Hong Kong SFC licence institution AEY505, RG Asset Management Company Limited

These are the licence-holders that were found for SFC licence institution AEY505 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ADQ773 IBANEZ Crihil C. RE Advising on Securities 2003-04-01 2010-01-12
ADQ773 IBANEZ Crihil C. RE Advising on Futures Contracts 2003-04-01 2010-01-12
ADQ773 IBANEZ Crihil C. RE Advising on Corporate Finance 2003-04-01 2004-08-24
ADQ773 IBANEZ Crihil C. RE Asset Management 2007-08-20 2010-01-12
ADQ773 IBANEZ Crihil C. RO Asset Management 2004-11-08 2007-08-20
ADR470 TAKEDA Shinichi RE Advising on Securities 2003-04-01 2008-05-06
ADR470 TAKEDA Shinichi RO Advising on Securities 2008-05-06 2013-11-25
ADR470 TAKEDA Shinichi RE Advising on Futures Contracts 2003-04-01 2008-05-06
ADR470 TAKEDA Shinichi RO Advising on Futures Contracts 2008-05-06 2013-11-25
ADR470 TAKEDA Shinichi RE Advising on Corporate Finance 2003-04-01 2004-11-04
ADR470 TAKEDA Shinichi RE Asset Management 2007-03-28 2008-05-06
ADR470 TAKEDA Shinichi RO Asset Management 2008-05-06 2013-11-25
ADR471 ARITA Akihiro 有田明弘 RO Advising on Securities 2003-04-01 2011-10-26
ADR471 ARITA Akihiro 有田明弘 RO Advising on Futures Contracts 2003-04-01 2011-10-26
ADR471 ARITA Akihiro 有田明弘 RO Advising on Corporate Finance 2003-04-01 2004-10-26
ADR471 ARITA Akihiro 有田明弘 RE Asset Management 2007-06-14 2008-04-10
ADR471 ARITA Akihiro 有田明弘 RO Asset Management 2008-04-10 2011-10-26
AEY571 KANO Hirohisa 加納裕久 RO Advising on Securities 2003-04-01 2013-01-07
AEY571 KANO Hirohisa 加納裕久 RO Advising on Futures Contracts 2003-04-01 2013-01-07
AEY571 KANO Hirohisa 加納裕久 RO Advising on Corporate Finance 2003-04-01 2004-11-04
AEY571 KANO Hirohisa 加納裕久 RO Asset Management 2004-11-08 2013-01-07
AGC876 OMATSU Masaki RO Advising on Securities 2003-04-01 2008-11-18
AGC876 OMATSU Masaki RO Advising on Futures Contracts 2003-04-01 2008-11-18
AGC876 OMATSU Masaki RO Advising on Corporate Finance 2003-04-01 2004-10-26
AHJ779 HUEN Kit Yee 禤潔儀 RE Advising on Securities 2003-04-01 2006-01-25
AHJ779 HUEN Kit Yee 禤潔儀 RO Advising on Securities 2006-01-25 2013-06-30
AHJ779 HUEN Kit Yee 禤潔儀 RE Advising on Futures Contracts 2003-04-01 2006-01-25
AHJ779 HUEN Kit Yee 禤潔儀 RO Advising on Futures Contracts 2006-01-25 2013-06-30
AHJ779 HUEN Kit Yee 禤潔儀 RE Advising on Corporate Finance 2003-04-01 2004-11-04
AHJ779 HUEN Kit Yee 禤潔儀 RO Asset Management 2004-11-12 2013-06-30
AJA302 MATSUMOTO Tsutomu RE Advising on Securities 2003-08-13 2011-08-13
AJA302 MATSUMOTO Tsutomu RE Advising on Futures Contracts 2003-08-13 2011-08-13
AJA302 MATSUMOTO Tsutomu RE Advising on Corporate Finance 2003-08-13 2004-11-04
AJA302 MATSUMOTO Tsutomu RE Asset Management 2005-02-04 2007-07-09
AJA302 MATSUMOTO Tsutomu RO Asset Management 2007-07-09 2011-08-13
ASC884 MAN Sum 文琛 RE Advising on Securities 2009-01-20 2011-07-17
ASC884 MAN Sum 文琛 RE Advising on Futures Contracts 2009-01-20 2011-07-17
ASC884 MAN Sum 文琛 RE Asset Management 2009-01-20 2011-07-17

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