-28
ANL016 LI Yu 黎禺 RE Advising on Corporate Finance 2006-07-03 2006-11-15
ANM031 LEUNG Yiu Pan 梁耀斌 RE Advising on Corporate Finance 2006-07-03 2007-04-23
APQ409 HUANG Wen-Chien 黃文傑 RE Dealing in Securities 2007-10-22 2008-12-01
APQ409 HUANG Wen-Chien 黃文傑 RE Advising on Securities 2007-10-22 2008-12-01
APU669 CHEUNG Ka Ho 張家豪 RE Dealing in Securities 2007-11-20 2008-05-01
APZ980 HUANG Hsiu-Man 黄秀滿 RE Dealing in Securities 2008-01-10 2008-08-07
APZ980 HUANG Hsiu-Man 黄秀滿 RE Advising on Securities 2008-01-10 2008-08-07
APZ980 HUANG Hsiu-Man 黄秀滿 RE Advising on Corporate Finance 2008-01-30 2008-08-07
AQG729 LEUNG Wai Chung, Blanche 梁慧中 RE Dealing in Securities 2008-01-10 2011-05-23
AQG729 LEUNG Wai Chung, Blanche 梁慧中 RE Advising on Securities 2008-01-10 2011-05-23
AQG729 LEUNG Wai Chung, Blanche 梁慧中 RE Advising on Corporate Finance 2008-01-10 2011-05-23
AQI645 WONG Mei Ying, Jenny 黃美盈 RE Dealing in Securities 2008-02-25 2009-01-16
AQI645 WONG Mei Ying, Jenny 黃美盈 RE Advising on Securities 2008-02-25 2009-01-16
AQI645 WONG Mei Ying, Jenny 黃美盈 RE Advising on Corporate Finance 2008-02-25 2009-01-16
AVA043 GAO Guiwei 高貴偉 RE Dealing in Securities 2010-05-10 2010-06-30
AVA043 GAO Guiwei 高貴偉 RE Advising on Securities 2010-05-10 2010-06-30
AVA043 GAO Guiwei 高貴偉 RE Advising on Corporate Finance 2010-05-10 2010-06-30

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