Hong Kong SFC licence institution AEY707, HSBC Guyerzeller Far East Limited

These are the licence-holders that were found for SFC licence institution AEY707 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF615 LIU Clement George 劉嘉肇 RE Advising on Securities 2007-11-15 2009-04-01
AAF615 LIU Clement George 劉嘉肇 RE Asset Management 2007-11-15 2009-04-01
ABL140 LAM Yik Kau, Peter 林奕球 RO Dealing in Securities 2004-12-22 2009-02-18
ABL140 LAM Yik Kau, Peter 林奕球 RO Advising on Securities 2004-04-16 2009-02-18
ABL140 LAM Yik Kau, Peter 林奕球 RO Advising on Futures Contracts 2005-02-02 2009-02-18
ABL140 LAM Yik Kau, Peter 林奕球 RO Asset Management 2004-04-16 2009-02-18
ABM533 LEUNG Kwok Tung, Fredric 梁國棟 RO Dealing in Securities 2004-12-22 2008-06-20
ABM533 LEUNG Kwok Tung, Fredric 梁國棟 RO Advising on Securities 2003-09-19 2008-06-20
ABM533 LEUNG Kwok Tung, Fredric 梁國棟 RO Asset Management 2003-09-19 2008-06-20
ABN177 HO Yiu Hung, Ronald 何耀雄 RE Dealing in Securities 2007-02-21 2009-03-21
ABN177 HO Yiu Hung, Ronald 何耀雄 RE Advising on Securities 2007-02-21 2009-03-21
ABN177 HO Yiu Hung, Ronald 何耀雄 RE Asset Management 2007-02-21 2009-03-21
ABT403 CHENG Lai Chun, Betty 鄭麗珍 RE Dealing in Securities 2006-04-04 2007-11-19
AFC151 HUI Chin Ki 許展奇 RO Dealing in Securities 2004-12-22 2009-05-01
AFC151 HUI Chin Ki 許展奇 RO Advising on Securities 2003-04-01 2009-05-01
AFC151 HUI Chin Ki 許展奇 RO Advising on Futures Contracts 2005-02-02 2009-05-01
AFC151 HUI Chin Ki 許展奇 RO Asset Management 2003-04-01 2009-05-01
AFR327 LEUNG Lawrence 梁偉澤 RE Dealing in Securities 2008-06-16 2008-07-21
AFU802 PRENZLIN Ruediger RO Advising on Securities 2003-04-01 2003-05-22
AFU802 PRENZLIN Ruediger RO Asset Management 2003-04-01 2003-05-22
AGA656 CHAN Ngok Yan, Elton 陳岳欣 RO Dealing in Securities 2004-12-22 2009-05-01
AGA656 CHAN Ngok Yan, Elton 陳岳欣 RO Advising on Securities 2004-08-10 2009-05-01
AGA656 CHAN Ngok Yan, Elton 陳岳欣 RO Advising on Futures Contracts 2005-11-10 2009-05-01
AGA656 CHAN Ngok Yan, Elton 陳岳欣 RO Asset Management 2004-08-10 2009-05-01
AGF542 NG Siu Mui 伍少梅 RE Dealing in Securities 2004-12-23 2009-05-01
AGF542 NG Siu Mui 伍少梅 RE Advising on Securities 2003-04-01 2006-03-27
AGF542 NG Siu Mui 伍少梅 RE Advising on Futures Contracts 2005-03-09 2009-05-01
AGF542 NG Siu Mui 伍少梅 RE Asset Management 2003-04-01 2006-03-27
AIM296 SIEKER Steven Rudolf RO Advising on Securities 2003-04-01 2003-09-28
AIM296 SIEKER Steven Rudolf RO Asset Management 2003-04-01 2003-09-28
AJA983 YU Mee Kam, Irene 余美金 RE Dealing in Securities 2004-12-23 2009-04-01
AJA983 YU Mee Kam, Irene 余美金 RE Advising on Securities 2003-07-26 2005-08-16
AJA983 YU Mee Kam, Irene 余美金 RE Asset Management 2003-07-26 2005-08-16
ALF764 SUN Joseph Yung Chien RE Dealing in Securities 2005-04-19 2005-08-03
ALF764 SUN Joseph Yung Chien RE Advising on Securities 2004-09-13 2005-08-03
ALF764 SUN Joseph Yung Chien RE Asset Management 2004-09-13 2005-08-03
AML413 NG King Hang, Dominic 伍景恆 RE Dealing in Securities 2005-09-08 2009-04-01
AML413 NG King Hang, Dominic 伍景恆 RE Advising on Securities 2005-09-08 2009-04-01
AML413 NG King Hang, Dominic 伍景恆 RE Asset Management 2005-09-08 2009-04-01
AMM445 LOOK Po Shan, Pauline 陸葆珊 RE Dealing in Securities 2005-09-26 2009-04-01
AMM445 LOOK Po Shan, Pauline 陸葆珊 RE Advising on Securities 2005-09-26 2009-04-01
AMM445 LOOK Po Shan, Pauline 陸葆珊 RE Asset Management 2006-04-24 2009-04-01
AMQ585 YU Man Fung, Lora 余敏鳳 RE Dealing in Securities 2007-11-15 2009-04-01
ANM244 HSUAN Heman 宣希文 RE Dealing in Securities 2006-06-07 2009-04-01
ARA480 WONG Yue Yuk 黃如玉 RE Dealing in Securities 2008-06-10 2009-04-01
ARY266 LEE Kwan Fong 李群芳 RE Dealing in Securities 2008-12-22 2009-04-01

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