Hong Kong SFC licence institution AEZ062, China Goldjoy Securities Limited 中國金洋證券有限公司

These are the licence-holders that were found for SFC licence institution AEZ062 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA166 LAU Ping Kwong 劉炳光 RE Dealing in Securities 2005-08-15 2011-03-01
AAA166 LAU Ping Kwong 劉炳光 RE Dealing in Securities 2011-11-02
AAC254 LAU Shek Wing 劉錫榮 RE Dealing in Securities 2006-03-06 2006-07-31
AAC542 LAI Tai Wai 黎大威 RE Dealing in Securities 2009-07-14 2014-10-06
AAC852 LEE Hon Ming 李漢明 RE Dealing in Securities 2003-04-01
AAC852 LEE Hon Ming 李漢明 RE Advising on Securities 2003-04-01 2004-08-20
AAC852 LEE Hon Ming 李漢明 RE Advising on Corporate Finance 2003-04-01 2004-08-20
AAC852 LEE Hon Ming 李漢明 RE Asset Management 2003-04-01 2004-08-20
AAC871 YAU Lap Kan 丘立根 RE Dealing in Securities 2003-04-01
AAC871 YAU Lap Kan 丘立根 RE Advising on Securities 2003-04-01 2004-08-20
AAC871 YAU Lap Kan 丘立根 RE Advising on Corporate Finance 2003-04-01 2004-08-20
AAC871 YAU Lap Kan 丘立根 RE Asset Management 2003-04-01 2004-08-20
AAD175 NG Sui Man 吳瑞民 RE Dealing in Securities 2011-12-01
AAD359 CHAN Chi Keung 陳志強 RE Dealing in Securities 2010-04-01 2012-02-10
AAD902 POON Lung Kong 潘龍港 RE Dealing in Securities 2003-04-01 2009-06-23
AAD902 POON Lung Kong 潘龍港 RE Dealing in Securities 2013-10-24 2017-03-06
AAD902 POON Lung Kong 潘龍港 RO Dealing in Securities 2009-06-23 2013-10-24
AAD902 POON Lung Kong 潘龍港 RE Advising on Securities 2003-04-01 2003-12-17
AAD902 POON Lung Kong 潘龍港 RE Advising on Corporate Finance 2003-04-01 2003-12-17
AAD902 POON Lung Kong 潘龍港 RE Asset Management 2003-04-01 2003-12-17
AAE190 SIU Hon Man 蕭漢文 RE Dealing in Securities 2011-02-02 2013-06-25
AAE190 SIU Hon Man 蕭漢文 RE Dealing in Futures Contracts 2012-11-05 2013-06-25
AAK254 LEUNG Wai Chuen, Sdentent 梁偉泉 RO Dealing in Securities 2012-12-04 2013-04-01
AAK254 LEUNG Wai Chuen, Sdentent 梁偉泉 RO Dealing in Futures Contracts 2012-12-04 2013-04-01
ABF812 HO Man 何文 RE Dealing in Securities 2010-06-09 2013-06-25
ABH706 NG Fung Yin, Ivy 吳鳳賢 RE Dealing in Securities 2004-02-17 2004-08-02
ABY518 WONG Wai Ho, Michael 黃韋皓 RE Dealing in Securities 2016-02-11 2017-01-20
ABY518 WONG Wai Ho, Michael 黃韋皓 RE Dealing in Futures Contracts 2016-02-11 2017-01-20
ABY518 WONG Wai Ho, Michael 黃韋皓 RE Advising on Securities 2016-02-11 2017-01-20
ABY518 WONG Wai Ho, Michael 黃韋皓 RE Asset Management 2016-01-13 2017-01-20
ABZ281 LI Kwok Tung 利國東 RE Dealing in Securities 2008-04-15 2008-05-29
ABZ281 LI Kwok Tung 利國東 RO Dealing in Securities 2008-05-29 2009-01-16
ACB022 LEE Geng Rong 李耿融 RE Dealing in Securities 2013-05-27 2016-06-01
ACB022 LEE Geng Rong 李耿融 RE Dealing in Futures Contracts 2013-03-11 2013-04-16
ACB022 LEE Geng Rong 李耿融 RO Dealing in Futures Contracts 2013-04-16 2016-06-01
ACB022 LEE Geng Rong 李耿融 RO Advising on Securities 2014-03-20 2016-06-01
ACB022 LEE Geng Rong 李耿融 RE Asset Management 2014-10-29 2016-06-01
ACB022 LEE Geng Rong 李耿融 RO Asset Management 2014-03-20 2014-10-29
ACC495 CHAN Ping Kuen 陳炳權 RE Dealing in Securities 2005-09-05
ACO074 CHEUNG Lit Wan, Kenneth 張烈雲 RO Dealing in Securities 2003-04-01 2009-02-28
ACO074 CHEUNG Lit Wan, Kenneth 張烈雲 RO Advising on Securities 2003-04-01 2003-07-09
ACO074 CHEUNG Lit Wan, Kenneth 張烈雲 RO Advising on Corporate Finance 2003-04-01 2003-07-09
ACO074 CHEUNG Lit Wan, Kenneth 張烈雲 RO Asset Management 2003-04-01 2003-07-09
ACQ984 LAM Lap Yen, Roger 林立仁 RE Dealing in Securities 2018-03-20 2018-11-29
ACR507 LAM Oi Chun 林愛珍 RE Dealing in Securities 2018-02-27
ACR507 LAM Oi Chun 林愛珍 RO Dealing in Securities 2003-04-01 2018-02-27
ACR507 LAM Oi Chun 林愛珍 RO Advising on Securities 2003-04-01 2004-11-30
ACR507 LAM Oi Chun 林愛珍 RO Advising on Corporate Finance 2003-04-01 2004-11-30
ACR507 LAM Oi Chun 林愛珍 RO Asset Management 2003-04-01 2004-11-30
ACW359 PANG Ka Kon, Stephen 彭嘉幹 RO Dealing in Securities 2003-04-01 2005-11-18
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RE Advising on Corporate Finance 2018-01-19 2018-03-26
ADC991 CHAN Sui Lung, Twice 陳瑞龍 RO Advising on Corporate Finance 2018-03-26
ADI346 CHAN Hung Kei 陳鴻基 RE Dealing in Securities 2005-08-16 2011-03-09
ADI346 CHAN Hung Kei 陳鴻基 RE Dealing in Securities 2011-11-03
ADI947 CHAN Yat Hang 陳日恆 RE Dealing in Securities 2013-05-20 2013-06-08
ADV918 LEE Tin Yau, Eugene 李天佑 RE Dealing in Securities 2017-02-09 2017-08-17
ADV918 LEE Tin Yau, Eugene 李天佑 RO Advising on Corporate Finance 2017-01-12
ADW206 LAW Sheung Pui 羅尚沛 RE Dealing in Securities 2011-11-15 2012-01-01
ADZ541 KONG Shiu Lun 江兆麟 RE Dealing in Securities 2018-01-30 2018-11-17
ADZ541 KONG Shiu Lun 江兆麟 RE Advising on Securities 2018-01-30 2018-11-17
AEA182 LO Ngar Yee, Fanny 盧雅儀 RE Dealing in Securities 2017-11-30
AEA182 LO Ngar Yee, Fanny 盧雅儀 RE Dealing in Futures Contracts 2017-11-30
AED745 LAW Koon Fu, Stanley 羅觀富 RE Dealing in Securities 2003-04-01 2010-04-15
AED745 LAW Koon Fu, Stanley 羅觀富 RE Advising on Securities 2003-04-01 2003-10-23
AED745 LAW Koon Fu, Stanley 羅觀富 RE Advising on Corporate Finance 2003-04-01 2003-10-23
AED745 LAW Koon Fu, Stanley 羅觀富 RE Asset Management 2003-04-01 2003-10-23
AEJ241 CHEUNG Lit Shing 張烈城 RE Dealing in Securities 2003-04-01
AEJ241 CHEUNG Lit Shing 張烈城 RE Advising on Securities 2003-04-01 2004-02-05
AEJ241 CHEUNG Lit Shing 張烈城 RE Advising on Corporate Finance 2003-04-01 2004-02-05
AEJ241 CHEUNG Lit Shing 張烈城 RE Asset Management 2003-04-01 2004-02-05
AEJ324 HUI Kwok Piu 許國標 RE Dealing in Securities 2003-04-01
AEJ324 HUI Kwok Piu 許國標 RE Advising on Securities 2003-04-01 2004-02-27
AEJ324 HUI Kwok Piu 許國標 RE Advising on Corporate Finance 2003-04-01 2004-02-27
AEJ324 HUI Kwok Piu 許國標 RE Asset Management 2003-04-01 2004-02-27
AEJ432 HUI Chi Ho 許志浩 RE Dealing in Securities 2010-06-09 2013-06-25
AEM229 KWAN Hung Kay 關鴻基 RE Dealing in Securities 2011-04-28 2016-06-01
AEM229 KWAN Hung Kay 關鴻基 RE Dealing in Futures Contracts 2014-04-29 2016-06-01
AEM229 KWAN Hung Kay 關鴻基 RE Asset Management 2014-04-29 2016-06-01
AEU211 KUNG Wai Ling 龔偉凌 RO Advising on Corporate Finance 2017-01-12 2017-07-31
AEU477 WONG Eva 黃鳳寶 RE Dealing in Securities 2003-04-01 2009-07-09
AEU477 WONG Eva 黃鳳寶 RO Dealing in Securities 2009-07-09
AEU477 WONG Eva 黃鳳寶 RE Advising on Securities 2003-04-01 2003-06-20
AEU477 WONG Eva 黃鳳寶 RE Advising on Corporate Finance 2003-04-01 2003-06-20
AEU477 WONG Eva 黃鳳寶 RE Asset Management 2003-04-01 2003-06-20
AEU477 WONG Eva 黃鳳寶 RE Asset Management 2015-12-15
AEZ970 CHENG Po Wan Mary 鄭寶雲 RE Dealing in Securities 2003-04-01
AEZ970 CHENG Po Wan Mary 鄭寶雲 RE Advising on Securities 2003-04-01 2004-03-18
AEZ970 CHENG Po Wan Mary 鄭寶雲 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AEZ970 CHENG Po Wan Mary 鄭寶雲 RE Asset Management 2003-04-01 2004-03-18
AFA762 MAK Ka Sing 麥嘉聲 RE Dealing in Securities 2012-05-18 2013-09-16
AFA762 MAK Ka Sing 麥嘉聲 RO Dealing in Futures Contracts 2012-09-18 2013-09-16
AFC398 YUEN Chu Chung, Stanley 袁柱中 RE Dealing in Securities 2003-04-01
AFC398 YUEN Chu Chung, Stanley 袁柱中 RE Advising on Securities 2003-04-01 2003-06-16
AFC398 YUEN Chu Chung, Stanley 袁柱中 RE Advising on Corporate Finance 2003-04-01 2003-06-16
AFC398 YUEN Chu Chung, Stanley 袁柱中 RE Asset Management 2003-04-01 2003-06-16
AFE383 CHAN Ching Hong 陳正康 RE Dealing in Securities 2010-06-09 2013-06-25
AFE385 LEUNG Ka Chung 梁家驄 RE Dealing in Securities 2010-06-09 2013-06-25
AFG950 KWOK Ka Yiu 郭家耀 RE Dealing in Securities 2013-01-24
AFG950 KWOK Ka Yiu 郭家耀 RE Dealing in Futures Contracts 2013-01-24
AFP975 LAM Wai Kwong, Alfred 林偉光 RE Dealing in Securities 2003-04-01 2006-01-25
AFP975 LAM Wai Kwong, Alfred 林偉光 RO Dealing in Securities 2006-01-25 2017-01-13
AFP975 LAM Wai Kwong, Alfred 林偉光 RE Advising on Securities 2003-04-01 2004-04-02
AFP975 LAM Wai Kwong, Alfred 林偉光 RO Advising on Securities 2015-03-09 2017-01-13
AFP975 LAM Wai Kwong, Alfred 林偉光 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AFP975 LAM Wai Kwong, Alfred 林偉光 RE Asset Management 2003-04-01 2004-04-02
AFP975 LAM Wai Kwong, Alfred 林偉光 RO Asset Management 2015-03-09 2015-10-12
AFS613 CHEUNG Wai Shuen 張慧璇 RE Dealing in Securities 2003-04-01 2003-12-08
AFS613 CHEUNG Wai Shuen 張慧璇 RE Advising on Securities 2003-04-01 2003-06-26
AFS613 CHEUNG Wai Shuen 張慧璇 RE Advising on Corporate Finance 2003-04-01 2003-06-26
AFS613 CHEUNG Wai Shuen 張慧璇 RE Asset Management 2003-04-01 2003-06-26
AFU532 CHAN Shing Chun 陳成浚 RE Dealing in Securities 2006-03-20 2009-03-23
AGG286 LEE Shun Hing, Jimmy 利順興 RE Dealing in Securities 2013-11-22 2014-03-28
AGG286 LEE Shun Hing, Jimmy 利順興 RO Dealing in Securities 2014-03-28 2015-02-28
AGG286 LEE Shun Hing, Jimmy 利順興 RO Advising on Securities 2014-03-20 2015-02-28
AGG286 LEE Shun Hing, Jimmy 利順興 RO Asset Management 2014-03-20 2015-02-28
AGI713 NG Season Gregory 吳世淳 RE Dealing in Securities 2015-07-15 2015-08-04
AGI713 NG Season Gregory 吳世淳 RE Advising on Securities 2015-07-15 2015-08-04
AGI713 NG Season Gregory 吳世淳 RE Asset Management 2015-07-15 2015-08-04
AGL533 CHONG Vincent Kwong Hoi 莊廣海 RE Dealing in Securities 2003-04-01 2009-03-31
AGL533 CHONG Vincent Kwong Hoi 莊廣海 RE Advising on Securities 2003-04-01 2004-04-01
AGL533 CHONG Vincent Kwong Hoi 莊廣海 RE Advising on Corporate Finance 2003-04-01 2004-04-01
AGL533 CHONG Vincent Kwong Hoi 莊廣海 RE Asset Management 2003-04-01 2004-04-01
AGM042 LAM Yi Kwai 林怡葵 RE Dealing in Securities 2017-09-22
AGM042 LAM Yi Kwai 林怡葵 RE Dealing in Futures Contracts 2018-05-25
AGN969 WONG King Chung 王競鍾 RE Dealing in Securities 2007-05-11 2012-06-01
AHJ189 LAU Koon Ming 劉冠銘 RE Dealing in Securities 2007-08-01 2008-01-30
AIX164 NG Ka Shun 吳家順 RE Dealing in Securities 2013-07-17 2016-08-16
AIX164 NG Ka Shun 吳家順 RE Dealing in Futures Contracts 2013-07-17 2016-08-16
AJC709 SZE Yin Cheung 史彥彰 RE Dealing in Securities 2016-05-11 2016-12-31
AJC709 SZE Yin Cheung 史彥彰 RE Dealing in Securities 2018-09-26 2018-11-19
AJC709 SZE Yin Cheung 史彥彰 RO Dealing in Securities 2018-11-19
AJC709 SZE Yin Cheung 史彥彰 RE Dealing in Futures Contracts 2016-05-11 2016-06-21
AJC709 SZE Yin Cheung 史彥彰 RE Dealing in Futures Contracts 2018-09-26 2018-11-19
AJC709 SZE Yin Cheung 史彥彰 RO Dealing in Futures Contracts 2016-06-21 2016-12-31
AJC709 SZE Yin Cheung 史彥彰 RO Dealing in Futures Contracts 2018-11-19
AJM169 TSANG Cheung Man 曾祥文 RE Dealing in Securities 2015-03-04 2016-09-22
AJM169 TSANG Cheung Man 曾祥文 RE Advising on Securities 2015-03-04 2016-09-22
AKY048 LI Ka Wing, Kalvin 李佳穎 RE Dealing in Securities 2009-11-30 2011-11-30
ALI612 LAM Yin Chun 林燕真 RE Dealing in Securities 2011-02-08 2013-01-15
ALK478 LEUNG Wai Man 梁威文 RE Dealing in Securities 2017-08-16
ALK478 LEUNG Wai Man 梁威文 RE Dealing in Futures Contracts 2013-03-05 2013-03-22
ALK478 LEUNG Wai Man 梁威文 RO Dealing in Futures Contracts 2013-03-22
ALP487 LI Mei Hing 李美卿 RE Dealing in Securities 2005-02-15 2005-05-21
ALP487 LI Mei Hing 李美卿 RE Dealing in Securities 2017-02-15 2017-03-10
ALQ829 CHEN Haoyun 陳浩雲 RE Dealing in Securities 2010-06-09 2013-06-15
AMI554 HO Hin Sing, Hanson 何顯聲 RE Dealing in Securities 2011-11-25 2012-07-26
AMI554 HO Hin Sing, Hanson 何顯聲 RE Dealing in Securities 2016-05-11 2016-05-31
AMI554 HO Hin Sing, Hanson 何顯聲 RO Dealing in Securities 2012-07-26 2012-10-10
AMI554 HO Hin Sing, Hanson 何顯聲 RO Dealing in Securities 2016-05-31
AMI554 HO Hin Sing, Hanson 何顯聲 RE Dealing in Futures Contracts 2016-05-11 2016-05-31
AMI554 HO Hin Sing, Hanson 何顯聲 RO Dealing in Futures Contracts 2012-09-18 2012-10-10
AMI554 HO Hin Sing, Hanson 何顯聲 RO Dealing in Futures Contracts 2016-05-31
AMI554 HO Hin Sing, Hanson 何顯聲 RO Advising on Securities 2017-04-10
AMI554 HO Hin Sing, Hanson 何顯聲 RE Asset Management 2016-05-11 2017-04-10
AMI554 HO Hin Sing, Hanson 何顯聲 RO Asset Management 2017-04-10
ANJ276 TAM King Leung 譚景亮 RE Dealing in Securities 2012-07-10 2014-03-10
ANK181 LAI Nga Ying 黎雁英 RE Dealing in Securities 2018-08-01
ANK181 LAI Nga Ying 黎雁英 RE Advising on Securities 2018-08-01
ANV050 YUEN Ka Leung 袁家樑 RE Dealing in Securities 2017-05-05 2017-06-13
ANV050 YUEN Ka Leung 袁家樑 RO Dealing in Securities 2017-06-13 2017-06-30
ANV050 YUEN Ka Leung 袁家樑 RE Dealing in Futures Contracts 2017-05-05 2017-06-13
ANV050 YUEN Ka Leung 袁家樑 RO Dealing in Futures Contracts 2017-06-13 2017-06-30
ANV050 YUEN Ka Leung 袁家樑 RE Advising on Securities 2017-05-05 2017-06-13
ANV050 YUEN Ka Leung 袁家樑 RO Advising on Securities 2017-06-13 2017-06-30
ANV050 YUEN Ka Leung 袁家樑 RE Asset Management 2017-05-05 2017-06-30
ANY399 FUNG Kin Wing 馮鍵嶸 RE Dealing in Securities 2017-01-04 2017-09-18
AOK030 FAN Che Hsi Jason 范哲曦 RE Dealing in Securities 2018-02-02
AOK030 FAN Che Hsi Jason 范哲曦 RE Advising on Securities 2018-02-02
AOK030 FAN Che Hsi Jason 范哲曦 RE Asset Management 2018-02-02
AOT858 CHUNG Kee Biu 鍾奇標 RE Dealing in Securities 2014-04-04 2015-05-02
AOX157 HUI Fong Tat 許方達 RE Dealing in Securities 2007-06-15 2008-02-28
APB688 CHENG Wai Shing, Matthew 鄭偉成 RE Dealing in Securities 2011-01-11 2012-01-20
APD341 LAM Shun Hei 林順喜 RE Dealing in Securities 2011-01-04 2015-05-30
APF173 MAK Kwok Leung 麥國樑 RE Dealing in Securities 2017-09-04
APF173 MAK Kwok Leung 麥國樑 RE Dealing in Futures Contracts 2017-09-04
APF173 MAK Kwok Leung 麥國樑 RE Asset Management 2017-09-04
APF580 KEUNG Yat Fai, Janice 姜逸暉 RE Dealing in Securities 2007-08-07 2008-07-10
APF965 SHUM Chun Wai 沈俊威 RE Advising on Securities 2018-09-24
APH801 HO Chi Ming, Tony 何志銘 RE Dealing in Securities 2007-08-24 2016-03-01
APH801 HO Chi Ming, Tony 何志銘 RE Dealing in Securities 2017-01-19 2017-02-22
APH801 HO Chi Ming, Tony 何志銘 RO Dealing in Securities 2017-02-22 2018-08-17
APH801 HO Chi Ming, Tony 何志銘 RE Dealing in Futures Contracts 2012-12-17 2016-03-01
APH801 HO Chi Ming, Tony 何志銘 RE Advising on Securities 2015-06-25 2016-03-01
APH801 HO Chi Ming, Tony 何志銘 RE Advising on Securities 2017-01-19 2017-03-23
APH801 HO Chi Ming, Tony 何志銘 RO Advising on Securities 2017-03-23 2018-08-17
APH801 HO Chi Ming, Tony 何志銘 RE Asset Management 2015-01-09 2016-03-01
APH801 HO Chi Ming, Tony 何志銘 RE Asset Management 2017-01-19 2017-05-17
APH801 HO Chi Ming, Tony 何志銘 RO Asset Management 2017-05-17 2018-08-17
APL476 YIP Kim Fung 葉劍峰 RE Dealing in Securities 2007-09-25 2008-01-07
AQN838 LEUNG Wai Hung 梁偉鴻 RE Dealing in Securities 2016-08-10
AQU560 WONG Kam Wah 王錦華 RE Dealing in Securities 2015-06-30 2016-03-01
AQY530 CHU Sai Wai 朱世慧 RE Dealing in Securities 2008-06-12
ARB624 HO Chi Kin Brian 何志堅 RE Dealing in Securities 2011-04-20 2012-01-23
ARB850 CHU Yat Ming 朱日明 RE Dealing in Securities 2016-08-01
ARB850 CHU Yat Ming 朱日明 RE Dealing in Futures Contracts 2016-08-01
ARB850 CHU Yat Ming 朱日明 RE Asset Management 2016-12-20
ARE725 KWAN Chi Hung 關智雄 RE Dealing in Securities 2008-07-25 2008-10-01
ARI220 CHIU Kai Shing 趙啟誠 RE Dealing in Securities 2009-04-06 2013-07-20
ARN962 HON Sheung 韓霜 RE Dealing in Securities 2008-09-26 2012-09-22
ARW961 SO Sheung Hin, Ben 蘇尚軒 RE Dealing in Securities 2008-12-19 2009-06-11
ASP543 LI Hoi Wing 李海榮 RE Dealing in Securities 2018-03-27
ASP543 LI Hoi Wing 李海榮 RE Advising on Securities 2018-03-27
ASP543 LI Hoi Wing 李海榮 RE Asset Management 2018-04-23
ASU157 CHOI Oi Fung 蔡愛鳳 RE Dealing in Securities 2009-05-15 2011-06-01
ATI402 FU Ming 傅鳴 RE Dealing in Securities 2016-12-08 2017-08-18
ATI402 FU Ming 傅鳴 RE Dealing in Futures Contracts 2016-12-08 2017-08-18
ATI402 FU Ming 傅鳴 RE Asset Management 2017-01-04 2017-08-18
ATN769 TING Wing Yee 丁詠儀 RE Dealing in Securities 2014-11-26
AUB921 CHIU Cheuk Fung 趙卓峯 RE Dealing in Securities 2009-12-02 2009-12-09
AUT494 TONG Tsz Wai 唐子維 RE Dealing in Securities 2017-06-01 2018-07-13
AUT494 TONG Tsz Wai 唐子維 RE Dealing in Futures Contracts 2017-06-01 2018-07-13
AUT494 TONG Tsz Wai 唐子維 RE Asset Management 2017-09-26 2018-07-13
AUX220 CHAN Yan Lung 陳寅龍 RE Dealing in Securities 2015-01-20 2017-04-25
AUX220 CHAN Yan Lung 陳寅龍 RE Advising on Securities 2015-01-20 2015-03-20
AUX220 CHAN Yan Lung 陳寅龍 RO Advising on Securities 2015-03-20 2017-04-25
AUX220 CHAN Yan Lung 陳寅龍 RE Asset Management 2015-01-20 2015-03-20
AUX220 CHAN Yan Lung 陳寅龍 RO Asset Management 2015-03-20 2017-04-25
AVA555 HUANG Ling Kit 黃凌杰 RE Dealing in Securities 2017-03-16
AVA555 HUANG Ling Kit 黃凌杰 RE Dealing in Futures Contracts 2017-03-16
AVA555 HUANG Ling Kit 黃凌杰 RE Advising on Securities 2017-04-12
AVA555 HUANG Ling Kit 黃凌杰 RE Asset Management 2017-04-12
AVD101 WONG Sung Chun 王崇峻 RE Dealing in Securities 2018-09-13
AVD101 WONG Sung Chun 王崇峻 RE Dealing in Futures Contracts 2018-10-05
AVD101 WONG Sung Chun 王崇峻 RE Asset Management 2018-10-05
AVL394 LI Lai Ha 李麗霞 RE Dealing in Securities 2010-07-21 2011-08-21
AWC045 NG Chan Man 吳燦民 RE Dealing in Securities 2016-12-23
AWC045 NG Chan Man 吳燦民 RE Advising on Securities 2016-12-23
AWC045 NG Chan Man 吳燦民 RE Asset Management 2016-12-23
AWQ669 LEUNG Kai Fai, Philip 梁啟輝 RE Dealing in Securities 2011-02-08 2014-02-10
AXD896 SEE Cheuk Yan, Maggie 施卓蒑 RE Dealing in Securities 2016-06-08 2018-06-30
AXD896 SEE Cheuk Yan, Maggie 施卓蒑 RE Dealing in Futures Contracts 2016-06-08 2018-06-30
AXD896 SEE Cheuk Yan, Maggie 施卓蒑 RE Asset Management 2016-10-25 2018-06-30
AXK450 CHOW Tsz Lam 周梓霖 RE Dealing in Securities 2013-08-01 2016-11-05
AXK450 CHOW Tsz Lam 周梓霖 RE Dealing in Futures Contracts 2013-08-01 2016-11-05
AXP645 SHEN Pei Lin 沈佩玲 RE Dealing in Securities 2014-10-22 2015-01-16
AXP645 SHEN Pei Lin 沈佩玲 RO Dealing in Securities 2015-01-16
AXP645 SHEN Pei Lin 沈佩玲 RE Advising on Securities 2014-10-22 2015-01-16
AXP645 SHEN Pei Lin 沈佩玲 RO Advising on Securities 2015-01-16
AXP645 SHEN Pei Lin 沈佩玲 RE Asset Management 2014-10-22 2014-10-29
AXP645 SHEN Pei Lin 沈佩玲 RO Asset Management 2014-10-29
AXS958 MAK Hoi Ching 麥凱晴 RE Dealing in Securities 2013-04-22 2013-09-01
AXZ690 POON Siu Ming 潘紹銘 RE Dealing in Securities 2012-09-10 2013-03-13
AYE891 YIP Sze Ming 葉思明 RE Dealing in Securities 2012-08-15 2013-12-10
BAH994 SHEN Chun Yu 沈俊宇 RE Dealing in Securities 2017-12-05
BAH994 SHEN Chun Yu 沈俊宇 RE Advising on Securities 2017-12-05
BAH994 SHEN Chun Yu 沈俊宇 RE Asset Management 2017-12-05
BBE125 CHAN Wing Sum 陳永森 RE Dealing in Securities 2013-05-13
BBE409 LAI Yuk Fai 黎昱輝 RE Dealing in Securities 2013-05-13 2014-03-14
BBT305 FONG Wai Ying, Vivian Catherine 方韋盈 RE Dealing in Securities 2017-09-28
BBT305 FONG Wai Ying, Vivian Catherine 方韋盈 RE Advising on Corporate Finance 2017-09-28
BCN406 HO Tsun Yu 何峻宇 RE Dealing in Securities 2018-05-07
BCN406 HO Tsun Yu 何峻宇 RE Dealing in Futures Contracts 2018-05-07
BCN406 HO Tsun Yu 何峻宇 RE Advising on Securities 2018-05-07
BCN406 HO Tsun Yu 何峻宇 RE Asset Management 2018-05-07
BCS464 LO Kuei Tzu 羅桂子 RE Dealing in Securities 2018-06-26
BCS464 LO Kuei Tzu 羅桂子 RE Advising on Securities 2018-06-26
BCS464 LO Kuei Tzu 羅桂子 RE Asset Management 2018-06-26
BDA823 TSO Siu Ho 曹笑豪 RE Dealing in Securities 2014-03-10
BDE110 HUI YIN KWAN 許硯鈞 RE Dealing in Securities 2015-09-15
BDE110 HUI YIN KWAN 許硯鈞 RE Advising on Securities 2015-09-15
BDE110 HUI YIN KWAN 許硯鈞 RE Asset Management 2015-09-15
BDH667 HAN Zhuo 韓卓 RE Dealing in Securities 2018-06-04
BDH667 HAN Zhuo 韓卓 RE Advising on Securities 2018-06-20
BDQ196 KWOK Tin Pui 郭天培 RE Dealing in Securities 2018-11-27
BDQ196 KWOK Tin Pui 郭天培 RE Advising on Securities 2018-11-27
BDQ196 KWOK Tin Pui 郭天培 RE Asset Management 2018-11-27
BEC590 CHAN Lam Wai 陳藍慧 RE Dealing in Securities 2017-09-20 2018-04-28
BEC590 CHAN Lam Wai 陳藍慧 RE Advising on Corporate Finance 2017-09-20 2018-04-28
BEN214 HSIAO Wan Ting 蕭婉婷 RE Dealing in Securities 2014-11-27
BEN214 HSIAO Wan Ting 蕭婉婷 RE Asset Management 2015-01-26
BER412 CHANG Mingyu 常明宇 RE Dealing in Securities 2015-01-13
BER413 YU Chung Yui 余宗叡 RE Dealing in Securities 2015-01-13 2016-12-15
BER525 TONG Sau Lan Codia 湯秀蘭 RE Dealing in Securities 2015-01-23
BFA906 CHEN I-Ming 陳怡銘 RE Dealing in Securities 2015-03-09
BFA906 CHEN I-Ming 陳怡銘 RE Advising on Securities 2015-03-09
BFA906 CHEN I-Ming 陳怡銘 RE Asset Management 2015-03-09
BFE244 ZHANG Qiancheng 張前程 RE Dealing in Securities 2017-04-05
BFE244 ZHANG Qiancheng 張前程 RE Advising on Corporate Finance 2017-04-05
BFN095 BAI Shanwei 白山威 RE Dealing in Securities 2015-06-17 2018-01-05
BFP142 CHAN Kam Fai, Gilfred 陳金揮 RE Dealing in Securities 2018-05-31
BFP142 CHAN Kam Fai, Gilfred 陳金揮 RE Advising on Securities 2018-05-31
BGB450 HUANG Kai 黃凱 RE Dealing in Securities 2017-09-20 2018-04-10
BGB450 HUANG Kai 黃凱 RE Advising on Corporate Finance 2017-09-20 2018-04-10
BGU035 CHEN David Wai Chung 陳維忠 RE Dealing in Securities 2016-01-05 2016-08-08
BGU035 CHEN David Wai Chung 陳維忠 RE Dealing in Futures Contracts 2016-02-26 2016-08-08
BGU035 CHEN David Wai Chung 陳維忠 RE Advising on Securities 2016-01-05 2016-08-08
BGU035 CHEN David Wai Chung 陳維忠 RE Asset Management 2016-01-05 2016-08-08
BHP137 XIA Rui 夏銳 RE Asset Management 2016-07-06 2016-11-21
BIH308 CHAN Shut Sang 陳述生 RE Dealing in Securities 2017-10-19 2018-10-01
BIH308 CHAN Shut Sang 陳述生 RE Dealing in Futures Contracts 2017-10-19 2018-10-01
BIH308 CHAN Shut Sang 陳述生 RE Asset Management 2017-10-19 2018-10-01
BIM421 LEUNG Mei Ki, Maggie 梁美琪 RE Dealing in Securities 2016-11-30 2017-12-31
BIQ720 LI Xuejiao 李雪皎 RE Dealing in Securities 2016-11-30 2018-03-31
BIQ720 LI Xuejiao 李雪皎 RE Advising on Securities 2016-11-30 2018-03-31
BIQ720 LI Xuejiao 李雪皎 RE Asset Management 2016-11-30 2018-03-31
BIW234 WONG Wing Ming 黃永明 RE Dealing in Securities 2017-01-18
BIW234 WONG Wing Ming 黃永明 RE Advising on Securities 2017-01-18
BIW234 WONG Wing Ming 黃永明 RE Asset Management 2017-01-18
BJM394 WENG Yanyan 翁嬿彥 RE Dealing in Securities 2017-06-26
BJM394 WENG Yanyan 翁嬿彥 RE Advising on Securities 2017-06-26
BJM394 WENG Yanyan 翁嬿彥 RE Asset Management 2017-06-26
BJQ537 MO Wei 莫韋 RE Dealing in Securities 2017-09-07
BJQ537 MO Wei 莫韋 RE Advising on Securities 2017-09-07
BJU601 LEUNG Ka Ming 梁家明 RE Dealing in Securities 2017-12-04 2018-06-17
BJU601 LEUNG Ka Ming 梁家明 RE Dealing in Futures Contracts 2017-12-04 2018-06-17
BLF892 YU Man Ho 余文浩 RE Dealing in Securities 2018-05-28
BLF892 YU Man Ho 余文浩 RE Advising on Corporate Finance 2018-05-28
BLM882 TANG Wai Shan 鄧惠珊 RE Dealing in Securities 2017-12-14
BLM882 TANG Wai Shan 鄧惠珊 RE Advising on Securities 2017-12-14
BLS731 TO Muk Tak 杜沐德 RE Dealing in Securities 2017-12-13
BLS731 TO Muk Tak 杜沐德 RE Advising on Securities 2017-12-13
BLS731 TO Muk Tak 杜沐德 RE Asset Management 2017-12-29
BMW516 SU Baoyi 蘇寶儀 RE Dealing in Securities 2018-06-13
BMW797 CHAN Kary Kam Ying 陳錦盈 RE Dealing in Securities 2018-06-07
BMW797 CHAN Kary Kam Ying 陳錦盈 RE Advising on Securities 2018-06-07
BNB169 KAM Wai Hin 甘偉軒 RE Dealing in Securities 2018-06-19
BNB169 KAM Wai Hin 甘偉軒 RE Advising on Corporate Finance 2018-06-19
BNC455 LU Chia Chi 呂家琦 RE Dealing in Securities 2018-07-16
BNC455 LU Chia Chi 呂家琦 RE Advising on Securities 2018-07-16
BNC455 LU Chia Chi 呂家琦 RE Asset Management 2018-07-16

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